Carl H Pforzheimer II
Insider
First SEC filing: July 26, 2022 · Latest: July 26, 2022
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | AP | A | 12,728 | · | · | 141,383 Direct | +9.89% | Acquired | |
| July 22, 2022 | AP | M | 714 | $4.00 | $2,856 | 3,028 Indirect | +30.86% | Acquired | 96.2% (price as of ) |
| July 22, 2022 | AP | M | 1,600 | · | · | 0 Indirect | -100.00% | Disposed | |
| July 22, 2022 | AP | M | 22,320 | $4.00 | $89,280 | 128,655 Direct | +20.99% | Acquired | 96.2% (price as of ) |
| July 22, 2022 | AP | M | 50,000 | · | · | 0 Direct | -100.00% | Disposed | |
| May 5, 2022 | AP | A | 21,819 | · | · | 106,335 Direct | +25.82% | Acquired | |
| May 13, 2021 | AP | A | 12,196 | $5.74 | $70,005 | 84,516 Direct | +16.86% | Acquired | 36.8% (price as of ) |
| Sept. 22, 2020 | AP | X | 714 | $3.50 | $2,499 | 2,314 Indirect | +44.62% | Acquired | 124.3% (price as of ) |
| Sept. 22, 2020 | AP | X | 1,600 | · | · | 0 Indirect | -100.00% | Disposed | |
| Sept. 22, 2020 | AP | X | 1,600 | · | · | 1,600 Indirect | · | Acquired | |
| Sept. 22, 2020 | AP | X | 22,320 | $3.50 | $78,120 | 72,320 Direct | +44.64% | Acquired | 124.3% (price as of ) |
| Sept. 22, 2020 | AP | X | 50,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Sept. 22, 2020 | AP | X | 50,000 | · | · | 50,000 Direct | · | Acquired | |
| June 29, 2020 | AP | P | 6,238 | $2.90 | $18,090 | 50,000 Direct | +14.25% | Acquired | 170.7% (price as of ) |
| June 26, 2020 | AP | P | 13,762 | $2.83 | $38,946 | 43,762 Direct | +45.87% | Acquired | 177.4% (price as of ) |
| May 7, 2020 | AP | A | 10,000 | $3.08 | $30,800 | 30,000 Direct | +50.00% | Acquired | 154.9% (price as of ) |
| Dec. 19, 2019 | AP | S | 18,738 | $3.09 | $57,900 | 20,000 Direct | -48.37% | Disposed | 154.0% (price as of ) |
| Dec. 18, 2019 | AP | S | 599 | $3.05 | $1,827 | 38,738 Direct | -1.52% | Disposed | 157.4% (price as of ) |
| Dec. 3, 2019 | AP | S | 8,048 | $3.25 | $26,156 | 39,337 Direct | -16.98% | Disposed | 141.5% (price as of ) |
| Dec. 2, 2019 | AP | S | 75 | $3.42 | $256 | 47,385 Direct | -0.16% | Disposed | 129.5% (price as of ) |
| Nov. 15, 2019 | AP | S | 200 | $3.75 | $750 | 47,460 Direct | -0.42% | Disposed | 109.3% (price as of ) |
| Nov. 14, 2019 | AP | S | 40 | $3.75 | $150 | 47,660 Direct | -0.08% | Disposed | 109.3% (price as of ) |
| Nov. 12, 2019 | AP | S | 2,300 | $3.75 | $8,625 | 47,700 Direct | -4.60% | Disposed | 109.3% (price as of ) |
| May 9, 2019 | AP | A | 10,000 | $3.17 | $31,700 | 50,000 Direct | +25.00% | Acquired | 147.6% (price as of ) |
| May 9, 2019 | AP | A | 10,000 | $7.00 | $70,000 | 50,000 Direct | +25.00% | Acquired | 12.1% (price as of ) |
| Dec. 31, 2018 | AP | P | 10,000 | $3.14 | $31,400 | 40,000 Direct | +33.33% | Acquired | 150.0% (price as of ) |
| Aug. 15, 2018 | AP | P | 6,869 | $7.41 | $50,899 | 30,000 Direct | +29.70% | Acquired | 5.9% (price as of ) |
| May 9, 2018 | AP | A | 7,217 | $9.70 | $70,005 | 23,131 Direct | +45.35% | Acquired | -19.1% (price as of ) |
| May 3, 2017 | AP | A | 5,000 | $14.00 | $70,000 | 15,914 Direct | +45.81% | Acquired | -43.9% (price as of ) |
| May 5, 2016 | AP | A | 3,209 | $18.70 | $60,008 | 10,914 Direct | +41.65% | Acquired | -58.0% (price as of ) |
