AFCG Advanced Flower Capital Inc. - Common Stock
$3.50
Price · Aug 19, 2026
Fundamentals as of Aug 13, 2026
52W Range
$2–$5
47% of range
Analyst Rating
BUY
9 analysts
Price Target
$8
+129% upside
P/E (TTM)
-3.7
ROE
-11.5%
Net Profit Margin
-84.2%
AFCG Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$3.50
Market Cap
$82M
P/E (TTM)
-3.7
EPS (TTM)
$-0.95
Revenue (TTM)
$25M
Div Yield
—
ROE
-11.5%
Debt/Equity
—
52W Range
$2 – $5
AFCG Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
$25M
2022-12-31
→
2025-12-31
EPS
$-0.95
2021-12-31
→
2025-12-31
Free Cash Flow
—
Margins
-84.2%
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
AFCG
Peer Median
P/E (TTM)
-3.7
22.9
P/S (TTM)
3.3
3.0
P/B
0.5
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
AFCG
Peer Median
Net Profit Margin
-84.2%
9.4%
ROA
-6.1%
0.50%
ROE
-11.5%
1.2%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
AFCG
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
AFCG
Peer Median
Revenue YoY
-46.2%
—
Revenue CAGR 3Y
-31.0%
—
EPS YoY
-23.5%
—
Net Income YoY
-19.9%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
AFCG
Peer Median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
—
Payout Ratio
—
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| June 30, 2026 | $0.0500 |
| March 31, 2026 | $0.0500 |
| Sept. 30, 2025 | $0.1500 |
| June 30, 2025 | $0.1500 |
| March 31, 2025 | $0.2300 |
| Dec. 31, 2024 | $0.3300 |
| Sept. 30, 2024 | $0.3300 |
| July 8, 2024 | $0.1027 |
| June 24, 2024 | $0.3285 |
| March 27, 2024 | $0.3285 |
| Dec. 28, 2023 | $0.3285 |
| Sept. 28, 2023 | $0.3285 |
| June 29, 2023 | $0.3285 |
| March 30, 2023 | $0.3833 |
| Dec. 29, 2022 | $0.3833 |
| Sept. 29, 2022 | $0.3833 |
| June 29, 2022 | $0.3833 |
| March 30, 2022 | $0.3765 |
| Dec. 30, 2021 | $0.3422 |
| Sept. 29, 2021 | $0.2943 |
AFCG Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
9 analysts
- Strong Buy 2 22.2%
- Buy 4 44.4%
- Hold 3 33.3%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
1 analysts · 2026-08-19
Low
$8.00
High
$8.00
Median target
$8.00
+128.9%
Mean target
$8.00
+128.9%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.03%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.23 | $0.13 | 0.10% |
| March 31, 2026 | $0.21 | $0.16 | 0.05% |
| Dec. 31, 2025 | $-0.12 | $0.03 | -0.15% |
| Sept. 30, 2025 | $0.16 | $0.20 | -0.04% |
| June 30, 2025 | $0.15 | $0.24 | -0.09% |
| March 31, 2025 | $0.21 | $0.25 | -0.04% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| AFCG | $67M | -3.0 | -46.2% | -84.2% | -11.5% | — |
| BCIC | $148M | 11.4 | — | — | 5.2% | — |
| PFX | $95M | 23.1 | — | — | 2.6% | — |
| GECC | — | — | — | — | — | — |
| HNNA | $82M | 8.2 | 19.9% | 28.0% | 10.3% | — |
| OCCI | — | — | — | — | — | — |
| GEG | $55M | 5.4 | -8.5% | 79.0% | 19.4% | — |
| OFS | — | — | — | — | — | — |
| HGBL | $43M | 12.4 | 12.4% | 7.0% | 5.4% | — |
| BLK | $165.98B | 30.3 | 18.7% | 22.9% | 10.7% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 12
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Revenue | $25M | $46M | $64M | $75M | |
