APPLE TREE PARTNERS II LP

CIK 1143789 · View on SEC EDGAR ↗

Insider

First SEC filing: June 28, 2017 · Latest: June 28, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 26, 2018 RNTX S 10,528 $5.45 $57,378 1,380,241 Direct -0.76% Disposed -99.3% (price as of 2026-08-21)
June 25, 2018 RNTX S 913 $5.86 $5,350 1,390,769 Direct -0.07% Disposed -99.3% (price as of 2026-08-21)
June 22, 2018 RNTX S 94,816 $5.98 $567,000 1,391,682 Direct -6.38% Disposed -99.3% (price as of 2026-08-21)
June 21, 2018 RNTX S 1,447 $5.30 $7,669 1,486,498 Direct -0.10% Disposed -99.2% (price as of 2026-08-21)
June 20, 2018 RNTX S 5,200 $5.30 $27,560 1,487,945 Direct -0.35% Disposed -99.2% (price as of 2026-08-21)
June 19, 2018 RNTX S 139 $5.30 $737 1,493,145 Direct -0.01% Disposed -99.2% (price as of 2026-08-21)
June 18, 2018 RNTX S 1,432 $5.35 $7,661 1,493,284 Direct -0.10% Disposed -99.3% (price as of 2026-08-21)
June 15, 2018 RNTX S 7,961 $5.32 $42,353 1,494,716 Direct -0.53% Disposed -99.2% (price as of 2026-08-21)
June 12, 2018 RNTX S 10,843 $5.40 $58,552 1,502,677 Direct -0.72% Disposed -99.3% (price as of 2026-08-21)
June 11, 2018 RNTX S 18,525 $5.41 $100,220 1,513,520 Direct -1.21% Disposed -99.3% (price as of 2026-08-21)
June 8, 2018 RNTX S 9,617 $5.40 $51,932 1,532,045 Direct -0.62% Disposed -99.3% (price as of 2026-08-21)
June 7, 2018 RNTX S 20 $5.48 $110 1,541,662 Direct 0.00% Disposed -99.3% (price as of 2026-08-21)
April 19, 2018 RNTX S 104,799 $6.29 $659,186 1,541,682 Direct -6.37% Disposed -99.4% (price as of 2026-08-21)
April 17, 2018 RNTX S 3,105 $7.05 $21,890 1,646,481 Direct -0.19% Disposed -99.4% (price as of 2026-08-21)
Jan. 9, 2018 RNTX S 150,000 $9.80 $1,470,000 1,649,586 Direct -8.34% Disposed -99.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 5, 2017 RNTX Series D Preferred Stock Common Stock (682,476) — — 6,781,770 Disposed
July 5, 2017 RNTX Series C-2 Preferred Stock Common Stock (426,547) — — 4,238,607 Disposed
July 5, 2017 RNTX Series C-1 Preferred Stock Common Stock (298,583) — — 2,967,025 Disposed
July 5, 2017 RNTX Series B Preferred Stock Common Stock (372,955) — — 3,706,056 Disposed
July 5, 2017 RNTX Series A-1 Preferred Stock Common Stock (6,192) — — 615,384 Disposed
July 5, 2017 RNTX Series A Preferred Stock Common Stock (12,579) — — 1,250,000 Disposed
Sept. 22, 2014 ELDN Series D-3 Preferred Stock Common Stock (1,277,023) — — 13,370,422 Disposed
Sept. 22, 2014 ELDN Series D-2 Preferred Stock Common Stock (147,053) — — 1,539,643 Disposed
Sept. 22, 2014 ELDN Series D-1 Preferred Stock Common Stock (832,028) — — 8,711,335 Disposed
Sept. 22, 2014 ELDN Series C Preferred Stock Common Stock (1,394,921) — — 14,604,833 Disposed
Sept. 22, 2014 ELDN Series B-2 Preferred Stock Common Stock (61,584) — — 644,786 Disposed
Sept. 22, 2014 ELDN Series B-1 Preferred Stock Common Stock (76,224) — — 798,067 Disposed
Sept. 22, 2014 ELDN Series A Preferred Stock Common Stock (429,799) — — 4,500,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 28, 2017 RNTX Common Stock 251 Indirect
June 28, 2017 RNTX Series A Preferred Stock→ Common Stock (12,579) 12,579 Direct
June 28, 2017 RNTX Series A-1 Preferred Stock→ Common Stock (6,192) 6,192 Direct
June 28, 2017 RNTX Series B Preferred Stock→ Common Stock (372,955) 372,955 Direct
June 28, 2017 RNTX Series C Preferred Stock→ Common Stock (298,583) 298,583 Direct
June 28, 2017 RNTX Series C-2 Preferred Stock→ Common Stock (426,547) 426,547 Direct
June 28, 2017 RNTX Series D Preferred Stock→ Common Stock (682,476) 682,476 Direct
Sept. 16, 2014 ELDN Common Stock 9 Direct
Sept. 16, 2014 ELDN Series A Preferred Stock→ Common Stock (429,799) 429,799 Direct
Sept. 16, 2014 ELDN Series B-1 Preferred Stock→ Common Stock (76,224) 76,224 Direct
Sept. 16, 2014 ELDN Series B-2 Preferred Stock→ Common Stock (61,584) 61,584 Direct
Sept. 16, 2014 ELDN Series C Preferred Stock→ Common Stock (1,394,921) 1,394,921 Direct
Sept. 16, 2014 ELDN Series D-1 Preferred Stock→ Common Stock (832,028) 832,028 Direct
Sept. 16, 2014 ELDN Series D-2 Preferred Stock→ Common Stock (147,053) 147,053 Direct
Sept. 16, 2014 ELDN Series D-3 Preferred Stock→ Common Stock (1,277,023) 1,277,023 Direct