Andrew N Liveris

Insider

First SEC filing: June 8, 2026 · Latest: June 8, 2026

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2026	IBM	A	347	$281.21	$97,580	44,497 Direct	+0.79%	Acquired	-16.9% (price as of 2026-08-21)
June 4, 2026	LCID	A	43,870	—	—	126,364	—	—	(price as of 2026-08-21)
March 31, 2026	IBM	A	403	$242.39	$97,683	43,878 Direct	+0.93%	Acquired	-3.6% (price as of 2026-08-21)
Dec. 31, 2025	IBM	A	330	$296.21	$97,749	43,186 Direct	+0.77%	Acquired	-21.1% (price as of 2026-08-21)
Sept. 30, 2025	IBM	A	346	$282.16	$97,627	42,628 Direct	+0.82%	Acquired	-17.2% (price as of 2026-08-21)
June 4, 2024	LCID	A	96,822	—	—	685,386 Direct	+16.45%	Acquired	(price as of 2026-08-21)
April 24, 2023	LCID	A	32,258	—	—	588,564 Direct	+5.80%	Acquired	(price as of 2026-08-21)
June 9, 2022	LCID	A	9,825	—	—	556,306 Direct	+1.80%	Acquired	(price as of 2026-08-21)
Oct. 25, 2021	LCID	A	11,206	—	—	546,481 Direct	+2.09%	Acquired	(price as of 2026-08-21)
July 23, 2021	LCID	A	535,275	—	—	535,275 Direct	—	Acquired	(price as of 2026-08-21)
June 12, 2018	DD	M	26,098	$9.53	$248,714	413,716 Direct	+6.73%	Acquired	723.2% (price as of 2026-08-21)
June 12, 2018	DD	S	26,098	$69.58	$1,815,899	387,618 Direct	-6.31%	Disposed	12.7% (price as of 2026-08-21)
June 12, 2018	DD	M	26,098	—	—	340,694 Direct	-7.12%	Disposed	(price as of 2026-08-21)
June 11, 2018	DD	M	73,902	$9.53	$704,286	461,520 Direct	+19.07%	Acquired	723.2% (price as of 2026-08-21)
June 11, 2018	DD	S	73,902	$69.57	$5,141,362	387,618 Direct	-16.01%	Disposed	12.8% (price as of 2026-08-21)
June 11, 2018	DD	M	73,902	—	—	366,792 Direct	-16.77%	Disposed	(price as of 2026-08-21)
June 7, 2018	DD	M	68,406	$9.53	$651,909	456,024 Direct	+17.65%	Acquired	723.2% (price as of 2026-08-21)
June 7, 2018	DD	S	68,406	$69.50	$4,754,217	387,618 Direct	-15.00%	Disposed	12.9% (price as of 2026-08-21)
June 7, 2018	DD	M	68,406	—	—	440,694 Direct	-13.44%	Disposed	(price as of 2026-08-21)
June 6, 2018	DD	M	100,000	$9.53	$953,000	487,618 Direct	+25.80%	Acquired	723.2% (price as of 2026-08-21)
June 6, 2018	DD	M	100,000	$9.53	$953,000	587,618 Direct	+20.51%	Acquired	723.2% (price as of 2026-08-21)
June 6, 2018	DD	S	100,000	$69.28	$6,928,000	487,618 Direct	-17.02%	Disposed	13.2% (price as of 2026-08-21)
June 6, 2018	DD	S	100,000	$68.21	$6,821,000	387,618 Direct	-20.51%	Disposed	15.0% (price as of 2026-08-21)
June 6, 2018	DD	M	100,000	—	—	609,100 Direct	-14.10%	Disposed	(price as of 2026-08-21)
June 6, 2018	DD	M	100,000	—	—	509,100 Direct	-16.42%	Disposed	(price as of 2026-08-21)
May 21, 2018	DD	M	100,000	$9.53	$953,000	487,618 Direct	+25.80%	Acquired	723.2% (price as of 2026-08-21)
May 21, 2018	DD	S	100,000	$68.50	$6,850,000	387,618 Direct	-20.51%	Disposed	14.5% (price as of 2026-08-21)
May 21, 2018	DD	M	100,000	—	—	709,100 Direct	-12.36%	Disposed	(price as of 2026-08-21)
Feb. 26, 2018	DD	M	100,000	$9.53	$953,000	487,618 Direct	+25.80%	Acquired	723.2% (price as of 2026-08-21)
Feb. 26, 2018	DD	S	100,000	$73.80	$7,380,000	387,618 Direct	-20.51%	Disposed	6.3% (price as of 2026-08-21)
Feb. 26, 2018	DD	M	100,000	—	—	809,100 Direct	-11.00%	Disposed	(price as of 2026-08-21)
Feb. 20, 2018	DD	D	164,109	$71.62	$11,753,487	387,618 Direct	-29.74%	Disposed	9.5% (price as of 2026-08-21)
