Anthony Bergmann

CIK 1593087 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 2, 2013 · Latest: Dec. 2, 2013

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Insider transactions

0 buys (P) 3 sells (S) Net: $-759,158 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 25, 2026 CAPR S 10b5-1 24,100 $30.38 $732,158 11,223 Direct -68.23% Disposed -74.7% (price as of 2026-08-19)
June 24, 2026 CAPR S 10b5-1 400 $30.00 $12,000 11,223 Direct -3.44% Disposed -74.3% (price as of 2026-08-19)
June 22, 2026 CAPR S 10b5-1 500 $30.00 $15,000 11,223 Direct -4.27% Disposed -74.3% (price as of 2026-08-19)
March 16, 2016 CAPR P 1,015 $0.12 $122 1,015 Direct Acquired 541.7% (price as of 2026-08-19)
March 16, 2016 CAPR P 2,030 $2.40 $4,872 2,030 Direct Acquired -67.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 25, 2026 CAPR Stock Option (Right to Buy) Common Stock (24,100) $3.18 Jan. 3, 2032 24,100 Disposed
June 24, 2026 CAPR Stock Option (Right to Buy) Common Stock (400) $3.18 Jan. 3, 2032 400 Disposed
June 22, 2026 CAPR Stock Option (Right to Buy) Common Stock (500) $3.18 Jan. 3, 2032 500 Disposed
Jan. 4, 2021 CAPR Stock Option (Right to Buy) Common Stock (95,693) $3.74 Jan. 4, 2031 95,693 Acquired
June 5, 2020 CAPR Stock Option (Right to Buy) Common Stock (120,003) $1.39 June 5, 2030 120,003 Acquired
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (2,178) $3.00 Oct. 23, 2023 2,178 Disposed
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (2,500) $57.80 March 3, 2025 2,500 Disposed
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (3,000) $31.20 June 2, 2026 3,000 Disposed
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (3,500) $25.50 Jan. 3, 2027 3,500 Disposed
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (5,000) $15.70 Jan. 2, 2028 5,000 Disposed
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (14,000) $3.25 Aug. 8, 2029 14,000 Disposed
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (2,178) $1.39 Oct. 23, 2023 2,178 Acquired
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (2,500) $1.39 March 3, 2025 2,500 Acquired
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (3,000) $1.39 June 2, 2026 3,000 Acquired
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (3,500) $1.39 Jan. 3, 2027 3,500 Acquired
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (5,000) $1.39 Jan. 2, 2028 5,000 Acquired
Feb. 12, 2020 CAPR Stock Option (Right to Buy) Common Stock (14,000) $1.39 Aug. 8, 2029 14,000 Acquired
Aug. 8, 2019 CAPR Stock Option (right to buy) Common Stock (14,000) $3.25 Aug. 8, 2029 14,000 Acquired
Jan. 2, 2018 CAPR Stock Option (right to buy) Common Stock (50,000) $1.57 Jan. 2, 2028 50,000 Acquired
Jan. 3, 2017 CAPR Stock Option (right to buy) Common Stock (35,000) $2.55 Jan. 3, 2027 35,000 Acquired
June 2, 2016 CAPR Stock Option (right to buy) Common Stock (30,000) $3.12 June 2, 2026 30,000 Acquired
March 16, 2016 CAPR Warrants (Right to Buy) Common Stock (1,015) $4.50 March 16, 2019 1,015 Acquired
March 3, 2015 CAPR Stock Option (right to buy) Common Stock (25,000) $5.78 March 3, 2025 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 2, 2013 CAPR Stock Option (right to buy)→ COMMON STOCK (16,598) 16,598 Direct
Dec. 2, 2013 CAPR Stock Option (right to buy)→ COMMON STOCK (21,785) 21,785 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $212,500 $38,827 $1,500 $252,827
2018 $200,000 $72,700 $1,000 $273,700

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.