Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 23, 2024 HQL P 650 $15.37 $9,990 1,715 Indirect +61.03% Acquired 15.0% (price as of 2026-10-02)
Aug. 14, 2024 THW P 1,000 $13.03 $13,030 1,000 Direct · Acquired -5.2% (price as of 2026-10-02)
Dec. 28, 2023 HQH P 1,000 $16.58 $16,580 1,000 Direct · Acquired 19.4% (price as of 2026-10-02)
Dec. 28, 2023 HQL P 1,000 $13.57 $13,570 1,000 Direct · Acquired 30.3% (price as of 2026-10-02)
Dec. 28, 2023 THQ P 1,000 $18.25 $18,250 1,000 Direct · Acquired -2.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 28, 2008 LPLA Employee Stock Option (right to buy) Common Stock (100) $2.38 June 1, 2015 100 Disposed
Feb. 5, 2008 LPLA Option award (right to buy) Common Stock (20,000) $27.80 Feb. 5, 2018 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 29, 2007 LPLA Options awards→ Common Stock (14,692) 14,692 Direct
June 29, 2007 LPLA Options awards→ Common Stock (7,347) 7,347 Direct