Feb. 15, 2018	DD	A	821,475	—	—	821,475 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 13, 2018	DD	F	24,701	$70.75	$1,747,596	588,216 Direct	-4.03%	Disposed	10.9% (price as of 2026-08-21)
Feb. 13, 2018	DD	M	163,999	$38.62	$6,333,641	813,935 Direct	+25.23%	Acquired	103.1% (price as of 2026-08-21)
Feb. 13, 2018	DD	F	31,989	$71.11	$2,274,738	781,946 Direct	-3.93%	Disposed	10.3% (price as of 2026-08-21)
Feb. 13, 2018	DD	J	42,941	—	—	739,005 Direct	-5.49%	Disposed	(price as of 2026-08-21)
Feb. 13, 2018	DD	F	89,069	$71.11	$6,333,697	649,936 Direct	-12.05%	Disposed	10.3% (price as of 2026-08-21)
Feb. 13, 2018	DD	J	42,941	—	—	725,766 Indirect	+6.29%	Acquired	(price as of 2026-08-21)
Feb. 13, 2018	DD	M	163,999	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 15, 2017	DD	M	9,664	$38.62	$373,224	659,600 Direct	+1.49%	Acquired	103.1% (price as of 2026-08-21)
Dec. 15, 2017	DD	S	9,664	$70.10	$677,446	649,936 Direct	-1.47%	Disposed	11.9% (price as of 2026-08-21)
Dec. 15, 2017	DD	M	9,664	$38.62	$373,224	163,999 Direct	-5.56%	Disposed	103.1% (price as of 2026-08-21)
Dec. 13, 2017	DD	M	78,582	$38.62	$3,034,837	728,518 Direct	+12.09%	Acquired	103.1% (price as of 2026-08-21)
Dec. 13, 2017	DD	S	78,582	$71.00	$5,579,322	649,936 Direct	-10.79%	Disposed	10.5% (price as of 2026-08-21)
Dec. 13, 2017	DD	M	78,582	$38.62	$3,034,837	173,663 Direct	-31.15%	Disposed	103.1% (price as of 2026-08-21)
Dec. 8, 2017	DD	M	24,811	$38.62	$958,201	674,747 Direct	+3.82%	Acquired	103.1% (price as of 2026-08-21)
Dec. 8, 2017	DD	S	24,811	$71.50	$1,773,986	649,936 Direct	-3.68%	Disposed	9.7% (price as of 2026-08-21)
Dec. 8, 2017	DD	M	24,811	$38.62	$958,201	252,245 Direct	-8.96%	Disposed	103.1% (price as of 2026-08-21)
Dec. 7, 2017	DD	M	4,912	$38.62	$189,701	654,848 Direct	+0.76%	Acquired	103.1% (price as of 2026-08-21)
Dec. 7, 2017	DD	S	4,912	$71.50	$351,208	649,936 Direct	-0.75%	Disposed	9.7% (price as of 2026-08-21)
Dec. 7, 2017	DD	M	4,912	$38.62	$189,701	277,056 Direct	-1.74%	Disposed	103.1% (price as of 2026-08-21)
Dec. 5, 2017	DD	M	5,590	$38.62	$215,886	655,526 Direct	+0.86%	Acquired	103.1% (price as of 2026-08-21)
Dec. 5, 2017	DD	S	5,590	$72.89	$407,455	649,936 Direct	-0.85%	Disposed	7.6% (price as of 2026-08-21)
Dec. 5, 2017	DD	G	138,500	—	—	682,824 Indirect	-16.86%	Disposed	(price as of 2026-08-21)
Dec. 5, 2017	DD	M	5,590	$38.62	$215,886	281,968 Direct	-1.94%	Disposed	103.1% (price as of 2026-08-21)
Dec. 4, 2017	DD	M	31,812	$38.62	$1,228,579	681,748 Direct	+4.89%	Acquired	103.1% (price as of 2026-08-21)
Dec. 4, 2017	DD	S	31,812	$72.89	$2,318,777	649,936 Direct	-4.67%	Disposed	7.6% (price as of 2026-08-21)
Dec. 4, 2017	DD	M	31,812	$38.62	$1,228,579	287,558 Direct	-9.96%	Disposed	103.1% (price as of 2026-08-21)
Dec. 1, 2017	DD	M	150,000	$38.62	$5,793,000	799,936 Direct	+23.08%	Acquired	103.1% (price as of 2026-08-21)
Dec. 1, 2017	DD	S	150,000	$72.06	$10,809,000	649,936 Direct	-18.75%	Disposed	8.9% (price as of 2026-08-21)
Dec. 1, 2017	DD	M	150,000	$38.62	$5,793,000	319,370 Direct	-31.96%	Disposed	103.1% (price as of 2026-08-21)
Nov. 29, 2017	DD	M	100,551	$38.62	$3,883,280	750,487 Direct	+15.47%	Acquired	103.1% (price as of 2026-08-21)
Nov. 29, 2017	DD	S	100,551	$71.54	$7,193,419	649,936 Direct	-13.40%	Disposed	9.7% (price as of 2026-08-21)
Nov. 29, 2017	DD	M	100,551	$38.62	$3,883,280	469,370 Direct	-17.64%	Disposed	103.1% (price as of 2026-08-21)
