Brett Kaufman

Insider

First SEC filing: Feb. 19, 2020 · Latest: Feb. 19, 2020

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

AFCG buying May 11, 2022

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 3, 2023	AFCG	A	3,211	$15.57	$49,995	9,211 Direct	+53.52%	Acquired	-66.8% (price as of 2026-08-20)
May 11, 2022	AFCG	P	3,000	$16.70	$50,100	6,000 Direct	+100.00%	Acquired	-69.0% (price as of 2026-08-20)
March 18, 2022	AFCG	A	2,000	$19.27	$38,540	3,000 Direct	+200.00%	Acquired	-73.2% (price as of 2026-08-20)
March 18, 2022	AFCG	P	2,000	$19.27	$38,540	3,000 Direct	+200.00%	Acquired	-73.2% (price as of 2026-08-20)
Jan. 11, 2022	AFCG	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 13, 2021	AFCG	A	1,000	$20.50	$20,500	50,043 Direct	+2.04%	Acquired	-74.8% (price as of 2026-08-20)
Aug. 6, 2021	AFCG	A	49,043	—	—	49,043 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2020	1029730	D	318,466	$3.50	$1,114,631	0	—	—
Feb. 14, 2020	1029730	S	205	$25.00	$5,134	0	—	—
Jan. 7, 2020	1029730	M	50,000	—	—	0 Direct	-100.00%	Disposed
Jan. 7, 2020	1029730	M	50,000	$0.90	$45,000	318,466 Direct	+18.62%	Acquired
Jan. 20, 2019	1029730	F	2,986	$3.10	$9,257	268,466 Direct	-1.10%	Disposed
Jan. 14, 2019	1029730	F	3,080	$3.01	$9,271	271,452 Direct	-1.12%	Disposed
Jan. 13, 2019	1029730	F	3,123	$3.12	$9,744	274,532 Direct	-1.12%	Disposed
Jan. 12, 2019	1029730	F	3,903	$3.12	$12,177	277,655 Direct	-1.39%	Disposed
Jan. 10, 2019	1029730	A	60,000	—	—	281,558 Direct	+27.08%	Acquired
March 20, 2018	1029730	M	150,000	$2.30	$345,000	327,361 Direct	+84.57%	Acquired
March 20, 2018	1029730	M	150,000	—	—	0 Direct	-100.00%	Disposed
March 20, 2018	1029730	F	105,803	$3.57	$377,717	221,558 Direct	-32.32%	Disposed
Jan. 30, 2018	1029730	L	1	$25.20	$25	205 Direct	+0.49%	Acquired
Jan. 20, 2018	1029730	F	3,484	$3.13	$10,905	177,216 Direct	-1.93%	Disposed
Jan. 14, 2018	1029730	F	3,588	$3.21	$11,517	180,700 Direct	-1.95%	Disposed
Jan. 13, 2018	1029730	F	3,588	$3.21	$11,517	184,288 Direct	-1.91%	Disposed
Jan. 12, 2018	1029730	A	50,000	—	—	187,876 Direct	+36.26%	Acquired
Jan. 20, 2017	1029730	F	3,559	$2.24	$7,972	137,876 Direct	-2.52%	Disposed
Jan. 14, 2017	1029730	F	3,565	$2.39	$8,520	141,435 Direct	-2.46%	Disposed
Jan. 13, 2017	1029730	A	40,000	—	—	145,000 Direct	+38.10%	Acquired
Jan. 14, 2016	1029730	A	40,000	—	—	105,000 Direct	+61.54%	Acquired
Sept. 28, 2015	1029730	P	5,000	$1.90	$9,500	65,000 Direct	+8.33%	Acquired
Jan. 20, 2015	1029730	A	40,000	—	—	60,000 Direct	+200.00%	Acquired
Dec. 1, 2014	1029730	P	2,000	$3.30	$6,600	20,000 Direct	+11.11%	Acquired
May 14, 2014	1029730	P	3,000	$2.80	$8,400	18,000 Direct	+20.00%	Acquired
Jan. 17, 2014	1029730	A	75,000	—	—	75,000 Direct	—	Acquired
May 24, 2013	1029730	P	200	$25.00	$5,000	200 Direct	—	Acquired
Jan. 28, 2013	1029730	A	62,500	—	—	62,500 Direct	—	Acquired
Jan. 31, 2012	1029730	A	125,000	—	—	125,000 Direct	—	Acquired
March 2, 2011	1029730	A	125,000	—	—	125,000 Direct	—	Acquired
Jan. 14, 2010	1029730	A	50,000	—	—	50,000 Direct	—	Acquired
June 26, 2009	1029730	P	4,200	$0.53	$2,226	15,000 Direct	+38.89%	Acquired
June 26, 2009	1029730	P	800	$0.52	$416	10,800 Direct	+8.00%	Acquired
June 17, 2009	1029730	P	7,068	$0.72	$5,089	10,000 Direct	+241.06%	Acquired
June 17, 2009	1029730	P	1,332	$0.71	$946	2,932 Direct	+83.25%	Acquired
June 17, 2009	1029730	P	1,600	$0.65	$1,040	1,600 Direct	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 11, 2022	AFCG	Stock Option (right to buy)	Common Stock (5,000)	$20.18	Jan. 10, 2029	5,000	Acquired
Jan. 7, 2020	1029730	Stock Option (Right to Buy)	Common Stock (50,000)	$0.90	Jan. 14, 2020	50,000	Disposed
March 20, 2018	1029730	Stock Option (Right to Buy)	Common Stock (150,000)	$2.30	March 24, 2018	150,000	Disposed
Jan. 17, 2014	1029730	Stock Option (Right to Buy)	Common Stock (75,000)	$3.25	Jan. 17, 2024	75,000	Acquired
Jan. 28, 2013	1029730	Stock Option (Right to Buy)	Common Stock (62,500)	$1.40	Jan. 28, 2023	62,500	Acquired
Jan. 31, 2012	1029730	Stock Option (Right to Buy)	Common Stock (125,000)	$2.80	Jan. 30, 2022	125,000	Acquired
March 2, 2011	1029730	Stock Option (Right to Buy)	Common Stock (125,000)	$1.28	March 2, 2021	125,000	Acquired
Jan. 14, 2010	1029730	Stock Option (Right to Buy)	Common Stock (50,000)	$0.90	Jan. 14, 2020	50,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AFCG

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2023	$151,309	—	$49,995	—	—	—	$750,000	$951,304
2022	$474,611	$232,355	—	$7,313	—	—	—	$714,279
2021	$186,667	$102,750	$1,000,000	—	—	—	—	$1,289,417

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.