your badges 52W Range $6–$6 13% of range Analyst Rating · Price Target · P/E · ROE · Net Profit Margin ·

SWZ Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

03
Price $5.76
52W Range $6–$6

SWZ Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

04
range
bars

Bar granularity adapts to the selected period — hover the chart to see open/high/low/close for a bar.

Stock splits 1
Ex-date Split Type
Oct. 16, 1998 2-for-1 Forward

10-Year Performance Revenue, net income, margins and EPS trends

06
Valuation & Ratios 07–12

Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

No data for this ratio group yet

Not enough fundamentals data to compute this ratio group yet.

value · ≈ 5Y avg · industry median · verdict relative to median

Dividends Yield, payout ratio, dividend history, 5Y CAGR

13
Annualized Payout≈$12.00Paid quarterly
Growth Streak≈2Consecutive years of dividend growth
Ex-dateAmountCurrencyYield
Apr 15, 2025$3.00USD≈55.5%
Mar 18, 2025$0.15USD≈6.1%
Dec 17, 2024$0.15USD≈6.9%
Sep 19, 2024$0.13USD≈5.8%
Jun 18, 2024$0.13USD≈6.3%
Mar 18, 2024$0.13USD≈6.4%
Dec 18, 2023$0.13USD≈6.2%
Sep 19, 2023$0.12USD≈6.3%
Jun 20, 2023$0.12USD≈6.6%
Mar 21, 2023$0.12USD≈7.6%
Dec 19, 2022$0.12USD≈8.3%
Sep 20, 2022$0.17USD≈9.3%
Jun 17, 2022$0.17USD≈8.6%
Mar 21, 2022$0.17USD≈6.9%
Dec 20, 2021$0.17USD≈6.1%
Sep 20, 2021$0.14USD≈6.0%
Jun 18, 2021$0.14USD≈5.7%
Mar 19, 2021$0.14USD≈6.3%
Dec 18, 2020$0.14USD≈6.3%
Sep 18, 2020$0.14USD≈6.6%

Institutional owners (13F) 41 filers · $30.8M total · As of Sept. 30, 2026

17

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Holders 41
Value held $30.8M
New positions 6
Exited positions 7
Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
6 (+1 vs prior Q) 7 (+3 vs prior Q) 11 (+3 vs prior Q) 9 (-10 vs prior Q) -172K

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
CSS LLC/IL $6,178,729 1,040,190 20.03% Shares
BANK OF AMERICA CORP /DE/ $5,152,136 867,363 16.70% Shares
ICON ADVISERS INC/CO $2,650,547 446,220 8.59% Shares
Matisse Capital $2,415,105 407,269 7.83% Shares
Saba Capital Management, L.P. $2,400,235 404,080 7.78% Shares
Shaker Financial Services, LLC $2,335,430 393,170 7.57% Shares
Logan Stone Capital, LLC $1,177,053 198,157 3.82% Shares
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $1,001,543 168,610 3.25% Shares
EVOLVE PRIVATE WEALTH, LLC $826,800 139,192 2.68% Shares
Yakira Capital Management, Inc. $745,809 125,557 2.42% Shares
Almitas Capital LLC $686,551 115,581 2.23% Shares
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. $581,211 97,847 1.88% Shares
GARDNER RUSSO & QUINN LLC $580,140 97,667 1.88% Shares
Uncommon Cents Investing LLC $505,115 85,036 1.64% Shares
Alpine Global Management, LLC $349,622 58,859 1.13% Shares
PRIVATE MANAGEMENT GROUP INC $333,430 10,545 1.08% Shares
COMMONWEALTH EQUITY SERVICES, LLC $333,060 56,071 1.08% Shares
MORGAN STANLEY $276,210 46,500 0.90% Shares
Bulldog Investors, LLP $239,584 40,334 0.78% Shares
Noble Wealth Management PBC $221,627 38,882 0.72% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $219,952 37,029 0.71% Shares
Cutler Capital Management, LLC $213,371 35,921 0.69% Shares
OSAIC HOLDINGS, INC. $207,947 35,011 0.67% Shares
GAMCO INVESTORS, INC. ET AL $190,650 32,096 0.62% Shares
XTX Topco Ltd $147,615 24,851 0.48% Shares
LPL Financial LLC $146,118 24,599 0.47% Shares
WELLS FARGO & COMPANY/MN $104,576 17,605 0.34% Shares
Capital Investment Counsel, Inc $88,868 14,961 0.29% Shares
Fortis Capital Advisors, LLC $85,884 14,458 0.28% Shares
MCCARTER PRIVATE WEALTH SERVICES LLC $85,884 14,458 0.28% Shares
Belpointe Asset Management LLC $85,884 14,458 0.28% Shares
UBS Group AG $68,874 11,595 0.22% Shares
RIVERNORTH CAPITAL MANAGEMENT, LLC $60,523 10,189 0.20% Shares
TrueMark Investments, LLC $60,523 10,189 0.20% Shares
Integris Wealth Management, LLC $59,718 10,053 0.19% Shares
WINMILL & CO. INC $13,365 2,250 0.04% Shares
JPMORGAN CHASE & CO $10,235 1,723 0.03% Shares
North Star Investment Management Corp. $5,649 951 0.02% Shares
SECURITY NATIONAL BANK OF SO DAK $1,241 209 0.00% Shares
HRT FINANCIAL LP $209 35,262 0.00% Shares
PNC Financial Services Group, Inc. $95 16 0.00% Shares

