Biography

02

Institution

03

Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 9, 2023 894081 S 1,177,000 $19.50 $22,951,500 12,741,445 Indirect -8.46% Disposed
Dec. 16, 2022 894081 S 260,000 $26.99 $7,017,400 13,918,445 Indirect -1.83% Disposed
Oct. 7, 2022 894081 S 250,000 $23.61 $5,902,500 14,178,445 Indirect -1.73% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 11, 2025 894081 Warrant (Right to Purchase Common Stock) Common Stock (2,915,000) $12.97 May 6, 2031 2,915,000 Disposed
April 11, 2025 894081 Warrant (Right to Purchase Common Stock) Common Stock (14,801,360) $21.53 Dec. 20, 2029 14,801,360 Disposed
April 11, 2025 894081 Warrant (Right to Purchase Common Stock) Common Stock (7,014,804) $20.40 Dec. 20, 2029 7,014,804 Disposed
May 6, 2024 894081 Warrant (Right to Purchase Common Stock) Common Stock (2,915,000) $12.97 May 6, 2031 2,915,000 Acquired
May 6, 2024 894081 Warrant (Right to Purchase Common Stock) Common Stock $21.53 Dec. 20, 2029 14,801,360 Acquired
May 6, 2024 894081 Warrant (Right to Purchase Common Stock) Common Stock $21.53 Dec. 20, 2025 14,801,360 Disposed
May 6, 2024 894081 Warrant (Right to Purchase Common Stock) Common Stock (7,014,804) $20.40 Dec. 20, 2029 7,014,804 Acquired
May 6, 2024 894081 Warrant (Right to Purchase Common Stock) Common Stock (7,014,804) $20.40 Dec. 20, 2025 7,014,804 Disposed
Dec. 7, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (584,567) $20.40 Dec. 20, 2025 584,567 Acquired
Nov. 19, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (584,567) $20.40 Dec. 20, 2025 584,567 Acquired
Nov. 10, 2021 RIVN Convertible Notes Class A Common Stock (7,390,649) · July 23, 2026 · Disposed
Nov. 10, 2021 RIVN Warrant (Right to Purchase) Class A Common Stock (3,723,050) $9.09 Sept. 16, 2029 3,723,050 Acquired
Nov. 10, 2021 RIVN Warrant (Right to Purchase) Series C Preferred Stock (3,723,050) $9.09 Sept. 16, 2029 3,723,050 Disposed
Nov. 10, 2021 RIVN Series A Preferred Stock Class A Common Stock (86,186,650) · · 86,186,650 Disposed
Nov. 10, 2021 RIVN Series D Preferred Stock Class A Common Stock (30,714,819) · · 30,714,819 Disposed
Nov. 10, 2021 RIVN Series E Preferred Stock Class A Common Stock (27,437,057) · · 27,437,057 Disposed
Nov. 10, 2021 RIVN Series F Preferred Stock Class A Common Stock (4,070,577) · · 4,070,577 Disposed
Oct. 5, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (584,567) $20.40 Dec. 20, 2025 584,567 Acquired
July 7, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (584,567) $20.40 Dec. 20, 2025 584,567 Acquired
May 12, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (584,567) $20.40 Dec. 20, 2025 584,567 Acquired
May 7, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (752,268) $9.73 Oct. 4, 2021 752,268 Disposed
May 7, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (12,810,629) $9.73 Oct. 4, 2021 12,810,629 Disposed
May 7, 2021 894081 Warrant (Right to Purchase Common Stock) Common Stock (584,567) $20.40 Dec. 20, 2025 584,567 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 24, 2026 XE Class A Common Stock 65,836,948 Indirect
Nov. 9, 2021 RIVN Series A Preferred Stock→ Class A Common Stock (86,186,650) 86,186,650 Indirect
Nov. 9, 2021 RIVN Series D Preferred Stock→ Class A Common Stock (30,714,819) 30,714,819 Indirect
Nov. 9, 2021 RIVN Series E Preferred Stock→ Class A Common Stock (27,437,057) 27,437,057 Indirect
Nov. 9, 2021 RIVN Series F Preferred Stock→ Class A Common Stock (4,070,557) 4,070,557 Indirect
Nov. 9, 2021 RIVN Warrant (Right to Purchase)→ Series C Preferred Stock (3,723,050) 3,723,050 Indirect
Nov. 9, 2021 RIVN Convertible Notes→ Class A Common Stock · Indirect
April 8, 2021 894081 Common Stock 865,548 Indirect
April 8, 2021 894081 Warrant (Right to Purchase Common Stock)→ Common Stock (12,810,629) 12,810,629 Direct
April 8, 2021 894081 Warrant (Right to Purchase Common Stock)→ Common Stock (752,268) 752,268 Direct
April 8, 2021 894081 Warrant (Right to Purchase Common Stock)→ Common Stock · Direct
April 8, 2021 894081 Warrant (Right to Purchase Common Stock)→ Common Stock (3,507,402) 3,507,402 Direct
March 21, 2008 1077926 Common Stock, $0.01 par value · Indirect