Nov. 21, 2017	DD	M	49,449	$38.62	$1,909,720	699,385 Direct	+7.61%	Acquired	103.1% (price as of 2026-08-21)
Nov. 21, 2017	DD	S	49,449	$71.63	$3,542,032	649,936 Direct	-7.07%	Disposed	9.5% (price as of 2026-08-21)
Nov. 21, 2017	DD	M	49,449	$38.62	$1,909,720	569,921 Direct	-7.98%	Disposed	103.1% (price as of 2026-08-21)
Aug. 31, 2017	29915	D	761,660	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	619,370	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	315,930	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	312,670	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	909,100	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	331,510	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	551,800	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	412,380	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	263,860	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	516,000	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	821,324	—	—	0 Indirect	-100.00%	Disposed
Aug. 31, 2017	29915	D	3,674	—	—	0 Indirect	-100.00%	Disposed
Aug. 31, 2017	29915	D	1,687	—	—	0 Indirect	-100.00%	Disposed
Aug. 31, 2017	29915	D	215,849	—	—	0 Direct	-100.00%	Disposed
Feb. 14, 2017	29915	F	27,751	$61.72	$1,712,792	215,849 Direct	-11.39%	Disposed
Feb. 10, 2017	29915	A	263,860	—	—	263,860 Direct	—	Acquired
Feb. 10, 2017	29915	A	51,890	—	—	243,600 Direct	+27.07%	Acquired
Feb. 9, 2017	29915	G	1,000	—	—	817,480 Indirect	-0.12%	Disposed
Jan. 30, 2017	29915	M	460,000	—	—	0 Direct	-100.00%	Disposed
Jan. 30, 2017	29915	F	326,172	$61.48	$20,053,055	265,891 Direct	-55.09%	Disposed
Jan. 30, 2017	29915	F	59,647	$61.48	$3,667,098	592,063 Direct	-9.15%	Disposed
Jan. 30, 2017	29915	M	460,000	$43.59	$20,051,400	651,710 Direct	+239.95%	Acquired
Nov. 30, 2016	29915	G	55,000	—	—	744,300 Indirect	-6.88%	Disposed
Nov. 29, 2016	29915	G	13,000	—	—	799,300 Indirect	-1.60%	Disposed
Aug. 5, 2016	29915	M	4,322	$53.64	$231,832	0 Direct	-100.00%	Disposed
Aug. 5, 2016	29915	D	4,322	$53.64	$231,832	191,710 Direct	-2.20%	Disposed
Aug. 5, 2016	29915	M	4,322	—	—	196,032 Direct	+2.25%	Acquired
May 25, 2016	29915	G	4,083	—	—	812,300 Indirect	-0.50%	Disposed
Feb. 15, 2016	29915	F	44,987	$46.83	$2,106,741	250,193 Direct	-15.24%	Disposed
Feb. 12, 2016	29915	A	331,510	—	—	331,510 Direct	—	Acquired
Feb. 12, 2016	29915	A	65,750	—	—	295,180 Direct	+28.66%	Acquired
May 29, 2015	29915	M	200,000	—	—	0 Direct	-100.00%	Disposed

Showing latest 100 of 272 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 30, 2026	IBM	Promised Fee Share	Common Stock (347)	—	—	347	Acquired
March 31, 2026	IBM	Promised Fee Share	Common Stock (403)	—	—	403	Acquired
Dec. 31, 2025	IBM	Promised Fee Share	Common Stock (330)	—	—	330	Acquired
Sept. 30, 2025	IBM	Promised Fee Share	Common Stock (346)	—	—	346	Acquired
June 12, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F4]	Common Stock (26,098)	$9.53	Feb. 13, 2019	26,098	Disposed
June 11, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F4]	Common Stock (73,902)	$9.53	Feb. 13, 2019	73,902	Disposed
June 7, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F5]	Common Stock (68,406)	$9.53	Feb. 13, 2019	68,406	Disposed
June 6, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F5]	Common Stock (100,000)	$9.53	Feb. 13, 2019	100,000	Disposed