Activists & 5%+ owners 3 positions

18

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
Bulldog Investors, LLC, Phillip Goldstein, Andrew Dakos, Steven Samuels ×13 filings Nov. 23, 2018 · Initial filing · SEC
Bulldog Investors, LLC, Phillip Goldstein, Andrew Dakos, Steven Samuels Aug. 8, 2013 · Initial filing · SEC
Karpus Management, Inc., d/b/a Karpus Investment Management I.D. May 26, 2009 · Initial filing Passive investment SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.

Company insiders 29 insiders · 4 officers · 12 directors

19
Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Andrew Dakos President and CEO Sept. 28, 2026 P 60,000 46 0 $990,098
P Das Rajeev Secretary Aug. 24, 2026 P 3,400 2 0 $18,181
Phillip Goldstein Secretary July 6, 2026 P 119,214 7 0 $335,881
Alan M. Mandel Treas. & Princ. Fin. Officer Sept. 4, 2014 P 1,000 0 0 $0
Moritz A Sell Director Sept. 28, 2026 P 30,246 18 0 $138,517
Fred J Ricciardi Director June 7, 2017 P 4,000 0 0 $0
Jean-Marc Boillat Director March 10, 2017 S 0 0 0 $0
Joseph S Calhoun III Director Dec. 30, 2016 P 550 0 0 $0
Brian A Berris Director Nov. 18, 2015 P 10,000 0 0 $0
Stephen K West Director Dec. 14, 2011 P 1,071 0 0 $0
Richard Brealey Director Aug. 30, 2011 P 13,788 0 0 $0
David Bock Director March 17, 2011 P 4,250 0 0 $0
Claus Helbig Director Dec. 15, 2008 P 1,000 0 0 $0
Clark R Hooper Director July 6, 2007 P 1,000 0 0 $0
CSS LLC/IL 10% owner Dec. 30, 2025 S 1,686,971 0 24 $-347,172
Gerald Hellerman · Jan. 23, 2026 D 3,527 0 0 $0
HOTTINGER CAPITAL CORP · Feb. 14, 2014 P 98,699 0 0 $0
HOTTINGER MILLISITS RUDOLF · Feb. 18, 2011 P 10,513 0 0 $0
HOTTINGER BANK TRUST LTD · Sept. 29, 2009 P 97,355 0 0 $0
Frey Claude · Oct. 13, 2008 P 5,086 0 0 $0
Rodolphe Hottinger · March 11, 2008 P 23,580 0 0 $0
Philippe Comby · June 22, 2007 X 3,778 0 0 $0
Paul Brenner · June 22, 2007 X 15,087 0 0 $0
Samuel B Witt · June 22, 2007 X 4,470 0 0 $0
Edward J Veilleux · June 22, 2007 X 3,461 0 0 $0
Pineau Didier Valencienne · June 22, 2007 X 3,070 0 0 $0
Alexandre Takacsy · June 22, 2007 X 1,057 0 0 $0
HOTTINGER GE · June 22, 2007 X 249,527 0 0 $0
Michael Kraynak Jr · June 12, 2007 P 10,000 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

ETF ownership Held by 1 ETF

20

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
CEFZ · Elevation Series Trust 0.15% 10,252 NS July 31, 2026 N-PORT

My Metrics Your personal watchlist — selected rows from Full Fundamentals

26

Pick the metrics that matter to you — click the + next to any row in Full Fundamentals above.

Your selection is saved and follows you across all tickers.