Amit Kumar
Activist
First SEC filing: June 6, 2025 · Latest: June 6, 2025
Insider at
Insider transactions
10 buys (P)
0 sells (S)
Net: $182,994
Avg return of open purchases vs now: -4.2%
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 24, 2026 | ANIX | P | 7,000 | $2.78 | $19,460 | 672,000 Direct | +1.05% | Acquired | 6.1% (price as of 2026-10-02) |
| Sept. 10, 2026 | ANIX | P | 3,000 | $2.75 | $8,250 | 665,000 Direct | +0.45% | Acquired | 7.3% (price as of 2026-10-02) |
| Sept. 10, 2026 | ANIX | P | 5,000 | $2.76 | $13,800 | 662,000 Direct | +0.76% | Acquired | 6.9% (price as of 2026-10-02) |
| July 31, 2026 | ANIX | P | 5,000 | $3.47 | $17,350 | 657,000 Direct | +0.77% | Acquired | -15.0% (price as of 2026-10-02) |
| July 27, 2026 | ANIX | P | 5,000 | $3.44 | $17,200 | 652,000 Direct | +0.77% | Acquired | -14.2% (price as of 2026-10-02) |
| July 27, 2026 | ANIX | P | 3,188 | $3.37 | $10,744 | 647,000 Direct | +0.50% | Acquired | -12.5% (price as of 2026-10-02) |
| July 24, 2026 | ANIX | P | 3,000 | $3.73 | $11,190 | 643,812 Direct | +0.47% | Acquired | -20.9% (price as of 2026-10-02) |
| July 20, 2026 | ANIX | P | 5,000 | $3.46 | $17,300 | 640,812 Direct | +0.79% | Acquired | -14.7% (price as of 2026-10-02) |
| July 10, 2026 | ANIX | P | 5,000 | $3.04 | $15,200 | 635,812 Direct | +0.79% | Acquired | -3.0% (price as of 2026-10-02) |
| June 12, 2026 | ANIX | P | 21,000 | $2.50 | $52,500 | 630,812 Direct | +3.44% | Acquired | 18.0% (price as of 2026-10-02) |
| Jan. 5, 2026 | ANIX | A | 350,000 | · | · | 350,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Oct. 30, 2025 | ANIX | M | 200,000 | $2.92 | $584,000 | 779,925 Direct | +34.49% | Acquired | 1.0% (price as of 2026-10-02) |
| Oct. 30, 2025 | ANIX | F | 169,439 | $4.06 | $687,922 | 610,486 Direct | -21.73% | Disposed | -27.3% (price as of 2026-10-02) |
| Oct. 30, 2025 | ANIX | M | 200,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 30, 2025 | ANIX | P | 5,000 | $3.16 | $15,800 | 579,925 Direct | +0.87% | Acquired | -6.6% (price as of 2026-10-02) |
| July 11, 2025 | ANIX | P | 5,000 | $3.15 | $15,750 | 574,925 Direct | +0.88% | Acquired | -6.3% (price as of 2026-10-02) |
| June 4, 2025 | ANIX | P | 10,000 | $2.85 | $28,500 | 569,925 Direct | +1.79% | Acquired | 3.5% (price as of 2026-10-02) |
| Jan. 15, 2025 | ANIX | P | 43,000 | $2.23 | $95,890 | 559,925 Direct | +8.32% | Acquired | 32.3% (price as of 2026-10-02) |
| Jan. 2, 2025 | ANIX | A | 700,000 | · | · | 700,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 7, 2024 | ANIX | P | 25,000 | $2.41 | $60,250 | 516,925 Direct | +5.08% | Acquired | 22.4% (price as of 2026-10-02) |
| March 15, 2024 | ANIX | P | 30,000 | $3.22 | $96,600 | 491,925 Direct | +6.49% | Acquired | -8.4% (price as of 2026-10-02) |
| Jan. 12, 2024 | ANIX | A | 700,000 | · | · | 700,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 31, 2023 | ANIX | S | 11,800 | $3.57 | $42,126 | 461,925 Direct | -2.49% | Disposed | -17.4% (price as of 2026-10-02) |
| July 28, 2023 | ANIX | M | 40,000 | $2.58 | $103,200 | 502,100 Direct | +8.66% | Acquired | 14.3% (price as of 2026-10-02) |
| July 28, 2023 | ANIX | F | 28,375 | $3.63 | $103,001 | 473,725 Direct | -5.65% | Disposed | -18.7% (price as of 2026-10-02) |
| July 28, 2023 | ANIX | M | 40,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 3, 2023 | ANIX | A | 700,000 | · | · | 700,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 15, 2022 | ANIX | M | 640,000 | $2.58 | $1,651,200 | 954,000 Direct | +203.82% | Acquired | 14.3% (price as of 2026-10-02) |
| Sept. 15, 2022 | ANIX | F | 491,900 | $4.48 | $2,203,712 | 462,100 Direct | -51.56% | Disposed | -34.2% (price as of 2026-10-02) |
