BERMAN LYLE
CIK 903291 · View on SEC EDGAR ↗
Activist
First SEC filing: June 24, 2025 · Latest: June 24, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 52 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
52 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 19, 2020 | AIFA | S | 455,800 | $2.53 | $1,153,174 | 1,065,350 Direct | -29.96% | Disposed | -80.6% (price as of 2026-08-19) |
| Dec. 16, 2019 | SUIG | P | 20,000 | $0.50 | $10,000 | 20,000 Direct | — | Acquired | 76.3% (price as of 2026-08-19) |
| Sept. 22, 2017 | SOWG | P | 74,376 | — | — | 74,376 Direct | — | Acquired | (price as of 2026-08-19) |
| Sept. 22, 2017 | SOWG | P | 39,668,424 | $0.01 | $396,684 | 65,226,954 Direct | +155.21% | Acquired | -92.5% (price as of 2026-08-19) |
| Nov. 12, 2010 | SOWG | P | 39,000 | $1.00 | $39,000 | 2,444,801 Direct | +1.62% | Acquired | -99.9% (price as of 2026-08-19) |
| Nov. 12, 2010 | SOWG | P | 60,000 | $1.00 | $60,000 | 2,405,801 Direct | +2.56% | Acquired | -99.9% (price as of 2026-08-19) |
| Oct. 9, 2003 | GIII | S | 1,000 | $9.96 | $9,960 | 1,000 Direct | -50.00% | Disposed | 927.1% (price as of 2026-08-19) |
| Oct. 9, 2003 | GIII | S | 5,000 | $9.96 | $49,800 | 5,000 Direct | -50.00% | Disposed | 927.1% (price as of 2026-08-19) |
| Oct. 9, 2003 | GIII | S | 1,000 | $9.96 | $9,960 | 1,000 Direct | -50.00% | Disposed | 927.1% (price as of 2026-08-19) |
| Oct. 9, 2003 | GIII | S | 1,000 | $9.96 | $9,960 | 1,000 Direct | -50.00% | Disposed | 927.1% (price as of 2026-08-19) |
| Oct. 3, 2003 | GIII | S | 5,700 | $9.47 | $53,979 | 0 Direct | -100.00% | Disposed | 980.3% (price as of 2026-08-19) |
| Oct. 1, 2003 | GIII | S | 4,300 | $9.73 | $41,839 | 5,700 Direct | -43.00% | Disposed | 951.4% (price as of 2026-08-19) |
| Sept. 30, 2003 | GIII | S | 1,100 | $9.75 | $10,725 | 0 Direct | -100.00% | Disposed | 949.2% (price as of 2026-08-19) |
| Sept. 23, 2003 | GIII | S | 5,000 | $9.90 | $49,500 | 11,100 Direct | -31.06% | Disposed | 933.3% (price as of 2026-08-19) |
| Sept. 22, 2003 | GIII | S | 4,500 | $9.89 | $44,505 | 0 Direct | -100.00% | Disposed | 934.4% (price as of 2026-08-19) |
| Sept. 18, 2003 | GIII | S | 5,800 | $9.96 | $57,768 | 0 Direct | -100.00% | Disposed | 927.1% (price as of 2026-08-19) |
| Sept. 18, 2003 | GIII | S | 5,600 | $9.96 | $55,776 | 20,600 Direct | -21.37% | Disposed | 927.1% (price as of 2026-08-19) |
| Sept. 17, 2003 | GIII | S | 4,000 | $9.99 | $39,960 | 0 Direct | -100.00% | Disposed | 924.0% (price as of 2026-08-19) |
| Sept. 17, 2003 | GIII | S | 4,000 | $9.09 | $36,360 | 26,400 Direct | -13.16% | Disposed | 1025.4% (price as of 2026-08-19) |
| Sept. 16, 2003 | GIII | S | 6,900 | $10.02 | $69,138 | 0 Direct | -100.00% | Disposed | 921.0% (price as of 2026-08-19) |
| Sept. 15, 2003 | GIII | S | 4,000 | $9.99 | $39,960 | 37,300 Direct | -9.69% | Disposed | 924.0% (price as of 2026-08-19) |
| Sept. 12, 2003 | GIII | S | 10,100 | $9.99 | $100,899 | 0 Direct | -100.00% | Disposed | 924.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 28, 2025 | SOWG | Senior Convertible Promissory Note | Common Stock (2,067,650) | $0.63 | April 30, 2030 | 2,067,650 | Acquired |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (62,500) | $2.60 | Aug. 23, 2032 | 62,500 | Disposed |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (62,500) | $2.60 | Aug. 23, 2032 | 62,500 | Disposed |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (62,500) | $2.60 | Aug. 23, 2032 | 62,500 | Disposed |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (62,500) | $2.60 | Aug. 23, 2032 | 62,500 | Disposed |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (62,500) | $2.60 | Aug. 23, 2032 | 62,500 | Disposed |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (230,000) | $2.35 | April 8, 2032 | 230,000 | Disposed |
