FDUS Fidus Investment Corporation - Closed End Fund
$19.61
Price · Aug 18, 2026
Fundamentals as of Aug 6, 2026
52W Range
$17–$22
57% of range
Analyst Rating
BUY
12 analysts
Price Target
$22
+10% upside
P/E (TTM)
9.4
ROE
11.5%
Net Profit Margin
—
FDUS Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$19.61
Market Cap
$744M
P/E (TTM)
9.4
EPS (TTM)
$2.08
Revenue (TTM)
—
Div Yield
—
ROE
11.5%
Debt/Equity
—
52W Range
$17 – $22
FDUS Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$2.08
2020-12-31
→
2025-12-31
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
FDUS
Peer Median
P/E (TTM)
9.4
12.6
P/B
1.0
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
FDUS
Peer Median
ROA
6.4%
2.8%
ROE
11.5%
7.2%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
FDUS
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
FDUS
Peer Median
EPS YoY
-9.2%
—
Net Income YoY
5.2%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
FDUS
Peer Median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
—
Payout Ratio
—
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| June 16, 2026 | $0.6200 |
| March 20, 2026 | $0.5200 |
| Dec. 19, 2025 | $0.5000 |
| Sept. 18, 2025 | $0.5700 |
| June 13, 2025 | $0.5400 |
| March 20, 2025 | $0.5400 |
| Dec. 17, 2024 | $0.6100 |
| Sept. 19, 2024 | $0.5700 |
| June 18, 2024 | $0.5900 |
| March 19, 2024 | $0.6500 |
| Dec. 19, 2023 | $0.8000 |
| Sept. 19, 2023 | $0.7200 |
| June 20, 2023 | $0.7000 |
| March 21, 2023 | $0.6600 |
| Dec. 1, 2022 | $0.6100 |
| Sept. 8, 2022 | $0.4300 |
| June 9, 2022 | $0.4300 |
| March 10, 2022 | $0.5300 |
| Dec. 2, 2021 | $0.4100 |
| Sept. 13, 2021 | $0.4200 |
FDUS Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
12 analysts
- Strong Buy 4 33.3%
- Buy 6 50.0%
- Hold 2 16.7%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
5 analysts · 2026-08-13
Median
$22.00
Mean
$21.50
Now
$19.61
Low
$19.50
High
$22.50
Median target
$22.00
+12.2%
Mean target
$21.50
+9.7%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
0.02%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.50 | $0.51 | -0.01% |
| March 31, 2026 | $0.62 | $0.52 | 0.10% |
| Dec. 31, 2025 | $0.52 | $0.50 | 0.02% |
| Sept. 30, 2025 | $0.50 | $0.51 | -0.01% |
| June 30, 2025 | $0.57 | $0.53 | 0.04% |
| March 31, 2025 | $0.54 | $0.55 | -0.01% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| FDUS | $733M | 9.3 | — | — | 11.5% | — |
| KBDC | $974M | 8.6 | — | — | 8.3% | — |
| MFIC | $1.05B | — | — | — | 4.7% | — |
| BCSF | $902M | 9.1 | — | — | 8.8% | — |
| CGBD | $897M | 12.4 | — | — | 5.9% | — |
| PFLT | $882M | — | — | — | 6.2% | — |
| NMFC | $945M | 57.6 | — | — | 1.3% | — |
| SLRC | $843M | 9.1 | — | — | — | — |
| GAIN | — | — | — | — | — | — |
| ALTI | — | -3.2 | 28.5% | -46.9% | -19.0% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 9
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Expenses | · | $69M | $64M | $46M | $65M | $45M | |
| Interest Expense | $29M | $22M | $21M | $17M | $17M | $17M | |
| Interest Income | $126M | $123M | $110M | $82M | $73M | $73M | |
| Income Tax | · | $2M | $1M | $1M | $509.0K | $862.0K | |
| Net Income | $82M | $78M | $77M | $36M | $36M | $31M | |
| EPS (Basic) | $2.08 | $2.29 | $2.47 | $1.90 | $1.03 | $1.62 | |
