Barry C Honig

Insider

First SEC filing: Sept. 13, 2016 · Latest: Sept. 13, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 1, 2016	RIOT	P	7,484	$4.95	$37,046	477,669 Direct	+1.59%	Acquired	309.5% (price as of 2026-08-20)
Dec. 1, 2016	RIOT	P	1,000	$5.32	$5,320	478,669 Direct	+0.21%	Acquired	281.0% (price as of 2026-08-20)
Dec. 1, 2016	RIOT	P	1,000	$5.30	$5,300	479,669 Direct	+0.21%	Acquired	282.5% (price as of 2026-08-20)
Dec. 1, 2016	RIOT	P	1,600	$5.00	$8,000	481,269 Direct	+0.33%	Acquired	305.4% (price as of 2026-08-20)
Dec. 1, 2016	RIOT	P	18,731	$5.05	$94,592	500,000 Direct	+3.89%	Acquired	301.4% (price as of 2026-08-20)
Oct. 19, 2016	RIOT	P	6,086	$2.78	$16,919	439,185 Indirect	+1.41%	Acquired	629.1% (price as of 2026-08-20)
Oct. 18, 2016	RIOT	P	13,400	$2.68	$35,912	13,400 Indirect	—	Acquired	656.3% (price as of 2026-08-20)
Oct. 13, 2016	RIOT	P	28,935	$2.28	$65,972	433,099 Indirect	+7.16%	Acquired	789.0% (price as of 2026-08-20)
Oct. 6, 2016	RIOT	P	12,777	$2.71	$34,626	404,164 Indirect	+3.26%	Acquired	648.0% (price as of 2026-08-20)
Sept. 30, 2016	RIOT	P	2,228	$2.80	$6,238	391,387 Indirect	+0.57%	Acquired	623.9% (price as of 2026-08-20)
June 18, 2014	NAGE	A	80,000	—	—	205,000 Direct	+64.00%	Acquired	(price as of 2026-08-20)
Jan. 21, 2014	NAGE	A	250,000	—	—	4,824,959 Direct	+5.46%	Acquired	(price as of 2026-08-20)
April 30, 2013	NAGE	P	4,300	$0.64	$2,752	3,390,257 Indirect	+0.13%	Acquired	64.6% (price as of 2026-08-20)
April 29, 2013	NAGE	P	26,600	$0.63	$16,758	3,364,957 Indirect	+0.80%	Acquired	67.2% (price as of 2026-08-20)
April 29, 2013	NAGE	P	21,000	$0.63	$13,230	3,385,957 Indirect	+0.62%	Acquired	67.2% (price as of 2026-08-20)
April 26, 2013	NAGE	P	47,900	$0.63	$30,177	3,338,357 Indirect	+1.46%	Acquired	67.2% (price as of 2026-08-20)
April 25, 2013	NAGE	P	15,400	$0.62	$9,548	3,290,457 Indirect	+0.47%	Acquired	69.9% (price as of 2026-08-20)
Dec. 19, 2012	NAGE	P	15,000	$0.62	$9,300	3,275,057 Indirect	+0.46%	Acquired	69.9% (price as of 2026-08-20)
Dec. 14, 2012	NAGE	P	28,900	$0.63	$18,207	3,260,057 Indirect	+0.89%	Acquired	67.2% (price as of 2026-08-20)
Nov. 16, 2012	NAGE	P	25,000	$0.62	$15,500	4,574,959 Direct	+0.55%	Acquired	69.9% (price as of 2026-08-20)
Sept. 11, 2012	NAGE	P	7,500	$0.77	$5,775	3,231,157 Indirect	+0.23%	Acquired	36.8% (price as of 2026-08-20)
Aug. 31, 2012	NAGE	P	7,300	$0.62	$4,526	3,223,657 Indirect	+0.23%	Acquired	69.9% (price as of 2026-08-20)
Aug. 28, 2012	NAGE	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 15, 2012	NAGE	P	15,000	$0.74	$11,100	4,549,959 Direct	+0.33%	Acquired	42.3% (price as of 2026-08-20)
Aug. 13, 2012	NAGE	P	30,000	$0.66	$19,800	4,534,959 Direct	+0.67%	Acquired	59.6% (price as of 2026-08-20)
July 9, 2012	NAGE	A	500,000	—	—	4,504,959 Direct	+12.48%	Acquired	(price as of 2026-08-20)
July 5, 2012	NAGE	P	9,991	$0.67	$6,694	3,196,357 Indirect	+0.31%	Acquired	57.2% (price as of 2026-08-20)
July 3, 2012	NAGE	P	8,506	$0.67	$5,699	3,186,366 Indirect	+0.27%	Acquired	57.2% (price as of 2026-08-20)
June 20, 2012	NAGE	P	74,787	$0.65	$48,612	4,004,959 Direct	+1.90%	Acquired	62.1% (price as of 2026-08-20)
June 13, 2012	NAGE	P	32,500	$0.65	$21,125	3,930,172 Direct	+0.83%	Acquired	62.1% (price as of 2026-08-20)
May 30, 2012	NAGE	P	10,000	$0.70	$7,000	3,897,672 Direct	+0.26%	Acquired	50.5% (price as of 2026-08-20)
May 29, 2012	NAGE	P	5,000	$0.70	$3,500	3,887,672 Direct	+0.13%	Acquired	50.5% (price as of 2026-08-20)
May 18, 2012	NAGE	P	8,000	$0.51	$4,080	3,882,672 Direct	+0.21%	Acquired	106.5% (price as of 2026-08-20)
May 16, 2012	NAGE	P	24,600	$0.50	$12,300	3,874,672 Direct	+0.64%	Acquired	110.7% (price as of 2026-08-20)
Feb. 10, 2012	NAGE	P	333,333	$0.75	$250,000	3,850,072 Direct	+9.48%	Acquired	40.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 18, 2014	NAGE	Employee Stock Options (right to buy)	Common Stock (80,000)	$1.25	June 18, 2024	80,000	Acquired
Aug. 28, 2012	NAGE	Employee Stock Options (right to buy)	Common Stock (125,000)	$0.64	Aug. 28, 2022	125,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 13, 2016	RIOT	Common Stock	389,159	Indirect
Oct. 24, 2011	NAGE	Common Stock	3,298,882	Direct
Oct. 24, 2011	NAGE	Common Stock	3,395,717	Indirect