BROWN BROTHERS HARRIMAN & CO
CIK 14661 · View on SEC EDGAR ↗
First SEC filing: Oct. 3, 2005 · Latest: Oct. 3, 2005
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- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 29, 2004 | 14661 | P | 125,359,350 | — | — | 127,502,208 Indirect | +5850.10% | Acquired | |
| Nov. 29, 2004 | 14661 | S | 4,166,667 | — | — | 0 Indirect | -100.00% | Disposed | |
| Nov. 29, 2004 | 14661 | S | 125 | — | — | 0 Indirect | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 29, 2005 | 14661 | Convertible Preferred Stock [F1] | Common Stock | — | — | 0 | Acquired |
| July 15, 2005 | 14661 | Convertible Preferred Stock [F1] | Common Stock | — | — | 24,085 | Acquired |
| March 17, 2005 | EGY | Warrants | Common Stock (4,635,244) | — | June 10, 2007 | 7,500,000 | Disposed |
| March 17, 2005 | EGY | Preferred Stock | Common Stock (18,334,250) | — | — | 6,667 | Disposed |
| Nov. 29, 2004 | 14661 | Series E Preferred Shares [F4] | Common Stock (105,175,675) | $0.00 | Nov. 29, 2004 | 4,166,667 | Disposed |
| Nov. 29, 2004 | 14661 | Series G Preferred Shares [F5] | Common Stock (20,183,675) | $0.00 | Nov. 29, 2004 | 125 | Disposed |
| Oct. 28, 2004 | 14661 | Warrants (Right to buy) | Common Stock (2,142,858) | — | July 2, 2008 | 2,142,858 | Disposed |
| July 1, 2004 | EGY | Preferred Stock | Common Stock (9,165,750) | — | — | 3,333 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.