June 6, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F5]	Common Stock (100,000)	$9.53	Feb. 13, 2019	100,000	Disposed
May 21, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (100,000)	$9.53	Feb. 13, 2019	100,000	Disposed
Feb. 26, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (100,000)	$9.53	Feb. 13, 2019	100,000	Disposed
Feb. 15, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (821,475)	$71.85	Feb. 15, 2028	821,475	Acquired
Feb. 13, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (163,999)	$38.62	Feb. 15, 2018	163,999	Disposed
Dec. 15, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (9,664)	$38.62	Feb. 15, 2018	9,664	Disposed
Dec. 13, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (78,582)	$38.62	Feb. 15, 2018	78,582	Disposed
Dec. 8, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F4]	Common Stock (24,811)	$38.62	Feb. 15, 2018	24,811	Disposed
Dec. 7, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F4]	Common Stock (4,912)	$38.62	Feb. 15, 2018	4,912	Disposed
Dec. 5, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F6]	Common Stock (5,590)	$38.62	Feb. 15, 2018	5,590	Disposed
Dec. 4, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F6]	Common Stock (31,812)	$38.62	Feb. 15, 2018	31,812	Disposed
Dec. 1, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F6]	Common Stock (150,000)	$38.62	Feb. 15, 2018	150,000	Disposed
Nov. 29, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (100,551)	$38.62	Feb. 15, 2018	100,551	Disposed
Nov. 21, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (49,449)	$38.62	Feb. 15, 2018	49,449	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (761,660)	$32.16	Feb. 15, 2023	761,660	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (619,370)	$38.62	Feb. 15, 2018	619,370	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (315,930)	$46.71	Feb. 14, 2024	315,930	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (312,670)	$49.44	Feb. 13, 2025	312,670	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (909,100)	$9.53	Feb. 13, 2019	909,100	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (331,510)	$46.01	Feb. 12, 2026	331,510	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (551,800)	$27.79	Feb. 12, 2020	551,800	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (412,380)	$38.38	Feb. 11, 2021	412,380	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (263,860)	$61.19	Feb. 10, 2027	263,860	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (516,000)	$34.00	Feb. 10, 2022	516,000	Disposed
Feb. 10, 2017	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (263,860)	$61.19	Feb. 10, 2027	263,860	Acquired
Jan. 30, 2017	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (460,000)	$43.59	Feb. 16, 2017	460,000	Disposed
Aug. 5, 2016	29915	Phantom Stock Units	Common (4,322)	—	—	4,322	Disposed
Feb. 12, 2016	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (331,510)	$46.01	Feb. 12, 2026	331,510	Acquired
May 29, 2015	29915	Non-Qualified Stock Option (right to buy) [F3]	Common (200,000)	$43.68	March 1, 2016	200,000	Disposed
May 28, 2015	29915	Non-Qualified Stock Option (right to buy) [F3]	Common (200,000)	$43.68	March 1, 2016	200,000	Disposed
March 31, 2015	IBM	Promised Fee Share	Common Stock (468)	—	—	468	Acquired