| SG&A Expense | $3M | $4M | $5M | $5M | |
| Operating Expenses | $16M | $17M | $22M | $23M | |
| Interest Expense | $7M | $6M | $6M | $7M | |
| Interest Income | $31M | $52M | $70M | $81M | |
| Pretax Income | $-21M | $14M | $22M | $37M | |
| Income Tax | $-613.4K | $447.6K | $2M | $1M | |
| Net Income | $-21M | $17M | $21M | $36M | |
| EPS (Basic) | $-0.95 | $0.78 | $1.02 | $1.80 | |
| EPS (Diluted) | $-0.95 | $0.78 | $1.02 | $1.79 | |
| Shares (Basic) | 22,246,019 | 20,821,239 | 20,321,091 | 19,842,222 | |
| Shares (Diluted) | 22,282,784 | 20,888,980 | 20,345,919 | 19,957,737 |
Balance Sheet 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Cash & Equivalents | $39M | $104M | $90M | $140M | |
| Total Assets | $276M | $402M | $467M | $519M | |
| Total Liabilities | $100M | $201M | $147M | $180M | |
| Common Stock | $235.3K | $223.3K | $204.6K | $203.6K | |
| Paid-in Capital | $259M | $252M | $350M | $349M | |
| Retained Earnings | $-83M | $-51M | $-30M | $-10M | |
| AOCI | · | · | · | $0 | |
| Stockholders' Equity | $176M | $201M | $320M | $339M | |
| Liabilities + Equity | $276M | $402M | $467M | $519M | |
| Shares Outstanding | 23,528,844 | 22,332,927 | 20,457,697 | 20,364,000 |
Cash Flow 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Stock-based Comp | $7M | $1M | $988.9K | $1M | |
| Deferred Tax | $-648.8K | $-711.7K | $0 | $0 | |
| Operating Cash Flow | $11M | $22M | $21M | $31M | |
| Investing Cash Flow | $35M | $-5M | $29M | $-16M | |
| Stock Issued | $0 | $16M | $0 | $75M | |
| Net Stock Activity | $0 | $16M | $0 | $75M | |
| Dividends Paid | · | · | · | $42M | |
| Financing Cash Flow | $-111M | $-35M | $-68M | $16M | |
| Net Change in Cash | $-65M | $-18M | $-19M | $31M | |
| Taxes Paid | $211.1K | $1M | $2M | $952.5K |
Profitability 4
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Net Margin | -84.2% | 36.8% | 32.6% | 48.1% | |
| Pretax Margin | -86.7% | 31.3% | 35.2% | 49.5% | |
| ROA | -6.1% | 3.9% | 4.2% | 7.3% | |
| ROE | -11.5% | 8.2% | 6.4% | 10.5% |
Efficiency 1
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Asset Turnover | 0.1 | 0.1 | 0.1 | 0.2 |
Growth Rates 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Revenue YoY | -46.2% | -28.6% | -14.4% | · | |
| Revenue CAGR 3Y | -31.0% | · | · | · | |
| EPS YoY | · | -23.5% | -43.0% | 17.8% | |
| EPS CAGR 3Y | · | -19.9% | · | · | |
| Net Income YoY | · | -19.9% | -41.7% | 71.1% | |
| Net Income CAGR 3Y | · | -7.2% | · | · |
Valuation (TTM) 12
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Revenue TTM | $25M | $46M | $64M | $75M | |
| Net Income TTM | $-21M | $17M | $21M | $36M | |
| Market Cap | $67M | $186M | $168M | $219M | |
| P/E | -3.0 | 10.7 | 8.1 | 6.0 | |
| P/S | 2.7 | 4.1 | 2.6 | 2.9 | |
| P/B | 0.4 | 0.9 | 0.5 | 0.6 | |
| P / Tangible Book | 0.4 | 0.9 | 0.5 | 0.6 | |
| P / Cash Flow | 6.0 | 8.6 | 7.9 | 7.0 | |
| Dividend Yield | · | · | · | 19.0% | |
| Earnings Yield | -33.3% | 9.4% | 12.4% | 16.6% | |
| Payout Ratio | · | · | · | 115.8% | |
