Carol A Vallone
CIK 1422058 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 2, 2009 · Latest: Nov. 2, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 19 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
19 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 7, 2008 | 742275 | P | 50 | $20.40 | $1,020 | 100 Direct | +100.00% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 11, 2026 | DFTX | Stock Option (Right to Buy) | Common Shares (19,188) | $24.11 | June 10, 2036 | 19,188 | Acquired |
| June 12, 2025 | DFTX | Stock Option (Right to Buy) | Common Shares (75,187) | $7.30 | June 11, 2035 | 75,187 | Acquired |
| June 10, 2024 | DFTX | Stock Option (Right to Buy) | Common Shares (16,506) | $7.25 | June 9, 2034 | 16,506 | Acquired |
| June 21, 2023 | DFTX | Stock Option (Right to Buy) | Common Shares (19,203) | $3.61 | June 20, 2033 | 19,203 | Acquired |
| June 1, 2022 | DFTX | Director's Deferred Share Units | Subordinate Voting Shares | — | — | 34,353 | Acquired |
| June 1, 2022 | DFTX | Director's Deferred Share Units | Subordinate Voting Shares | — | — | 774,673 | Acquired |
| June 1, 2022 | DFTX | Director's Deferred Share Units | Subordinate Voting Shares | — | — | 98,198 | Acquired |
| June 1, 2022 | DFTX | Stock Option (Right to Buy) | Subordinate Voting Shares (133,744) | — | May 31, 2027 | 133,744 | Acquired |
| June 1, 2022 | DFTX | Director's Deferred Share Units | Subordinate Voting Shares | — | — | 34,353 | Acquired |
| June 1, 2022 | DFTX | Director's Deferred Share Units | Subordinate Voting Shares | — | — | 774,673 | Acquired |
| June 1, 2022 | DFTX | Director's Deferred Share Units | Subordinate Voting Shares | — | — | 98,198 | Acquired |
| June 1, 2022 | DFTX | Stock Option (Right to Buy) | Subordinate Voting Shares (133,744) | — | May 31, 2017 | 133,744 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.