Barry L Zubrow

Insider

First SEC filing: Dec. 3, 2007 · Latest: Dec. 3, 2007

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 18, 2012	JPM	A	112,486	—	—	112,486 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 18, 2012	JPM	A	113,749	—	—	113,749 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 13, 2012	JPM	M	44,907	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 13, 2012	JPM	M	34,726	—	—	34,727 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Jan. 13, 2012	JPM	F	34,190	$35.52	$1,214,429	71,755 Direct	-32.27%	Disposed	900.5% (price as of 2026-08-21)
Jan. 13, 2012	JPM	M	34,726	—	—	105,945 Direct	+48.76%	Acquired	(price as of 2026-08-21)
Jan. 13, 2012	JPM	M	44,907	—	—	71,219 Direct	+170.67%	Acquired	(price as of 2026-08-21)
Jan. 19, 2011	JPM	A	76,924	—	—	76,924 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 19, 2011	JPM	A	101,615	—	—	101,615 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 13, 2011	JPM	M	44,906	—	—	44,907 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Jan. 13, 2011	JPM	F	18,594	$44.57	$828,735	26,312 Direct	-41.41%	Disposed	697.4% (price as of 2026-08-21)
Jan. 13, 2011	JPM	M	44,906	—	—	44,906 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 14, 2010	JPM	P	200	$28.50	$5,700	200 Direct	—	Acquired	1146.9% (price as of 2026-08-21)
Feb. 3, 2010	JPM	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 3, 2010	JPM	A	69,453	—	—	69,453 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 20, 2009	JPM	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 20, 2009	JPM	A	89,813	—	—	89,813 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 30, 2007	JPM	A	1,000,000	—	—	1,000,000 Direct	—	Acquired	(price as of 2026-08-21)
May 31, 2007	ORKA	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
May 24, 2006	ORKA	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
May 24, 2005	ORKA	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
March 23, 2005	ORKA	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-21)
May 6, 2004	ORKA	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 20, 2004	ORKA	P	50,000	$4.65	$232,500	50,000 Indirect	—	Acquired	-100.0% (price as of 2026-08-21)
Feb. 3, 2004	ORKA	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 18, 2012	JPM	Stock Appreciation Rights	Common Stock (112,486)	$35.61	Jan. 18, 2022	112,486	Acquired
Jan. 18, 2012	JPM	Restricted Stock Units	Common Stock (113,749)	—	Jan. 13, 2015	113,749	Acquired
Jan. 13, 2012	JPM	Restricted Stock Units	Common Stock (44,907)	—	Jan. 25, 2012	44,907	Disposed
Jan. 13, 2012	JPM	Restricted Stock Units	Common Stock (34,726)	—	Jan. 13, 2013	34,726	Disposed
Jan. 19, 2011	JPM	Stock Appreciation Rights	Common Stock (76,924)	$44.29	Jan. 19, 2021	76,924	Acquired
Jan. 19, 2011	JPM	Restricted Stock Units	Common Stock (101,615)	—	Jan. 13, 2014	101,615	Acquired
Jan. 13, 2011	JPM	Restricted Stock Units	Common Stock (44,906)	—	Jan. 25, 2012	44,906	Disposed
Feb. 3, 2010	JPM	Stock Appreciation Rights	Common Stock (150,000)	$43.20	Jan. 20, 2020	150,000	Acquired
Feb. 3, 2010	JPM	Restricted Stock Units	Common Stock (69,453)	—	Jan. 13, 2013	69,453	Acquired
Jan. 20, 2009	JPM	Stock Appreciation Rights	Common Stock (200,000)	$19.49	Jan. 20, 2019	200,000	Acquired
Jan. 20, 2009	JPM	Restricted Stock Units	Common Stock (89,813)	—	Jan. 25, 2012	89,813	Acquired
Nov. 30, 2007	JPM	Stock Appreciation Rights	Common Stock (1,000,000)	$45.55	Nov. 30, 2017	1,000,000	Acquired
May 31, 2007	ORKA	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$3.67	May 30, 2017	20,000	Acquired
May 24, 2006	ORKA	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$14.66	May 23, 2016	20,000	Acquired
May 24, 2005	ORKA	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$6.73	May 23, 2015	20,000	Acquired
March 23, 2005	ORKA	Non-Qualified Stock Option (right to buy)	Common Stock (35,000)	$6.50	March 23, 2015	35,000	Acquired
May 6, 2004	ORKA	Non-Qualified Stock Option (right to buy)	Common Stock (7,500)	$11.11	May 6, 2014	7,500	Acquired
Feb. 3, 2004	ORKA	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$5.30	Feb. 3, 2014	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 3, 2007	JPM	Common Stock	0	Direct