| Annual Payout | · | · | · | $42M |
Income Statement 12
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue | · | · | $5M | $7M | $6M | $7M | $8M | $9M | $16M | $13M | $16M | $15M | $16M | $17M | $20M | $18M | |
| SG&A Expense | $1M | $860.5K | $976.6K | $674.3K | $845.8K | $735.0K | $1M | $857.3K | $1M | $1M | $936.4K | $986.8K | $1M | $2M | $1M | $1M | |
| Operating Expenses | $5M | $5M | $8M | $3M | $3M | $2M | $4M | $2M | $6M | $6M | $5M | $5M | $5M | $6M | $6M | $5M | |
| Interest Expense | $2M | $2M | $1M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | $2M | |
| Interest Income | $8M | $8M | $7M | $8M | $8M | $8M | $9M | $10M | $18M | $14M | $17M | $17M | $18M | $19M | $21M | $20M | |
| Pretax Income | · | · | $1M | $-13M | $-13M | $4M | $-1M | $2M | $15M | $-1M | $-9M | $9M | $12M | $10M | $4M | $12M | |
| Income Tax | $456.4K | $626.6K | $286.9K | $-874.7K | $-138.0K | $112.4K | $-383.0K | $386.3K | $286.0K | $158.4K | $653.4K | $663.2K | $167.6K | $175.1K | $676.6K | $167.2K | |
| Net Income | $5M | $11M | $914.0K | $-12M | $-13M | $4M | $-991.5K | $1M | $16M | $-54.1K | $-9M | $8M | $12M | $10M | $3M | $11M | |
| EPS (Basic) | $0.23 | $0.49 | $0.04 | $-0.57 | $-0.60 | $0.18 | $-0.07 | $0.06 | $0.80 | $-0.01 | $-0.45 | $0.39 | $0.59 | $0.49 | $0.13 | $0.57 | |
| EPS (Diluted) | $0.23 | $0.49 | $0.04 | $-0.57 | $-0.60 | $0.18 | $-0.07 | $0.06 | $0.80 | $-0.01 | $-0.45 | $0.39 | $0.59 | $0.49 | $0.13 | $0.57 | |
| Shares (Basic) | 23,198,863 | 23,528,844 | -44,081,062 | 22,114,761 | 22,114,341 | 22,097,979 | -40,656,789 | 20,684,149 | 20,400,004 | 20,393,875 | -40,624,172 | 20,324,125 | 20,317,341 | 20,303,797 | -39,213,280 | 20,019,760 | |
| Shares (Diluted) | 23,198,863 | 23,528,844 | -44,104,380 | 22,160,176 | 22,116,886 | 22,110,102 | -40,739,854 | 20,785,848 | 20,437,799 | 20,405,187 | -40,808,981 | 20,342,880 | 20,322,857 | 20,489,163 | -39,557,362 | 20,112,033 |
Balance Sheet 10
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $107M | $113M | $39M | $45M | $3M | $3M | $104M | $122M | $170M | $82M | $90M | $73M | $82M | $81M | $140M | $36M | |
| Total Assets | $400M | $395M | $276M | $289M | $291M | $322M | $402M | $367M | $458M | $476M | $467M | $445M | $454M | $448M | $519M | $471M | |
| Total Liabilities | $212M | $209M | $100M | $119M | $106M | $121M | $201M | $161M | $144M | $166M | $147M | $106M | $114M | $110M | $180M | $124M | |
| Common Stock | $226.9K | $235.3K | $235.3K | $225.9K | $226.0K | $226.0K | $223.3K | $218.8K | $206.7K | $206.7K | $204.6K | $204.6K | $204.6K | $204.9K | $203.6K | $203.6K | |
| Paid-in Capital | $256M | $259M | $259M | $253M | $253M | $252M | $252M | $248M | $351M | $350M | $350M | $350M | $349M | $349M | $349M | $349M | |
| Retained Earnings | $-69M | $-73M | $-83M | $-84M | $-68M | $-52M | $-51M | $-42M | $-37M | $-40M | $-30M | $-11M | $-9M | $-11M | $-10M | $-1M | |
| AOCI | · | · | · | · | · | · | · | · | · | · | · | · | · | · | · | $0 | |
| Stockholders' Equity | $187M | $186M | $176M | $169M | $185M | $201M | $201M | $206M | $314M | $311M | $320M | $339M | $340M | $338M | $339M | $347M | |
| Liabilities + Equity | $400M | $395M | $276M | $289M | $291M | $322M | $402M | $367M | $458M | $476M | $467M | $445M | $454M | $448M | $519M | $471M | |
| Shares Outstanding | 22,689,438 | 23,528,844 | 23,528,844 | 22,594,541 | 22,595,111 | 22,596,007 | 22,332,927 | 21,882,047 | 20,667,094 | 20,667,094 | 20,457,697 | 20,457,697 | 20,457,697 | 20,489,234 | 20,364,000 | 20,364,000 |
Cash Flow 10
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-based Comp | · | · | $5M | $487.4K | $484.5K | $553.7K | $259.8K | $218.6K | $369.3K | $543.2K | $295.5K | $294.0K | $130.8K | $268.7K | $117.0K | $114.1K | |
| Deferred Tax | $245.7K | $517.2K | $232.5K | $-872.7K | $43.9K | $-52.6K | $-711.7K | $0 | $0 | $0 | $0 | $0 | $0 | $0 | · | · | |
| Operating Cash Flow | $-6M | $-31M | $-560.9K | $6M | $2M | $4M | $2M | $3M | $10M | $6M | $6M | $5M | $5M | $4M | $4M | $12M | |
| Investing Cash Flow | · | · | $11M | $27M | $16M | $-19M | $-57M | $-7M | $113M | $-54M | $10M | $-5M | $8M | $15M | $52M | $-19M | |
| Stock Issued | · | · | $0 | · | · | · | $4M | · | · | · | $0 | $0 | $0 | $0 | $0 | $9M | |
| Net Stock Activity | · | · | · | · | · | · | · | · | · | · | · | · | · | $0 | · | · | |
| Dividends Paid | · | · | · | · | · | · | · | · | · | · | · | · | · | $11M | · | $11M | |
| Financing Cash Flow | $-20.1K | $105M | $-17M | $8M | $-17M | $-85M | $36M | $-44M | $-35M | $8M | $32M | $-10M | $-12M | $-79M | $48M | $-2M | |
| Net Change in Cash | $-6M | $74M | $-7M | $42M | $91.8K | $-100M | $-19M | $-48M | $88M | $-39M | $48M | $-9M | $1M | $-60M | $104M | · | |
| Taxes Paid | $104.9K | $2.8K | $25.5K | $0 | $185.5K | $138 | $328.5K | $372.0K | $442.3K | $124.7K | $576.9K | $663.6K | $415.4K | $0 | $911.2K | $699 |
Profitability 4
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Margin | · | · | · | -191.2% | -212.2% | 61.2% | · | 15.6% | 89.5% | -0.37% | · | 52.2% | 75.4% | 59.6% | · | 63.3% | |
| Pretax Margin | · | · | · | -204.6% | -214.4% | 62.9% | · | 18.1% | 91.0% | 0.71% | · | 56.6% | 76.4% | 60.6% | · | 64.2% | |
| ROA | 1.6% | 3.2% | · | -3.8% | -3.5% | 1.0% | · | 0.34% | 3.6% | -0.01% | · | 1.7% | 2.7% | 2.2% | · | 3.0% | |
| ROE | 2.9% | 5.9% | · | -6.7% | -5.3% | 1.6% | · | 0.51% | 5.0% | -0.02% | · | 2.3% | 3.6% | 3.0% | · | 3.7% |
Efficiency 1
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Asset Turnover | · | · | · | 0.0 | 0.0 | 0.0 | · | 0.0 | 0.0 | 0.0 | · | 0.0 | 0.0 | 0.0 | · | 0.0 |
Valuation (TTM) 10
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue TTM | $28M | $28M | · | $28M | $38M | $45M | · | $53M | $61M | $61M | · | $66M | $71M | $72M | · | $66M | |
| Net Income TTM | $-9M | $-10M | · | $-20M | $9M | $22M | · | $26M | $37M | $30M | · | $42M | $45M | $43M | · | $41M | |
| Market Cap | $70M | $66M | · | $87M | $101M | $126M | · | $223M | $173M | $175M | · | $164M | $174M | $171M | · | $213M | |
| P/E | -6.9 | -5.6 | · | -4.1 | 10.2 | 5.4 | · | 8.2 | 4.7 | 5.8 | · | 3.9 | 3.8 | 3.9 | · | 4.9 | |
| P/S | 2.5 | 2.3 | · | 3.1 | 2.7 | 2.8 | · | 4.2 | 2.9 | 2.9 | · | 2.5 | 2.5 | 2.4 | · | 3.3 | |
| P/B | 0.4 | 0.4 | · | 0.5 | 0.5 | 0.6 | · | 1.1 | 0.5 | 0.6 | · | 0.5 | 0.5 | 0.5 | · | 0.6 | |
| P / Tangible Book | 0.4 | 0.4 | · | 0.5 | 0.5 | 0.6 | · | 1.1 | 0.5 | 0.6 | · | 0.5 | 0.5 | 0.5 | · | 0.6 | |
| P / Cash Flow | · | -2.2 | · | · | · | 32.1 | · | · | · | 27.5 | · | · | · | 38.9 | · | · | |
| Earnings Yield | -14.5% | -17.7% | · | -24.3% | 9.8% | 18.5% | · | 12.1% | 21.2% | 17.2% | · | 25.4% | 26.1% | 25.8% | · | 20.3% | |
| Payout Ratio | · | · | · | · | · | · | · | · | · | · | · | · | · | 113.8% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Revenue | $25M | $46M | $64M | $75M | — |
| Net Income | $-21M | $17M | $21M | $36M | $21M |
| Diluted EPS | $-0.95 | $0.78 | $1.02 | $1.79 | $1.52 |
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Institutional owners (13F) 53 filers · $14.5M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 11 (-4 vs prior Q) | 13 (-18 vs prior Q) | 11 (0 vs prior Q) | 16 (+1 vs prior Q) | +552K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| CDC Financial, Inc. | $5,571,813 | 1,797,359 | 38.44% | Shares |
| VANGUARD GROUP INC | $2,326,008 | 816,143 | 16.05% | Shares |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $683,200 | 220,387 | 4.71% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $619,724 | 199,911 | 4.28% | Shares |
| Squarepoint Ops LLC | $594,574 | 191,798 | 4.10% | Shares |
| JANE STREET GROUP, LLC | $558,998 | 180,322 | 3.86% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $558,310 | 180,100 | 3.85% | Put option |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $537,022 | 173,233 | 3.71% | Shares |
| MORGAN STANLEY | $356,060 | 114,858 | 2.46% | Shares |
| CITADEL ADVISORS LLC | $354,662 | 114,407 | 2.45% | Shares |
| Black Maple Capital Management LP | $285,606 | 92,131 | 1.97% | Shares |
| D. E. Shaw & Co., Inc. | $226,223 | 72,975 | 1.56% | Shares |
| RENAISSANCE TECHNOLOGIES LLC | $208,010 | 67,100 | 1.44% | Shares |
| CITADEL ADVISORS LLC | $172,980 | 55,800 | 1.19% | Call option |
| Vident Advisory, LLC | $164,998 | 53,225 | 1.14% | Shares |
| Focus Partners Wealth | $162,288 | 52,351 | 1.12% | Shares |
| MILLENNIUM MANAGEMENT LLC | $134,785 | 43,479 | 0.93% | Shares |
| HighTower Advisors, LLC | $118,760 | 38,310 | 0.82% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $110,670 | 35,700 | 0.76% | Call option |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $105,698 | 34,096 | 0.73% | Shares |
| BlackRock, Inc. | $104,498 | 33,709 | 0.72% | Shares |
| SMH CAPITAL ADVISORS INC | $80,600 | 26,000 | 0.56% | Shares |
| Catalyst Capital Advisors LLC | $80,600 | 26,000 | 0.56% | Shares |
| Schonfeld Strategic Advisors LLC | $79,982 | 25,801 | 0.55% | Shares |
| Russell Investments Group, Ltd. | $78,283 | 25,253 | 0.54% | Shares |
| AXQ CAPITAL, LP | $51,333 | 16,559 | 0.35% | Shares |
| Pathstone Holdings, LLC | $45,750 | 14,758 | 0.32% | Shares |
| SIMPLEX TRADING, LLC | $28,414 | 9,166 | 0.20% | Shares |
