Barry S Duke
CIK 1640699 · View on SEC EDGAR ↗
First SEC filing: May 6, 2015 · Latest: May 6, 2015
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 17, 2017 | COLL | F | 388 | $14.95 | $5,801 | 20,087 Direct | -1.89% | Disposed | 90.0% (price as of 2026-08-20) |
| Feb. 10, 2017 | COLL | A | 27,500 | — | — | 27,500 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2017 | COLL | A | 13,750 | — | — | 20,475 Direct | +204.46% | Acquired | (price as of 2026-08-20) |
| Jan. 27, 2017 | COLL | A | 834 | $10.08 | $8,407 | 6,725 Direct | +14.16% | Acquired | 181.7% (price as of 2026-08-20) |
| July 29, 2016 | COLL | A | 978 | $10.31 | $10,083 | 5,891 Direct | +19.91% | Acquired | 175.5% (price as of 2026-08-20) |
| Jan. 20, 2016 | COLL | A | 29,475 | — | — | 29,475 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 20, 2016 | COLL | A | 4,913 | — | — | 4,913 Direct | — | Acquired | (price as of 2026-08-20) |
| May 14, 2015 | COLL | A | 27,537 | — | — | 27,537 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 10, 2017 | COLL | Stock Option (Right to Purchase) | Common Stock (27,500) | $15.27 | Feb. 10, 2027 | 27,500 | Acquired |
| Jan. 20, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock (29,475) | $16.15 | Jan. 20, 2026 | 29,475 | Acquired |
| May 14, 2015 | COLL | Stock Option (Right to Purchase) | Common Stock (27,537) | $14.90 | May 14, 2025 | 27,537 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 6, 2015 | COLL | Stock Option (right to purchase)→ Common Stock (72,463) | 72,463 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $334,586 | $0 | $78,739 | $317,040 | $102,099 | — | $1,303 | $833,767 |
| 2015 | $250,000 | — | — | $557,928 | $127,725 | — | $76,427 | $1,012,080 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.