| April 15, 2024 | SOWG | Warrant (Right to Buy) | Common Stock (75,000) | $2.21 | Dec. 31, 2031 | 75,000 | Disposed |
| Nov. 23, 2022 | SUIG | Non-qualified stock options [F2] | Common stock (100,000) | $2.12 | Nov. 22, 2032 | 100,000 | Acquired |
| Nov. 11, 2021 | AIFA | Stock Options (right to buy) | Common Stock (50,000) | $2.20 | Nov. 11, 2031 | 50,000 | Acquired |
| May 15, 2020 | AIFA | Put Option (obligation to purchase) | Common Stock (1,018,848) | $1.96 | May 15, 2020 | 1,018,848 | Disposed |
| May 15, 2020 | AIFA | Put Option (obligation to purchase) | Common Stock (1,018,848) | $1.96 | May 15, 2020 | 1,018,848 | Disposed |
| Feb. 25, 2020 | AIFA | Put Option (obligation to purchase) | Common Stock (1,018,848) | $1.96 | May 15, 2020 | 1,018,848 | Acquired |
| Feb. 25, 2020 | AIFA | Put Option (obligation to purchase) | Common Stock (1,018,848) | $1.96 | May 15, 2020 | 1,018,848 | Acquired |
| Sept. 20, 2019 | AIFA | Stock Options | Common Stock (40,000) | $5.66 | Sept. 20, 2029 | 40,000 | Acquired |
| Sept. 22, 2017 | SOWG | Warrants (right to buy) | Common Stock (74,376) | $0.01 | Sept. 22, 2022 | 74,376 | Acquired |
| Sept. 8, 2017 | SOWG | Subscription Rights (right to buy) | Common Stock (1,822,644) | $0.01 | Sept. 8, 2017 | 1,822,644 | Disposed |
| Sept. 8, 2017 | SOWG | Subscription Rights (right to buy) | Common Stock (21,180,033) | $0.01 | Sept. 8, 2017 | 21,180,033 | Disposed |
| Dec. 12, 2016 | SOWG | Stock Options (right to buy) | Common Stock (300,000) | $0.04 | Dec. 11, 2026 | 300,000 | Acquired |
| Oct. 26, 2016 | SOWG | Stock Options (right to buy) | Common Stock (100,000) | $0.05 | Oct. 25, 2026 | 100,000 | Acquired |
| July 9, 2010 | SOWG | Stock Options (right to buy) | Common Stock (100,000) | $0.30 | July 9, 2020 | 100,000 | Acquired |
| Oct. 9, 2003 | GIII | Stock Option (Right to Buy) | Common Stock, $.01 par value per share (1,000) | $2.75 | June 20, 2006 | 1,000 | Disposed |
| Oct. 9, 2003 | GIII | Stock Option (Right to Buy) | Common Stock, $.01 par value per share (5,000) | $2.50 | April 9, 2006 | 5,000 | Disposed |
| Oct. 9, 2003 | GIII | Stock Option (Right to Buy) | Common Stock, $.01 par value per share (1,000) | $2.25 | June 22, 2005 | 1,000 | Disposed |
| Oct. 9, 2003 | GIII | Stock Option (Right to Buy) | Common Stock, $.01 par value per share (1,000) | $2.00 | June 23, 2004 | 1,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 28, 2016 | SOWG | Common Stock | 2,555,853 | Direct |
| Oct. 28, 2016 | SOWG | Common Stock | 3,717,313 | Indirect |
| Oct. 28, 2016 | SOWG | Stock Options (right to buy)→ Common Stock (4,000) | 4,000 | Direct |
| Oct. 28, 2016 | SOWG | Stock Options (right to buy)→ Common Stock (4,000) | 4,000 | Direct |
| Oct. 28, 2016 | SOWG | S→ Common Stock (4,000) | 4,000 | Direct |
| Jan. 28, 2016 | SUIG | Common Stock, $.001 par value | 0 | Direct |
| June 10, 2010 | SOWG | Common Stock, $.001 par value | 0 | Direct |
| June 10, 2010 | SOWG | Common Stock, $.001 par value | 0 | Indirect |