Anna-Maria & Stephen Kellen Foundation, Inc.

CIK 1722602 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 15, 2017 · Latest: Nov. 15, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 20, 2017 XFOR C 336,393 0 Direct -100.00% Disposed (price as of 2026-08-21)
Nov. 20, 2017 XFOR C 51,813 0 Direct -100.00% Disposed (price as of 2026-08-21)
Nov. 20, 2017 XFOR C 98,562 124,381 Direct +381.74% Acquired (price as of 2026-08-21)
Nov. 20, 2017 XFOR C 25,819 25,819 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 20, 2017 XFOR Series D Convertible Preferred Stock Common Stock (98,562) 336,393 Disposed
Nov. 20, 2017 XFOR Series C Convertible Preferred Stock Common Stock (25,819) 51,813 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 15, 2017 XFOR Series C Convertible Preferred Stock→ Common Stock (25,819) 25,819 Direct
Nov. 15, 2017 XFOR Series D Convertible Preferred Stock→ Common Stock (98,562) 98,562 Direct