| Sept. 15, 2022 | ANIX | M | 640,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 10, 2022 | ANIX | A | 500,000 | · | · | 500,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 7, 2022 | ANIX | P | 20,000 | $3.00 | $60,000 | 314,000 Direct | +6.80% | Acquired | -1.7% (price as of 2026-10-02) |
| Oct. 29, 2021 | ANIX | P | 2,000 | $4.77 | $9,540 | 294,000 Direct | +0.68% | Acquired | -38.2% (price as of 2026-10-02) |
| July 23, 2021 | ANIX | P | 5,000 | $4.28 | $21,400 | 292,000 Direct | +1.74% | Acquired | -31.1% (price as of 2026-10-02) |
| July 16, 2021 | ANIX | P | 10,000 | $3.94 | $39,400 | 287,000 Direct | +3.61% | Acquired | -25.1% (price as of 2026-10-02) |
| June 1, 2021 | ANIX | A | 2,000,000 | · | · | 2,000,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 1, 2021 | ANIX | A | 500,000 | · | · | 500,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 31, 2021 | ANIX | D | 1,500,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 25, 2021 | ANIX | P | 5,000 | $4.86 | $24,300 | 277,000 Direct | +1.84% | Acquired | -39.3% (price as of 2026-10-02) |
| Jan. 29, 2021 | ANIX | P | 10,000 | $3.73 | $37,300 | 272,000 Direct | +3.82% | Acquired | -20.9% (price as of 2026-10-02) |
| Dec. 23, 2020 | ANIX | A | 1,000,000 | · | · | 1,000,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 11, 2020 | ANIX | P | 28,000 | $2.11 | $59,080 | 262,000 Direct | +11.97% | Acquired | 39.8% (price as of 2026-10-02) |
| June 12, 2020 | ANIX | P | 20,000 | $2.03 | $40,600 | 234,000 Direct | +9.35% | Acquired | 45.3% (price as of 2026-10-02) |
| March 12, 2020 | ANIX | P | 20,000 | $1.82 | $36,400 | 214,000 Direct | +10.31% | Acquired | 62.1% (price as of 2026-10-02) |
| Jan. 14, 2020 | ANIX | P | 20,000 | $2.99 | $59,800 | 194,000 Direct | +11.49% | Acquired | -1.3% (price as of 2026-10-02) |
| Dec. 12, 2019 | ANIX | A | 520,000 | · | · | 520,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | D | 320,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | A | 320,000 | · | · | 320,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | D | 106,667 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | A | 106,667 | · | · | 106,667 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | D | 213,333 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | A | 213,333 | · | · | 213,333 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | D | 40,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | D | 200,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 20, 2019 | ANIX | A | 200,000 | · | · | 200,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 13, 2019 | ANIX | P | 10,000 | $4.12 | $41,200 | 174,000 Direct | +6.10% | Acquired | -28.4% (price as of 2026-10-02) |
| April 26, 2019 | ANIX | P | 4,000 | $4.21 | $16,840 | 164,000 Direct | +2.50% | Acquired | -29.9% (price as of 2026-10-02) |
| April 24, 2019 | ANIX | P | 10,000 | $4.27 | $42,700 | 160,000 Direct | +6.67% | Acquired | -30.9% (price as of 2026-10-02) |
| Oct. 25, 2018 | ANIX | P | 11,000 | $3.90 | $42,900 | 150,000 Direct | +7.91% | Acquired | -24.4% (price as of 2026-10-02) |
| Sept. 14, 2018 | ANIX | P | 3,000 | $4.08 | $12,240 | 139,000 Direct | +2.21% | Acquired | -27.7% (price as of 2026-10-02) |
| Sept. 13, 2018 | ANIX | P | 3,000 | $3.84 | $11,520 | 136,000 Direct | +2.26% | Acquired | -23.2% (price as of 2026-10-02) |
| Sept. 13, 2018 | ANIX | P | 4,112 | $3.96 | $16,284 | 133,000 Direct | +3.19% | Acquired | -25.5% (price as of 2026-10-02) |
| Sept. 12, 2018 | ANIX | P | 4,480 | $3.99 | $17,875 | 128,888 Direct | +3.60% | Acquired | -26.1% (price as of 2026-10-02) |
