Arthur L Smith
CIK 1034323 · View on SEC EDGAR ↗
First SEC filing: Feb. 14, 2022 · Latest: Feb. 14, 2022
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 9, 2017 | TUSK | P | 6,000 | $16.91 | $101,460 | 6,000 Indirect | — | Acquired | -81.5% (price as of 2026-08-20) |
| Jan. 5, 2005 | PAA | S | 400 | $36.60 | $14,640 | 13,350 Direct | -2.91% | Disposed | 32.5% (price as of 2026-08-20) |
| Jan. 5, 2005 | PAA | S | 1,500 | $36.51 | $54,765 | 11,850 Direct | -11.24% | Disposed | 32.8% (price as of 2026-08-20) |
| Jan. 5, 2005 | PAA | S | 1,850 | $36.51 | $67,544 | 10,000 Direct | -15.61% | Disposed | 32.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 13, 2010 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Disposed |
| Aug. 13, 2010 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Acquired |
| Aug. 14, 2009 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Disposed |
| Aug. 14, 2009 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Acquired |
| Aug. 14, 2008 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Disposed |
| Aug. 14, 2008 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Acquired |
| Aug. 14, 2007 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Disposed |
| Aug. 14, 2007 | PAA | Phantom Units-Long-Term Incentive Plan | Common Units (2,500) | — | — | 2,500 | Acquired |
| Aug. 31, 2006 | PAA | Phantom Units - Long-Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Disposed |
| Aug. 31, 2006 | PAA | Phantom Units - Long-Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Acquired |
| Aug. 17, 2006 | PAA | Phantom Units - Long-Term Incentive Plan | Common Units (5,000) | — | — | 5,000 | Acquired |
| Aug. 14, 2006 | PAA | Phantom Units-Long Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Disposed |
| Aug. 14, 2006 | PAA | Phantom Units - Long-Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Acquired |
| June 8, 2005 | PAA | Phantom Units-Long Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Disposed |
| June 8, 2005 | PAA | Phantom Units - Long-Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Acquired |
| Feb. 17, 2005 | PAA | Phantom Units [F1] | Common Units (3,750) | — | — | 3,750 | Acquired |
| June 8, 2004 | PAA | Phantom Units-Long Term Incentive Plan | Common Units (1,250) | — | — | 1,250 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).