Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 16, 2013 FDUS P 2,110 $18.95 $39,984 25,755 Direct +8.92% Acquired 1.6% (price as of 2026-10-02)
Nov. 8, 2012 FDUS P 2,000 $15.43 $30,860 22,695 Direct +9.66% Acquired 24.8% (price as of 2026-10-02)
March 14, 2012 FDUS P 1,500 $13.74 $20,610 20,295 Direct +7.98% Acquired 40.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 22, 2011 FDUS Common Stock 18,535 Direct