| May 8, 2018 | ANIX | A | 1,500,000 | · | · | 1,500,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 8, 2018 | ANIX | A | 600,000 | · | · | 600,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 8, 2018 | ANIX | A | 1,500,000 | · | · | 1,500,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | D | 320,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | A | 320,000 | · | · | 320,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | D | 106,667 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | A | 106,667 | · | · | 106,667 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | D | 213,333 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | A | 213,333 | · | · | 213,333 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | D | 40,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | D | 200,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Sept. 6, 2017 | ANIX | A | 200,000 | · | · | 200,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 5, 2017 | ANIX | P | 10,000 | $0.90 | $9,000 | 124,408 Direct | +8.74% | Acquired | 227.8% (price as of 2026-10-02) |
| June 2, 2017 | ANIX | P | 500 | $0.86 | $430 | 104,908 Direct | +0.48% | Acquired | 243.0% (price as of 2026-10-02) |
| June 2, 2017 | ANIX | P | 1,422 | $0.87 | $1,237 | 106,330 Direct | +1.36% | Acquired | 239.1% (price as of 2026-10-02) |
| June 2, 2017 | ANIX | P | 8,078 | $0.88 | $7,109 | 114,408 Direct | +7.60% | Acquired | 235.2% (price as of 2026-10-02) |
| May 19, 2016 | ASTI | A | 566,664 | · | · | 934,970 Direct | +153.86% | Acquired | (price as of 2026-10-02) |
| March 1, 2016 | ANIX | P | 1,000 | $2.52 | $2,520 | 104,408 Direct | +0.97% | Acquired | 17.1% (price as of 2026-10-02) |
| Feb. 29, 2016 | ANIX | P | 1,000 | $2.40 | $2,400 | 103,408 Direct | +0.98% | Acquired | 22.9% (price as of 2026-10-02) |
| Feb. 18, 2016 | ANIX | A | 200,000 | · | · | 200,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 1, 2016 | ASTI | A | 200,000 | · | · | 368,306 Direct | +118.83% | Acquired | (price as of 2026-10-02) |
| Sept. 25, 2015 | ANIX | P | 1,000 | $4.70 | $4,700 | 102,408 Direct | +0.99% | Acquired | -37.2% (price as of 2026-10-02) |
| July 30, 2015 | ANIX | P | 1,500 | $5.23 | $7,845 | 101,408 Direct | +1.50% | Acquired | -43.6% (price as of 2026-10-02) |
| July 24, 2015 | ANIX | P | 1,500 | $5.63 | $8,445 | 99,908 Direct | +1.52% | Acquired | -47.6% (price as of 2026-10-02) |
| July 21, 2015 | ANIX | P | 5,000 | $5.69 | $28,450 | 98,408 Direct | +5.35% | Acquired | -48.2% (price as of 2026-10-02) |
| July 20, 2015 | ANIX | P | 1,000 | $5.42 | $5,420 | 93,408 Direct | +1.08% | Acquired | -45.6% (price as of 2026-10-02) |
| July 17, 2015 | ANIX | P | 1,000 | $5.40 | $5,400 | 92,408 Direct | +1.09% | Acquired | -45.4% (price as of 2026-10-02) |
| July 6, 2015 | ANIX | P | 3,500 | $3.94 | $13,790 | 91,408 Direct | +3.98% | Acquired | -25.1% (price as of 2026-10-02) |
| June 30, 2015 | ANIX | P | 1,700 | $3.98 | $6,766 | 87,908 Direct | +1.97% | Acquired | -25.9% (price as of 2026-10-02) |
| June 29, 2015 | ANIX | P | 2,000 | $3.95 | $7,900 | 86,208 Direct | +2.38% | Acquired | -25.3% (price as of 2026-10-02) |
| June 26, 2015 | ANIX | P | 100 | $8.95 | $895 | 84,208 Direct | +0.12% | Acquired | -67.0% (price as of 2026-10-02) |
| June 22, 2015 | ANIX | P | 50,000 | $0.15 | $7,500 | 2,102,691 Direct | +2.44% | Acquired | -21.3% (price as of 2026-10-02) |
| June 22, 2015 | ANIX | P | 50,000 | $0.15 | $7,500 | 21,002,691 Direct | +0.24% | Acquired | -21.3% (price as of 2026-10-02) |
| June 19, 2015 | ANIX | P | 50,000 | $0.14 | $7,000 | 2,052,691 Direct | +2.50% | Acquired | -15.7% (price as of 2026-10-02) |
| June 19, 2015 | ANIX | P | 50,000 | $0.14 | $7,000 | 2,052,691 Direct | +2.50% | Acquired | -15.7% (price as of 2026-10-02) |
Showing latest 100 of 235 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 5, 2026 | ANIX | Employee Stock Option [F1] | Common Stock | $3.18 | Jan. 5, 2036 | 350,000 | Acquired |