Feb. 13, 2015	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (312,670)	$49.44	Feb. 13, 2025	312,670	Acquired
Dec. 31, 2014	IBM	Promised Fee Share	Common Stock (390)	—	—	390	Acquired
Sept. 30, 2014	IBM	Promised Fee Share	Common Stock (330)	—	—	330	Acquired
June 30, 2014	IBM	Promised Fee Share	Common Stock (345)	—	—	345	Acquired
March 31, 2014	IBM	Promised Fee Share	Common Stock (325)	—	—	325	Acquired
Feb. 14, 2014	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (315,930)	$46.71	Feb. 14, 2024	315,930	Acquired
Jan. 31, 2014	29915	Non-Qualified Stock Option (right to buy) [F3]	Common (90,000)	$43.49	Feb. 13, 2014	90,000	Disposed
Dec. 31, 2013	IBM	Promised Fee Share	Common Stock (335)	—	—	335	Acquired
Sept. 30, 2013	IBM	Promised Fee Share	Common Stock (337)	—	—	337	Acquired
June 30, 2013	IBM	Promised Fee Share	Common Stock (329)	—	—	329	Acquired
March 31, 2013	IBM	Promised Fee Share	Common Stock (296)	—	—	296	Acquired
Feb. 15, 2013	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (761,660)	$32.16	Feb. 15, 2023	761,660	Acquired
Dec. 31, 2012	IBM	Promised Fee Share	Common Stock (329)	—	—	329	Acquired
Dec. 17, 2012	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (62,500)	$27.40	Feb. 14, 2013	62,500	Disposed
Sept. 30, 2012	IBM	Promised Fee Share	Common Stock (303)	—	—	303	Acquired
June 30, 2012	IBM	Promised Fee Share	Common Stock (322)	—	—	322	Acquired
March 31, 2012	IBM	Promised Fee Share	Common Stock (300)	—	—	300	Acquired
Feb. 10, 2012	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (516,000)	$34.00	Feb. 10, 2022	516,000	Acquired
Feb. 6, 2012	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (38,300)	$30.42	Feb. 15, 2012	38,300	Disposed
Dec. 31, 2011	IBM	Promised Fee Share	Common Stock (338)	—	—	338	Acquired
Sept. 30, 2011	IBM	Promised Fee Share	Common Stock (355)	—	—	355	Acquired
June 30, 2011	IBM	Promised Fee Share	Common Stock (365)	—	—	365	Acquired
March 31, 2011	IBM	Promised Fee Share	Common Stock (383)	—	—	383	Acquired
Feb. 11, 2011	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (412,380)	$38.38	Feb. 11, 2021	412,380	Acquired
Feb. 9, 2011	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (31,700)	$33.94	March 2, 2011	31,700	Disposed
Dec. 31, 2010	IBM	Promised Fee Share	Common Stock (427)	—	—	427	Acquired
Sept. 30, 2010	IBM	Promised Fee Share	Common Stock (464)	—	—	464	Acquired
June 30, 2010	IBM	Promised Fee Share	Common Stock (504)	—	—	504	Acquired
March 31, 2010	IBM	Promised Fee Share	Common Stock (195)	—	—	195	Acquired
Feb. 18, 2010	29915	Deferred Stock	Common (55,000)	—	Feb. 18, 2010	55,000	Disposed
Feb. 12, 2010	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (551,800)	$27.79	Feb. 12, 2020	551,800	Acquired
Feb. 13, 2009	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (909,100)	$9.53	Feb. 13, 2019	909,100	Acquired
Feb. 13, 2009	29915	Deferred Stock [F1]	Common (30,000)	$0.00	Feb. 13, 2009	30,000	Disposed
April 17, 2008	29915	Employee Deferred Stock - Performance Shares [F3]	Common (59,938)	—	—	59,938	Disposed
April 16, 2008	29915	Employee Deferred Stock - Performance Shares [F3]	Common (71,700)	—	—	71,700	Disposed
Feb. 15, 2008	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (619,370)	$38.62	Feb. 15, 2018	619,370	Acquired
