SWZ Total Return Securities Fund Common Stock
$5.94
Price · Aug 18, 2026
SWZ Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$5.94
Market Cap
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P/E (TTM)
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EPS (TTM)
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Revenue (TTM)
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Div Yield
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ROE
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Debt/Equity
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52W Range
$6 – $6
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
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EPS
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Free Cash Flow
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Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
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5Y trend
SWZ
Peer Median
Profitability Gross, operating and net margins; ROE, ROA, ROIC
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5Y trend
SWZ
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Financial Health Debt, liquidity, solvency — balance sheet strength
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SWZ
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Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
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5Y trend
SWZ
Peer Median
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
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SWZ
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Dividends Yield, payout ratio, dividend history, 5Y CAGR
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Payout Ratio
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5Y Div CAGR
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| Ex-date | Amount |
|---|---|
| April 15, 2025 | $3.0000 |
| March 18, 2025 | $0.1460 |
| Dec. 17, 2024 | $0.1460 |
| Sept. 19, 2024 | $0.1290 |
| June 18, 2024 | $0.1290 |
| March 18, 2024 | $0.1290 |
| Dec. 18, 2023 | $0.1290 |
| Sept. 19, 2023 | $0.1230 |
| June 20, 2023 | $0.1230 |
| March 21, 2023 | $0.1230 |
| Dec. 19, 2022 | $0.1230 |
| Sept. 20, 2022 | $0.1670 |
| June 17, 2022 | $0.1670 |
| March 21, 2022 | $0.1670 |
| Dec. 20, 2021 | $0.1670 |
| Sept. 20, 2021 | $0.1380 |
| June 18, 2021 | $0.1380 |
| March 19, 2021 | $0.1380 |
| Dec. 18, 2020 | $0.1380 |
| Sept. 18, 2020 | $0.1400 |
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Institutional owners (13F) 41 filers · $29.6M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 6 (+1 vs prior Q) | 7 (+4 vs prior Q) | 11 (+4 vs prior Q) | 8 (-12 vs prior Q) | -20K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| CSS LLC/IL | $6,178,729 | 1,040,190 | 20.91% | Shares |
| BANK OF AMERICA CORP /DE/ | $5,152,136 | 867,363 | 17.43% | Shares |
| ICON ADVISERS INC/CO | $2,650,547 | 446,220 | 8.97% | Shares |
| Saba Capital Management, L.P. | $2,400,235 | 404,080 | 8.12% | Shares |
| Shaker Financial Services, LLC | $2,335,430 | 393,170 | 7.90% | Shares |
| Matisse Capital | $1,540,122 | 259,717 | 5.21% | Shares |
| Logan Stone Capital, LLC | $1,177,053 | 198,157 | 3.98% | Shares |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1,001,543 | 168,610 | 3.39% | Shares |
| EVOLVE PRIVATE WEALTH, LLC | $826,800 | 139,192 | 2.80% | Shares |
| Yakira Capital Management, Inc. | $745,809 | 125,557 | 2.52% | Shares |
| Almitas Capital LLC | $686,551 | 115,581 | 2.32% | Shares |
| GARDNER RUSSO & QUINN LLC | $580,140 | 97,667 | 1.96% | Shares |
| Uncommon Cents Investing LLC | $505,115 | 85,036 | 1.71% | Shares |
| Alpine Global Management, LLC | $349,622 | 58,859 | 1.18% | Shares |
| PRIVATE MANAGEMENT GROUP INC | $333,430 | 10,545 | 1.13% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $333,060 | 56,071 | 1.13% | Shares |
| MORGAN STANLEY | $272,046 | 45,799 | 0.92% | Shares |
| Noble Wealth Management PBC | $254,719 | 42,882 | 0.86% | Shares |
| Bulldog Investors, LLP | $239,584 | 40,334 | 0.81% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $219,952 | 37,029 | 0.74% | Shares |