| Oct. 30, 2025 | ANIX | Employee Stock Option (Right to Buy) [F2] | Common Stock | $2.92 | Feb. 18, 2026 | 200,000 | Disposed |
| Jan. 2, 2025 | ANIX | Employee Stock Option [F1] | Common Stock | $2.37 | Jan. 2, 2035 | 700,000 | Acquired |
| Jan. 12, 2024 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $4.39 | Jan. 12, 2034 | 700,000 | Acquired |
| July 28, 2023 | ANIX | Employee Stock Option (Right to Buy) [F2] | Common Stock | $2.58 | Nov. 8, 2023 | 40,000 | Disposed |
| Jan. 3, 2023 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $4.19 | Jan. 3, 2033 | 700,000 | Acquired |
| Sept. 15, 2022 | ANIX | Employee Stock Option (Right to Buy) [F2] | Common Stock | $2.58 | Sept. 19, 2022 | 640,000 | Disposed |
| March 10, 2022 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $2.74 | March 10, 2032 | 500,000 | Acquired |
| June 1, 2021 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $4.02 | June 1, 2031 | 2,000,000 | Acquired |
| June 1, 2021 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $4.02 | June 1, 2031 | 500,000 | Acquired |
| May 31, 2021 | ANIX | Restricted Stock Award | Common Stock | $0.00 | May 31, 2021 | 1,500,000 | Disposed |
| Dec. 23, 2020 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $2.83 | Dec. 23, 2030 | 1,000,000 | Acquired |
| Dec. 12, 2019 | ANIX | Employee Stock Option (Right to Buy) [F1] | Common Stock | $3.84 | Dec. 12, 2019 | 520,000 | Acquired |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $0.67 | Sept. 19, 2022 | 320,000 | Disposed |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $2.58 | Sept. 19, 2022 | 320,000 | Acquired |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $0.67 | Sept. 19, 2022 | 106,667 | Disposed |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $2.58 | Sept. 19, 2022 | 106,667 | Acquired |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $0.67 | Sept. 19, 2022 | 213,333 | Disposed |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $2.58 | Sept. 19, 2022 | 213,333 | Acquired |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $0.67 | Nov. 8, 2023 | 40,000 | Disposed |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $2.58 | Nov. 8, 2023 | 40,000 | Acquired |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $0.67 | Feb. 18, 2026 | 200,000 | Disposed |
| Sept. 20, 2019 | ANIX | Employee Stock Option | Common Stock | $2.92 | Feb. 18, 2026 | 200,000 | Acquired |
| May 8, 2018 | ANIX | Restricted Stock Award | Common Stock | $0.00 | May 8, 2028 | 1,500,000 | Acquired |
| May 8, 2018 | ANIX | Employee Stock Option | Common Stock | $3.70 | May 8, 2028 | 600,000 | Acquired |
| May 8, 2018 | ANIX | Employee Stock Option | Common Stock | $3.70 | May 8, 2028 | 1,500,000 | Acquired |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $2.58 | Sept. 19, 2022 | 320,000 | Disposed |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $0.67 | Sept. 19, 2022 | 320,000 | Acquired |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $2.58 | Sept. 19, 2022 | 106,667 | Disposed |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $0.67 | Sept. 19, 2022 | 106,667 | Acquired |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $2.58 | Sept. 19, 2022 | 213,333 | Disposed |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $0.67 | Sept. 19, 2022 | 213,333 | Acquired |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $2.58 | Nov. 8, 2023 | 40,000 | Disposed |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $0.67 | Nov. 8, 2023 | 40,000 | Acquired |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $2.92 | Feb. 18, 2026 | 200,000 | Disposed |
| Sept. 6, 2017 | ANIX | Employee Stock Option | Common Stock | $0.67 | Feb. 18, 2026 | 200,000 | Acquired |