| May 5, 2015 | AP | A | 1,590 | $15.72 | $24,995 | 7,705 Direct | +26.00% | Acquired | -50.1% (price as of ) |
| April 29, 2014 | AP | A | 1,250 | $20.00 | $25,000 | 6,115 Direct | +25.69% | Acquired | -60.8% (price as of ) |
| May 2, 2013 | AP | A | 1,457 | $17.16 | $25,002 | 4,865 Direct | +42.75% | Acquired | -54.3% (price as of ) |
| May 3, 2012 | AP | A | 1,415 | $17.67 | $25,003 | 3,408 Direct | +71.00% | Acquired | -55.6% (price as of ) |
| May 6, 2011 | AP | A | 993 | $25.18 | $25,004 | 1,993 Direct | +99.30% | Acquired | -68.8% (price as of ) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 22, 2022 | AP | Series A Warrant (right to buy) [F5] | Common Stock | · | Aug. 1, 2025 | 1,600 | Disposed |
| July 22, 2022 | AP | Series A Warrant (right to buy) [F3] | Common Stock | · | Aug. 1, 2025 | 50,000 | Disposed |
| Sept. 22, 2020 | AP | Subscription Rights (right to buy) | Units consisting of Common Stock and Series A Warrants [F2] | $1.56 | Sept. 18, 2020 | 1,600 | Disposed |
| Sept. 22, 2020 | AP | Series A Warrant (right to buy) [F5] | Common Stock | · | Aug. 1, 2025 | 1,600 | Acquired |
| Sept. 22, 2020 | AP | Subscription Rights (right to buy) | Units consisting of Common Stock and Series A Warrants [F1] | $1.56 | Sept. 18, 2020 | 50,000 | Disposed |
| Sept. 22, 2020 | AP | Series A Warrant (right to buy) [F3] | Common Stock | · | Aug. 1, 2025 | 50,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 29 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| May 24, 2023 | AP | Common Stock | 141,383 | · | · | Direct |
| May 18, 2023 | AP | Common Stock | 1,600 | · | · | Indirect |
| July 26, 2022 | AP | Common Stock | 1,600 | · | · | Indirect |
| May 6, 2022 | AP | Common Stock | 1,600 | · | · | Indirect |
| May 14, 2021 | AP | Common Stock | 1,600 | · | · | Indirect |
| Sept. 24, 2020 | AP | Common Stock | 1,600 | · | · | Indirect |
| June 30, 2020 | AP | Common Stock | 1,600 | · | · | Indirect |
| May 11, 2020 | AP | Common Stock | 1,600 | · | · | Indirect |
| Dec. 20, 2019 | AP | Common Stock | 1,600 | · | · | Indirect |
| Dec. 4, 2019 | AP | Common Stock | 1,600 | · | · | Indirect |
| Nov. 18, 2019 | AP | Common Stock | 1,600 | · | · | Indirect |
| Nov. 14, 2019 | AP | Common Stock | 1,600 | · | · | Indirect |
| May 15, 2019 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 10, 2019 | AP | Common Stock | 1,733 | · | · | Indirect |
| Jan. 2, 2019 | AP | Common Stock | 1,733 | · | · | Indirect |
| Aug. 16, 2018 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 10, 2018 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 5, 2017 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 9, 2016 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 7, 2015 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 7, 2015 | AP | Common Stock | 6,115 | · | · | Direct |
| May 1, 2014 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 1, 2014 | AP | Common Stock | 4,865 | · | · | Direct |
| May 3, 2013 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 3, 2013 | AP | Common Stock | 3,408 | · | · | Direct |
| May 8, 2012 | AP | Common Stock | 1,993 | · | · | Direct |
| May 8, 2012 | AP | Common Stock | 1,733 | · | · | Indirect |
| May 10, 2011 | AP | Common Stock | 1,000 | · | · | Direct |
| May 10, 2011 | AP | Common Stock | 1,733 | · | · | Indirect |