| Cutler Capital Management, LLC | $213,371 | 35,921 | 0.72% | Shares |
| GAMCO INVESTORS, INC. ET AL | $190,650 | 32,096 | 0.65% | Shares |
| OSAIC HOLDINGS, INC. | $187,157 | 31,511 | 0.63% | Shares |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $172,367 | 29,018 | 0.58% | Shares |
| XTX Topco Ltd | $147,615 | 24,851 | 0.50% | Shares |
| LPL Financial LLC | $146,118 | 24,599 | 0.49% | Shares |
| Capital Investment Counsel, Inc | $88,868 | 14,961 | 0.30% | Shares |
| Fortis Capital Advisors, LLC | $85,884 | 14,458 | 0.29% | Shares |
| MCCARTER PRIVATE WEALTH SERVICES LLC | $85,884 | 14,458 | 0.29% | Shares |
| Belpointe Asset Management LLC | $85,884 | 14,458 | 0.29% | Shares |
| WELLS FARGO & COMPANY/MN | $80,344 | 13,526 | 0.27% | Shares |
| UBS Group AG | $68,874 | 11,595 | 0.23% | Shares |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $60,523 | 10,189 | 0.20% | Shares |
| TrueMark Investments, LLC | $60,523 | 10,189 | 0.20% | Shares |
| Integris Wealth Management, LLC | $59,718 | 10,053 | 0.20% | Shares |
| WINMILL & CO. INC | $13,365 | 2,250 | 0.05% | Shares |
| JPMORGAN CHASE & CO | $10,235 | 1,723 | 0.03% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $9,593 | 1,615 | 0.03% | Shares |
| North Star Investment Management Corp. | $5,649 | 951 | 0.02% | Shares |
| HRT FINANCIAL LP | $209 | 35,262 | 0.00% | Shares |
| PNC Financial Services Group, Inc. | $95 | 16 | 0.00% | Shares |
Company insiders 27 insiders · 3 officers · 9 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Andrew Dakos | President and CEO | July 2, 2026 P | 131,000 | 42 | 0 | $874,284 |
| Phillip Goldstein | Secretary | July 6, 2026 P | 119,214 | 7 | 0 | $335,881 |
| Alan M. Mandel | Treas. & Princ. Fin. Officer | Sept. 4, 2014 P | 1,000 | 0 | 0 | $0 |
| Fred J Ricciardi | Director | June 7, 2017 P | 4,000 | 0 | 0 | $0 |
| Jean-Marc Boillat | Director | March 10, 2017 S | 0 | 0 | 0 | $0 |
| Joseph S Calhoun III | Director | Dec. 30, 2016 P | 550 | 0 | 0 | $0 |
| Brian A Berris | Director | Nov. 18, 2015 P | 10,000 | 0 | 0 | $0 |
| Stephen K West | Director | Dec. 14, 2011 P | 1,071 | 0 | 0 | $0 |
| David Bock | Director | March 17, 2011 P | 4,250 | 0 | 0 | $0 |
| Clark R Hooper | Director | July 6, 2007 P | 1,000 | 0 | 0 | $0 |
| CSS LLC/IL | 10% owner | Dec. 30, 2025 S | 1,686,971 | 0 | 24 | $-347,172 |
| Moritz A Sell | — | Aug. 10, 2026 P | 25,246 | 16 | 0 | $109,057 |
| P Das Rajeev | — | Jan. 23, 2026 D | 334 | 0 | 0 | $0 |
| Gerald Hellerman | — | Jan. 23, 2026 D | 3,527 | 0 | 0 | $0 |
| HOTTINGER CAPITAL CORP | — | Feb. 14, 2014 P | 98,699 | 0 | 0 | $0 |
| HOTTINGER MILLISITS RUDOLF | — | Feb. 18, 2011 P | 10,513 | 0 | 0 | $0 |
| HOTTINGER BANK TRUST LTD | — | Sept. 29, 2009 P | 97,355 | 0 | 0 | $0 |
| Frey Claude | — | Oct. 13, 2008 P | 5,086 | 0 | 0 | $0 |
| Rodolphe Hottinger | — | March 11, 2008 P | 23,580 | 0 | 0 | $0 |
| Philippe Comby | — | June 22, 2007 X | 3,778 | 0 | 0 | $0 |
| Paul Brenner | — | June 22, 2007 X | 15,087 | 0 | 0 | $0 |
| Samuel B Witt | — | June 22, 2007 X | 4,470 | 0 | 0 | $0 |
| Edward J Veilleux | — | June 22, 2007 X | 3,461 | 0 | 0 | $0 |
| Pineau Didier Valencienne | — | June 22, 2007 X | 3,070 | 0 | 0 | $0 |
| Alexandre Takacsy | — | June 22, 2007 X | 1,057 | 0 | 0 | $0 |
| HOTTINGER GE | — | June 22, 2007 X | 249,527 | 0 | 0 | $0 |
| Michael Kraynak Jr | — | June 12, 2007 P | 10,000 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 3 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Bulldog Investors, LLC, Phillip Goldstein, Andrew Dakos, Steven Samuels ×13 filings | Nov. 23, 2018 | — | Initial filing | — | SEC |
| Bulldog Investors, LLC, Phillip Goldstein, Andrew Dakos, Steven Samuels | Aug. 8, 2013 | — | Initial filing | — | SEC |
| Karpus Management, Inc., d/b/a Karpus Investment Management I.D. | May 26, 2009 | — | Initial filing | Passive investment | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| CEFS · Exchange Listed Funds Trust | 0.04% | 31,579 NS | May 31, 2026 | N-PORT |