| Feb. 18, 2016 | ANIX | Employee Stock Options (Right to Buy) [F1] | Common Stock | $2.92 | Feb. 18, 2026 | 200,000 | Acquired |
| Feb. 5, 2015 | ANIX | Employee Stock Option | Common Stock | $0.22 | Sept. 19, 2022 | 8,000,000 | Disposed |
| Feb. 5, 2015 | ANIX | Employee Stock Option | Common Stock | $0.10 | Sept. 19, 2022 | 8,000,000 | Acquired |
| Feb. 5, 2015 | ANIX | Employee Stock Option | Common Stock | $0.22 | Sept. 19, 2022 | 8,000,000 | Disposed |
| Feb. 5, 2015 | ANIX | Employee Stock Option | Common Stock | $0.10 | Sept. 19, 2022 | 8,000,000 | Acquired |
| Feb. 5, 2015 | ANIX | Employee Stock Option | Common Stock | $0.20 | Nov. 8, 2023 | 1,000,000 | Disposed |
| Feb. 5, 2015 | ANIX | Employee Stock Option | Common Stock | $0.10 | Nov. 8, 2023 | 1,000,000 | Acquired |
| July 15, 2014 | ANIX | Common Stock Purchase Warrants (Right to Buy) | Common Stock | $0.40 | July 15, 2019 | 50,000 | Acquired |
| Nov. 8, 2013 | ANIX | Employee Stock Options (Right to Buy) [F1] | Common Stock | $0.20 | Nov. 8, 2023 | 1,000,000 | Acquired |
| Jan. 25, 2013 | ANIX | 8% Convertible Debentures Due 2015 | Common Stock | $0.15 | Jan. 25, 2015 | · | Acquired |
| Jan. 25, 2013 | ANIX | Common Stock Purchase Warrant | Common Stock | $0.30 | Jan. 25, 2016 | 333,300 | Acquired |
| Dec. 19, 2011 | ASTI | Restricted Stock Units | Common Stock | · | · | 7,812 | Disposed |
| Sept. 19, 2011 | ASTI | Restricted Stock Units | Common Stock | · | · | 7,812 | Disposed |
| June 20, 2011 | ASTI | Restricted Stock Units | Common Stock | · | · | 7,812 | Disposed |
| March 21, 2011 | ASTI | Restricted Stock Units | Common Stock | · | · | 7,812 | Disposed |
| Feb. 3, 2011 | ASTI | Restricted Stock Units | Common Stock | · | · | 3,572 | Acquired |
| Jan. 4, 2011 | ASTI | Restricted Stock Units | Common Stock | · | · | 27,676 | Acquired |
| Dec. 31, 2010 | ASTI | Restricted Stock Units | Common Stock | · | · | 2,877 | Disposed |
| Sept. 30, 2010 | ASTI | Restricted Stock Units | Common Stock | · | · | 2,877 | Disposed |
| June 30, 2010 | ASTI | Restricted Stock Units | Common Stock | · | · | 2,877 | Disposed |
| March 31, 2010 | ASTI | Restricted Stock Units | Common Stock | · | · | 2,877 | Disposed |
| Jan. 1, 2010 | ASTI | Restricted Stock Units | Common Stock | · | · | 11,508 | Acquired |
| Dec. 31, 2009 | ASTI | Restricted Stock Units | Common Stock | · | · | 3,523 | Disposed |
| Sept. 30, 2009 | ASTI | Restricted Stock Units | Common Stock | · | · | 3,523 | Disposed |
| June 30, 2009 | ASTI | Restricted Stock Units | Common Stock | · | · | 3,523 | Disposed |
| March 31, 2009 | ASTI | Restricted Stock Units | Common Stock | · | · | 3,523 | Disposed |
| Jan. 1, 2009 | ASTI | Restricted Stock Units | Common Stock | · | · | 14,092 | Acquired |
| May 4, 2007 | ACTG | Acacia Research - CombiMatrix Warrants (right to buy) | Acacia Research - CombiMatrix Common Stock | $0.55 | May 4, 2012 | 75,000 | Acquired |
| Dec. 8, 2006 | ACTG | Acacia Research - CombiMatrix Warrants (right to buy) | Acacia Research-CombiMatrix Common Stock | $0.87 | Dec. 13, 2011 | 300,000 | Acquired |
| Nov. 16, 2006 | ACTG | Stock Option (Right to Buy) | Acacia Research-Acacia Technologies Common Stock | $1.85 | March 24, 2013 | 30,000 | Disposed |
| July 18, 2006 | ACTG | Stock Option (Right to Buy) | Acacia Research-CombiMatrix Common Stock | $1.41 | July 18, 2016 | 300,000 | Acquired |
| May 26, 2005 | ACTG | Stock Option (Right to Buy) | Acacia Research-CombiMatrix Common Stock | $2.98 | May 26, 2015 | 90,000 | Acquired |
| March 4, 2004 | ACTG | Stock Option (Right to Buy) | Acacia Research-CombiMatrix Common Stock | $6.76 | March 4, 2014 | 250,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.