Bernard J Kelley

Insider

First SEC filing: April 21, 2010 · Latest: April 21, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CDXS selling June 21, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 21, 2018	CDXS	S 10b5-1	10,206	$16.58	$169,215	225,668 Direct	-4.33%	Disposed	-90.3% (price as of 2026-08-20)
June 11, 2018	CDXS	A	5,923	—	—	235,874 Direct	+2.58%	Acquired	(price as of 2026-08-20)
March 21, 2018	CDXS	S 10b5-1	10,206	$12.22	$124,717	229,951 Direct	+4.64%	Acquired	-86.8% (price as of 2026-08-20)
June 14, 2017	CDXS	A	17,894	—	—	240,157 Direct	+8.05%	Acquired	(price as of 2026-08-20)
Aug. 24, 2016	CDXS	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 24, 2016	CDXS	M	16,666	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 24, 2016	CDXS	S	12,643	$4.26	$53,859	222,263 Direct	-5.38%	Disposed	-62.1% (price as of 2026-08-20)
Aug. 24, 2016	CDXS	M	21,666	$2.45	$53,082	234,906 Direct	+10.16%	Acquired	-34.1% (price as of 2026-08-20)
June 15, 2016	CDXS	A	20,094	—	—	213,240 Direct	+10.40%	Acquired	(price as of 2026-08-20)
Sept. 10, 2015	CDXS	M	16,666	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 10, 2015	CDXS	S	5,200	$3.45	$17,940	193,146 Direct	-2.62%	Disposed	-53.2% (price as of 2026-08-20)
Sept. 10, 2015	CDXS	M	16,666	$1.05	$17,499	198,346 Direct	+9.17%	Acquired	53.8% (price as of 2026-08-20)
June 10, 2015	CDXS	A	20,731	—	—	181,680 Direct	+12.88%	Acquired	(price as of 2026-08-20)
June 11, 2014	CDXS	A	57,432	—	—	160,949 Direct	+55.48%	Acquired	(price as of 2026-08-20)
Jan. 2, 2014	CDXS	A	35,416	—	—	103,517 Direct	+52.01%	Acquired	(price as of 2026-08-20)
Jan. 24, 2013	CDXS	A	43,103	—	—	68,101 Direct	+172.43%	Acquired	(price as of 2026-08-20)
June 6, 2012	CDXS	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 24, 2016	CDXS	Stock Option (Right to Buy)	Common Sotck (5,000)	$2.45	June 19, 2017	5,000	Disposed
Aug. 24, 2016	CDXS	Stock Option (Right to Buy)	Common Sotck (16,666)	$2.45	Jan. 26, 2017	16,666	Disposed
Sept. 10, 2015	CDXS	Stock Option (Right to Buy)	Common Stock (16,666)	$1.05	Oct. 18, 2015	16,666	Disposed
June 6, 2012	CDXS	Stock Option (Right to Buy)	Common Stock (20,000)	$3.62	June 5, 2022	20,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 21, 2010	CDXS	Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct