Brian K Halak

CIK 1354718 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 13, 2013 · Latest: Nov. 13, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 1, 2013 ESPR P 280,923 $14.00 $3,932,922 2,066,935 Indirect +15.73% Acquired
July 1, 2013 ESPR P 4,791 $14.00 $67,074 35,253 Indirect +15.73% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 19, 2013 TNDM Warrant to Purchase Common Stock Common Stock (6,008) $7.37 — 6,008 Acquired
Nov. 19, 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (10,068) $4.40 — 10,068 Disposed
Nov. 19, 2013 TNDM Series D Preferred Stock Common Stock (38,941) — — 38,941 Disposed
Nov. 19, 2013 TNDM Series C Preferred Stock Common Stock (9,378) — — 9,378 Disposed
Nov. 19, 2013 TNDM Series B Preferred Stock Common Stock (6,071) — — 6,071 Disposed
Nov. 19, 2013 TNDM Warrant to Purchase Common Stock Common Stock (352,351) $7.37 — 352,351 Acquired
Nov. 19, 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (590,403) $4.40 — 590,403 Disposed
Nov. 19, 2013 TNDM Series D Preferred Stock Common Stock (2,283,114) — — 2,283,114 Disposed
Nov. 19, 2013 TNDM Series C Preferred Stock Common Stock (549,833) — — 549,833 Disposed
Nov. 19, 2013 TNDM Series B Preferred Stock Common Stock (356,111) — — 356,111 Disposed
Nov. 19, 2013 TNDM Warrant to Purchase Common Stock Common Stock (6,008) $7.37 — 6,008 Acquired
Nov. 19, 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (10,068) $4.40 — 10,068 Disposed
Nov. 19, 2013 TNDM Series D Preferred Stock Common Stock (38,941) — — 38,941 Disposed
Nov. 19, 2013 TNDM Series C Preferred Stock Common Stock (9,378) — — 9,378 Disposed
Nov. 19, 2013 TNDM Series B Preferred Stock Common Stock (6,071) — — 6,071 Disposed
Nov. 19, 2013 TNDM Warrant to Purchase Common Stock Common Stock (352,351) $7.37 — 352,351 Acquired
Nov. 19, 2013 TNDM Warrant to Purchase Series D Preferred Stock Series D Preferred Stock (590,403) $4.40 — 590,403 Disposed
Nov. 19, 2013 TNDM Series D Preferred Stock Common Stock (2,283,114) — — 2,283,114 Disposed
Nov. 19, 2013 TNDM Series C Preferred Stock Common Stock (549,833) — — 549,833 Disposed
Nov. 19, 2013 TNDM Series B Preferred Stock Common Stock (356,111) — — 356,111 Disposed
Nov. 4, 2013 VCYT Series C Preferred Stock Common Stock (5,053) — — 5,053 Disposed
Nov. 4, 2013 VCYT Series C Preferred Stock Common Stock (680,972) — — 680,972 Disposed
Nov. 4, 2013 VCYT Series B Preferred Stock Common Stock (17,677) — — 17,677 Disposed
Nov. 4, 2013 VCYT Series B Preferred Stock Common Stock (2,382,322) — — 2,382,322 Disposed
July 1, 2013 ESPR Series A Preferred Stock Common Stock (1,786,012) — — 1,786,012 Disposed
July 1, 2013 ESPR Warrant to Purchase Series A Preferred Stock Series A Preferred Stock (489,320) $1.00 — 489,320 Disposed
July 1, 2013 ESPR Warrant to Purchase Common Stock Common Stock (70,042) $6.99 Feb. 12, 2018 70,042 Acquired
July 1, 2013 ESPR Series A Preferred Stock Common Stock (30,462) — — 30,462 Disposed
July 1, 2013 ESPR Warrant to Purchase Series A Preferred Stock Series A Preferred Stock (8,346) $1.00 — 8,346 Disposed
July 1, 2013 ESPR Warrant to Purchase Common Stock Common Stock (1,193) $6.99 Feb. 12, 2018 1,193 Acquired
Aug. 27, 2009 VNDA Stock Option (Right to Buy) Common Stock (15,000) $14.78 Aug. 26, 2019 15,000 Acquired
May 8, 2008 VNDA Stock Option (Right to Buy) Common Stock (15,000) $4.98 May 7, 2018 15,000 Acquired
May 16, 2007 VNDA Stock Option (Right to Buy) Common Stock (15,000) $19.59 May 16, 2017 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 13, 2013 TNDM Series B Preferred Stock→ Common Stock (356,111) 356,111 Indirect
Nov. 13, 2013 TNDM Series C Preferred Stock→ Common Stock (549,833) 549,833 Indirect
Nov. 13, 2013 TNDM Series D Preferred Stock→ Common Stock (2,283,114) 2,283,114 Indirect
Nov. 13, 2013 TNDM Warrant to Purchase Series D Preferred Stock→ Series D Preferred Stock [F3] — Indirect
Nov. 13, 2013 TNDM Series B Preferred Stock→ Common Stock (6,071) 6,071 Indirect
Nov. 13, 2013 TNDM Series C Preferred Stock→ Common Stock (9,378) 9,378 Indirect
Nov. 13, 2013 TNDM Series D Preferred Stock→ Common Stock (38,941) 38,941 Indirect
Nov. 13, 2013 TNDM Warrant to Purchase Series D Preferred Stock→ Series D Preferred Stock [F3] — Indirect
Oct. 29, 2013 VCYT Series B Preferred Stock→ Common Stock (2,382,322) 2,382,322 Indirect
Oct. 29, 2013 VCYT Series B Preferred Stock→ Common Stock (17,677) 17,677 Indirect
Oct. 29, 2013 VCYT Series C Preferred Stock→ Common Stock (680,972) 680,972 Indirect
Oct. 29, 2013 VCYT Series C Preferred Stock→ Common Stock (5,053) 5,053 Indirect
June 25, 2013 ESPR Common Stock 21,471 Indirect
June 25, 2013 ESPR Series A Preferred Stock→ Common Stock (1,786,012) 1,786,012 Indirect
June 25, 2013 ESPR Warrant to Purchase Series A Preferred Stock→ Series A Preferred Stock [F3] — Indirect
June 25, 2013 ESPR Series A Preferred Stock→ Common Stock (30,462) 30,462 Indirect
June 25, 2013 ESPR Warrant to Purchase Series A Preferred Stock→ Series A Preferred Stock [F3] — Indirect