Apple Tree Partners II - Annex, L.P.

CIK 1553255 · View on SEC EDGAR ↗

Insider

First SEC filing: June 28, 2017 · Latest: June 28, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 22, 2014 ELDN P 237,500 $15.00 $3,562,500 3,568,438 Direct +7.13% Acquired -99.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 5, 2017 RNTX Series E-1 Preferred Stock Common Stock (304,611) — — 3,026,920 Disposed
July 5, 2017 RNTX Series E Preferred Stock Common Stock (351,186) — — 3,489,740 Disposed
Sept. 22, 2014 ELDN Series E Preferred Stock Common Stock (2,311,300) — — 24,199,308 Disposed
Sept. 22, 2014 ELDN Series D-3 Preferred Stock Common Stock (1,019,638) — — 10,675,613 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 28, 2017 RNTX Series E Preferred Stock→ Common Stock (351,186) 351,186 Direct
June 28, 2017 RNTX Series E-1 Preferred Stock→ Common Stock (304,611) 304,611 Direct
Sept. 16, 2014 ELDN Series D-3 Preferred Stock→ Common Stock (1,019,638) 1,019,638 Direct
Sept. 16, 2014 ELDN Series E Preferred Stock→ Common Stock (2,311,300) 2,311,300 Direct