Ben H Harris

CIK 1472352 · View on SEC EDGAR ↗

Insider

First SEC filing: April 1, 2026 · Latest: April 1, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 17, 2021 PCF P 1,675 $10.00 $16,750 1,675 Direct — Acquired -46.7% (price as of 2026-08-20)
June 8, 2015 SPE P 6,201 $15.54 $96,364 6,201 Indirect — Acquired -14.3% (price as of 2026-08-20)
June 8, 2015 SPE S 6,201 $15.54 $96,364 0 Indirect -100.00% Disposed -14.3% (price as of 2026-08-20)
June 3, 2015 SPE P 2,200 $15.54 $34,188 6,757 Direct +48.28% Acquired -14.3% (price as of 2026-08-20)
June 2, 2015 SPE P 1,000 $15.50 $15,500 4,557 Direct +28.11% Acquired -14.1% (price as of 2026-08-20)
May 20, 2011 SPE P 1,000 $15.59 $15,590 5,000 Indirect +25.00% Acquired -14.6% (price as of 2026-08-20)
May 19, 2011 SPE P 1,000 $15.59 $15,590 1,000 Indirect — Acquired -14.6% (price as of 2026-08-20)
Dec. 9, 2010 SPE P 1,000 $14.53 $14,530 1,000 Indirect — Acquired -8.3% (price as of 2026-08-20)
Aug. 16, 2010 SPE P 200 $13.29 $2,658 2,000 Indirect +11.11% Acquired 0.2% (price as of 2026-08-20)
Aug. 16, 2010 SPE P 200 $13.28 $2,656 2,000 Indirect +11.11% Acquired 0.3% (price as of 2026-08-20)
Aug. 16, 2010 SPE P 200 $13.31 $2,662 2,000 Indirect +11.11% Acquired 0.1% (price as of 2026-08-20)
Aug. 16, 2010 SPE P 400 $13.30 $5,320 2,000 Indirect +25.00% Acquired 0.2% (price as of 2026-08-20)
May 19, 2010 SPE P 1,000 $13.16 $13,160 1,000 Indirect — Acquired 1.2% (price as of 2026-08-20)
May 19, 2010 SPE P 2,000 $13.18 $26,360 2,000 Direct — Acquired 1.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 11, 2021 SPE 3.50% Convertible Preferred Stock Series B Common Stock (771) $0.00 — 400 Disposed
May 5, 2021 SPE 3.50% Convertible Preferred Stock Series B Common Stock (346) $0.00 — 180 Disposed
Sept. 8, 2016 SPE 3.50% Convertible preferred Stock, Series B Common Stock (526) $0.00 — 400 Acquired
Sept. 8, 2016 SPE 3.50% Convertible preferred Stock, Series B Common Stock (236) $0.00 — 180 Acquired
Aug. 26, 2016 SPE Subscription Rights (right to buy) [F1] 3.50% Convertible preferred Stock, Series B (400) $25.00 Aug. 26, 2016 400 Disposed
Aug. 26, 2016 SPE Subscription Rights (right to buy) [F1] 3.50% Convertible preferred Stock, Series B (180) $25.00 Aug. 26, 2016 180 Disposed
July 9, 2012 SPE 3.00% Convertible Preferred Stock, Series A Common Stock (621) $0.00 — 207 Acquired
July 9, 2012 SPE Subscription Rights (right to buy) [F1] 3.00% Convertible Preferred Stock, Series A (207) $50.00 July 23, 2012 207 Disposed
July 9, 2012 SPE Subscription Rights (right to buy) [F1] 3.00% Convertible Preferred Stock, Series A (207) $50.00 July 23, 2012 207 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 1, 2026 SWZ Common Stock 0 Direct
June 29, 2018 PCF Common Stock 0 Direct
Sept. 16, 2009 SPE Common Stock 0 Direct