| Spire Wealth Management | $27,900 | 9,000 | 0.19% | Shares |
| NFSG Corp | $16,430 | 5,300 | 0.11% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $16,384 | 5,285 | 0.11% | Shares |
| CITIGROUP INC | $11,052 | 3,565 | 0.08% | Shares |
| CWM, LLC | $7,651 | 2,713 | 0.05% | Shares |
| JPMORGAN CHASE & CO | $2,524 | 779 | 0.02% | Shares |
| Nuveen Asset Management, LLC | $2,324 | 279 | 0.02% | Shares |
| ROYAL BANK OF CANADA | $2,000 | 707 | 0.01% | Shares |
| OSAIC HOLDINGS, INC. | $1,642 | 530 | 0.01% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $1,054 | 340 | 0.01% | Shares |
| Bell Investment Advisors, Inc | $713 | 230 | 0.00% | Shares |
| West Financial Advisors, LLC | $710 | 229 | 0.00% | Shares |
| Bare Financial Services, Inc | $701 | 226 | 0.00% | Shares |
| GSA CAPITAL PARTNERS LLP | $599 | 193,323 | 0.00% | Shares |
| Lindbrook Capital, LLC | $468 | 84 | 0.00% | Shares |
| JONES FINANCIAL COMPANIES LLLP | $444 | 142 | 0.00% | Shares |
| Parallel Advisors, LLC | $384 | 124 | 0.00% | Shares |
| Allworth Financial LP | $338 | 109 | 0.00% | Shares |
| ACADIAN ASSET MANAGEMENT LLC | $335 | 108,441 | 0.00% | Shares |
| Fortitude Family Office, LLC | $217 | 70 | 0.00% | Shares |
| AlphaQuest LLC | $154 | 54 | 0.00% | Shares |
| HRT FINANCIAL LP | $91 | 29,562 | 0.00% | Shares |
| Virtu Financial LLC | $32 | 10,334 | 0.00% | Shares |
| Essential Partners LLC | $12 | 4 | 0.00% | Shares |
| Integrated Wealth Concepts LLC | $6 | 2 | 0.00% | Shares |
Company insiders 13 insiders · 4 officers · 4 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Brett Kaufman | CFO and Treasurer | Jan. 3, 2023 A | 9,211 | 0 | 0 | $0 |
| Thomas Geoffroy | CFO and Treasurer | March 23, 2021 A | — | 0 | 0 | $0 |
| Robyn Tannenbaum | President and CIO | Aug. 14, 2026 P | 226,907 | 1 | 0 | $3,150 |
| Jonathan Gilbert Kalikow | Head of Real Estate | Jan. 3, 2023 A | 21,056 | 0 | 0 | $0 |
| James C. Fagan | Director | June 20, 2023 A | 1,159 | 0 | 0 | $0 |
| Marnie Migatz Sudnow | Director | Jan. 3, 2023 A | 963 | 0 | 0 | $0 |
| Jodi Hanson Bond | Director | Jan. 3, 2023 A | 11,971 | 0 | 0 | $0 |
| Brandon Hetzel | — | Aug. 14, 2026 P | 42,000 | 1 | 0 | $4,389 |
| Leonard M. Tannenbaum | — | Aug. 14, 2026 P | 6,562,604 | 9 | 0 | $4,610,389 |
| Thomas L Harrison | — | Nov. 20, 2025 A | 24,539 | 0 | 0 | $0 |
| Robert L Levy | — | Feb. 25, 2025 A | 4,037 | 0 | 0 | $0 |
| Alexander C Frank | — | Feb. 25, 2025 A | 10,722 | 0 | 0 | $0 |
| Tomer Tzur | — | Jan. 11, 2022 A | — | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 2 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Leonard M. Tannenbaum ×8 filings | June 18, 2026 | 29.40% | Amendment | — | SEC |
| Jonathan Kalikow, N. Richard Kalikow, Gamma Lending Holdco LLC, Gamma Lending Opportunities LP, GRE Lending Opportunities LLC, Gamma Real Estate LLC | April 2, 2021 | — | Initial filing | Passive investment | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| DVDN · ETF Opportunities Trust | 4.29% | 53,225 NS | April 30, 2026 | N-PORT |