Bristol Investment Fund, Ltd.
CIK 1174866 · View on SEC EDGAR ↗
Activist
First SEC filing: Feb. 14, 2025 · Latest: Feb. 14, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 4, 2016 | GTBP | S | 675,000 | $303750.00 | $205,031,250,000 | 1,525,472 Direct | -30.68% | Disposed | -100.0% (price as of 2026-08-21) |
| March 18, 2016 | RSSS | P | 36,244 | $27183.00 | $985,220,652 | 4,822,772 Direct | +0.76% | Acquired | -100.0% (price as of 2026-08-21) |
| March 17, 2016 | RSSS | P | 618 | $445.00 | $275,010 | 4,786,528 Direct | +0.01% | Acquired | -99.5% (price as of 2026-08-21) |
| Feb. 29, 2016 | RSSS | P | 2,000 | $1270.00 | $2,540,000 | 4,785,910 Direct | +0.04% | Acquired | -99.8% (price as of 2026-08-21) |
| Nov. 6, 2014 | IOVA | S | 100,000 | $690000.00 | $69,000,000,000 | 3,867,863 Direct | -2.52% | Disposed | -100.0% (price as of 2026-08-21) |
| Nov. 13, 2013 | RSSS | P | 162,500 | $325000.00 | $52,812,500,000 | 4,783,910 Direct | +3.52% | Acquired | -100.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 22, 2013 | IOVA | Warrant | Common stock (1,600,000) | $1.00 | July 26, 2016 | 1 | Disposed |
| May 22, 2013 | IOVA | Warrant | Common stock (150,001) | $1.00 | Sept. 17, 2015 | 1 | Disposed |
| May 22, 2013 | IOVA | Convertible note | Common stock (1,600,000) | $1.25 | Nov. 30, 2012 | 1 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 2, 2016 | GTBP | Common stock | 2,563,689 | Direct |
| June 11, 2012 | IOVA | Common Stock | 10,013,628 | Direct |
| June 11, 2012 | IOVA | Warrant (contains 4.9% blocker) [F1]→ Common Stock (150,001) | 150,001 | Direct |
| June 11, 2012 | IOVA | Warrant (contains 4.9% blocker) [F1]→ Common Stock (1,600,000) | 1,600,000 | Direct |
| June 11, 2012 | IOVA | Convertible note (contains 4.9% blocker) [F1]→ Common Stock | — | Direct |
| Nov. 17, 2008 | RSSS | Common Stock | 2,650,000 | Direct |
| Nov. 17, 2008 | RSSS | Warrants→ Common Stock (325,000) | 325,000 | Direct |