Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 25, 2022 AVXL S 50,000 $9.06 $453,000 1,306,458 Direct -3.69% Disposed -79.9% (price as of 2026-10-02)
Oct. 29, 2009 AVXL S 111,112 $2.25 $250,002 6,725,832 Direct -1.63% Disposed -79.8% (price as of 2026-10-02)
Aug. 8, 2009 AVXL S 111,112 $2.25 $250,002 6,836,944 Direct -1.60% Disposed -79.8% (price as of 2026-10-02)
June 29, 2009 AVXL S 619,444 $2.25 $1,393,749 6,948,056 Direct -8.19% Disposed -79.8% (price as of 2026-10-02)
Oct. 26, 2007 AVXL S 950,000 $1.70 $1,615,000 7,567,500 Direct -11.15% Disposed -73.2% (price as of 2026-10-02)
Sept. 17, 2007 AVXL P 92,500 $3.60 $333,000 8,517,500 Direct +1.10% Acquired -87.4% (price as of 2026-10-02)
July 30, 2007 AVXL S 950,000 $1.70 $1,615,000 8,425,000 Direct -10.13% Disposed -73.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 31, 2025 AVXL Stock Option (Right to Buy) Common Stock (50,000) $8.58 March 31, 2035 50,000 Acquired
Feb. 20, 2024 AVXL Stock Option (Right to Buy) Common Stock (50,000) $5.36 Feb. 20, 2034 50,000 Acquired
March 31, 2023 AVXL Stock Option (Right to Buy) Common Stock (50,000) $8.57 March 31, 2033 50,000 Acquired
June 27, 2022 AVXL Stock Option (Right to Buy) Common Stock (50,000) $10.09 June 27, 2032 50,000 Acquired
May 25, 2022 AVXL Stock Option (Right to Buy) Common Stock (50,000) $0.92 April 2, 2025 50,000 Acquired
Aug. 2, 2021 AVXL Stock Option (Right to Buy) Common Stock (25,000) $18.11 Aug. 2, 2031 25,000 Acquired
Dec. 30, 2020 AVXL Stock Option (Right to Buy) Common Stock (35,000) $5.49 Dec. 30, 2030 35,000 Acquired
Jan. 6, 2020 AVXL Stock Option (Right to Buy) Common Stock (50,000) $2.96 Jan. 6, 2030 50,000 Acquired
Oct. 1, 2018 AVXL Stock Option (Right to Buy) Common Stock (45,500) $2.58 Oct. 1, 2028 45,500 Acquired
Sept. 22, 2016 AVXL Stock Option (Right to Buy) Common Stock (100,000) $3.28 Sept. 22, 2026 100,000 Acquired
April 2, 2015 AVXL Stock Option (Right to Buy) Common Stock (50,000) $0.92 April 2, 2025 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 26, 2006 AVXL Common 1,562,500 Direct