Brian Paul Dowd — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 1, 2012	CDXS	A	1,650	·	·	28,310 Direct	+6.19%	Acquired	(price as of 2026-10-05)
May 1, 2012	CDXS	A	1,358	·	·	26,660 Direct	+5.37%	Acquired	(price as of 2026-10-05)
April 1, 2012	CDXS	A	1,369	·	·	25,302 Direct	+5.72%	Acquired	(price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 12, 2012	CDXS	Common Stock	·	Direct
March 12, 2012	CDXS	Stock Option (right to buy)→ Common Stock (5,333)	5,333	Direct
March 12, 2012	CDXS	Stock Option (right to buy)→ Common Stock (33,332)	33,332	Direct
March 12, 2012	CDXS	Stock Option (right to buy)→ Common Stock (19,999)	19,999	Direct
March 12, 2012	CDXS	Stock Option (right to buy)→ Common Stock (16,666)	16,666	Direct
March 12, 2012	CDXS	Stock Option (right to buy)→ Common Stock (15,000)	15,000	Direct
March 12, 2012	CDXS	Stock Option (right to buy)→ Common Stock (29,000)	29,000	Direct

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2012	$142,075	·	·	·	·	·	·	$251,145

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.