Cary L Schaefer

CIK 1523978 · View on SEC EDGAR ↗

Insider

First SEC filing: June 22, 2011 · Latest: Feb. 14, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 16, 2013 FDUS P 2,110 $18.95 $39,984 25,755 Direct +8.92% Acquired 4.4% (price as of 2026-08-19)
Nov. 8, 2012 FDUS P 2,000 $15.43 $30,860 22,695 Direct +9.66% Acquired 28.2% (price as of 2026-08-19)
March 14, 2012 FDUS P 1,500 $13.74 $20,610 20,295 Direct +7.98% Acquired 44.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 22, 2011 FDUS Common Stock 18,535 Direct