Jan. 29, 2008	29915	Employee Deferred Stock - Performance Shares [F1]	Common (59,938)	—	—	59,938	Acquired
Jan. 29, 2008	29915	Employee Deferred Stock - Performance Shares [F1]	Common (71,700)	—	—	71,700	Acquired
Jan. 22, 2008	C	Employee Stock Options (Right to Buy)	Common Stock (36,810)	$24.45	Jan. 22, 2014	36,810	Acquired
Feb. 16, 2007	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (460,000)	$43.59	Feb. 16, 2017	460,000	Acquired
Jan. 16, 2007	C	Employee Stock Options (Right to Buy)	Common Stock (8,275)	$54.38	Jan. 16, 2013	8,275	Acquired
March 14, 2006	29915	Deferred Stock [F1]	Common Stock (30,000)	$0.00	March 14, 2006	30,000	Disposed
March 1, 2006	29915	Non-Qualified Stock Option (right to buy) [F1]	Common Stock (400,000)	$43.68	March 1, 2016	400,000	Acquired
Feb. 8, 2006	29915	Employee Deferred Stock - Performance Shares [F2]	Common Stock (10,778)	$0.00	April 16, 2007	10,778	Disposed
Jan. 17, 2006	C	Employee Stock Options (Right to Buy)	Common Stock (9,199)	$48.92	Jan. 17, 2012	9,199	Acquired
Jan. 1, 2006	C	Employee Stock Options (Right to Buy)	Common Stock (2,318)	$48.53	Jan. 1, 2012	2,318	Acquired
Feb. 22, 2005	29915	Non-Qualified Stock Option (right to buy) [F1]	Common Stock (30,000)	$31.10	Feb. 16, 2009	30,000	Disposed
Feb. 18, 2005	29915	Deferred Stock [F3]	Common Stock (55,000)	—	Feb. 18, 2010	55,000	Acquired
Feb. 18, 2005	29915	Non-Qualified Stock Option (right to buy) [F3]	Common Stock (180,000)	$53.52	Feb. 18, 2015	180,000	Acquired
Oct. 8, 2004	29915	Non-Qualified Stock Option (right to buy) [F2]	Common Stock (17,100)	$30.52	Feb. 27, 2008	17,100	Disposed
Feb. 13, 2004	29915	Deferred Stock [F1]	Common Stock (30,000)	—	Feb. 13, 2009	30,000	Acquired
Feb. 13, 2004	29915	Non-Qualified Stock Option (right to buy) [F1]	Common Stock (90,000)	$43.49	Feb. 13, 2014	90,000	Acquired
Feb. 2, 2004	29915	Non-Qualified Stock Option (right to buy) [F1]	Common Stock (39,000)	$26.65	Feb. 12, 2007	39,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 11, 2017	DD	Common Stock	649,936	Direct
Sept. 11, 2017	DD	Common Stock	1,686	Indirect
Sept. 11, 2017	DD	Common Stock	3,673	Indirect
Sept. 11, 2017	DD	Common Stock	821,324	Indirect
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (909,100)	909,100	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (551,800)	551,800	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (761,660)	761,660	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (516,000)	516,000	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (412,380)	412,380	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (619,370)	619,370	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (331,510)	331,510	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (315,930)	315,930	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (312,670)	312,670	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (263,860)	263,860	Direct
Feb. 24, 2010	IBM	No securities beneficially owned	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DD

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$1,930,800	—	$12,173,674	$3,810,138	$4,167,053	—	$43,607,476	$65,689,140
2016	$1,930,800	—	$9,259,836	$3,630,035	$3,959,974	$3,552,037	$630,377	$22,963,059
2015	$1,930,800	—	$9,532,305	$3,630,099	$5,712,175	$724,735	$623,496	$22,153,611

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.