| EPS (Diluted) | $2.08 | $2.29 | $2.47 | $1.90 | $1.03 | $1.62 | |
| Shares (Basic) | 35,489,578 | 32,585,238 | 26,365,269 | 24,468,172 | 24,437,400 | 24,442,431 | |
| Shares (Diluted) | 35,489,578 | 32,585,238 | 26,365,269 | 24,468,172 | 24,437,400 | 24,442,431 |
Balance Sheet 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $70M | $57M | $119M | $62M | $169M | · | |
| Total Assets | $1.43B | $1.16B | $1.09B | $936M | $897M | · | |
| Total Liabilities | $685M | $508M | $501M | $456M | $409M | · | |
| Long-term Debt | $658M | $484M | $476M | $420M | · | · | |
| Common Stock | $38.0K | $34.0K | $31.0K | $25.0K | $24.0K | · | |
| Paid-in Capital | $641M | $567M | $504M | $396M | $362M | · | |
| Retained Earnings | $100M | $88M | $85M | $84M | $126M | · | |
| Stockholders' Equity | $742M | $656M | $589M | $480M | $488M | $411M | |
| Liabilities + Equity | $1.43B | $1.16B | $1.09B | $936M | $897M | · | |
| Shares Outstanding | 37,954,364 | 33,914,652 | 30,438,979 | 24,727,788 | 24,437,400 | · |
Cash Flow 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-147M | $-55M | $-29M | $-106M | $-106M | $56M | |
| Stock Repurchased | · | · | · | · | · | $268.0K | |
| Financing Cash Flow | $169M | $-7M | $86M | $-2M | $-2M | $53M | |
| Net Change in Cash | $22M | $-62M | $57M | $-107M | $-107M | $109M | |
| Taxes Paid | $5M | $3M | $11M | $4M | $4M | $2M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | 6.4% | 6.9% | 1.2% | 3.9% | · | · | |
| ROE | 11.5% | 11.9% | 2.1% | 7.5% | · | · |
Growth Rates 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| EPS YoY | -9.2% | -7.3% | 30.0% | 84.5% | -36.4% | · | |
| EPS CAGR 3Y | 3.1% | 30.5% | 15.1% | · | · | · | |
| EPS CAGR 5Y | 5.1% | · | · | · | · | · | |
| Net Income YoY | 5.2% | 1.5% | 115.3% | 0.00% | 14.7% | · | |
| Net Income CAGR 3Y | 32.0% | 29.8% | 35.2% | · | · | · | |
| Net Income CAGR 5Y | 21.4% | · | · | · | · | · |
Valuation (TTM) 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $82M | $78M | $77M | $36M | $36M | $31M | |
| Market Cap | $733M | $713M | $599M | $471M | · | · | |
| P/E | 9.3 | 9.2 | 8.0 | 10.0 | 17.5 | 8.1 | |
| P/B | 1.0 | 1.1 | 1.0 | 1.0 | · | · | |
| P / Tangible Book | 1.0 | 1.1 | 1.0 | 1.0 | · | · | |
| P / Cash Flow | -5.0 | -12.9 | -20.3 | -4.5 | · | · | |
| Earnings Yield | 10.8% | 10.9% | 12.5% | 10.0% | 5.7% | 12.4% |
Income Statement 9
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Expenses | · | · | · | · | · | $18M | · | $16M | $19M | $17M | $18M | $14M | $14M | $12M | $10M | |
| Interest Expense | $10M | $9M | $9M | $7M | $7M | $6M | $6M | $6M | $6M | $5M | $5M | $5M | $5M | $4M | $4M | |
| Interest Income | $37M | $34M | $33M | $31M | $32M | $30M | $32M | $32M | $32M | $28M | $28M | $26M | $26M | $22M | $19M | |
| Income Tax | · | · | · | · | · | $1.0K | · | $568.0K | $134.0K | $-20.0K | $8.0K | $21.0K | $37.0K | $-11.0K | $55.0K | |
| Net Income | $20M | $20M | $18M | $19M | $25M | $20M | $18M | $16M | $24M | $20M | $24M | $11M | $15M | $-1M | $-3M | |
| EPS (Basic) | $0.49 | $0.65 | $0.53 | $0.49 | $0.53 | $0.53 | $0.55 | $0.64 | $0.53 | $0.57 | $0.63 | $0.67 | $0.59 | $0.52 | $0.45 | |
| EPS (Diluted) | $0.49 | $0.65 | $0.53 | $0.49 | $0.53 | $0.53 | $0.55 | $0.64 | $0.53 | $0.57 | $0.63 | $0.67 | $0.59 | $0.52 | $0.45 | |
| Shares (Basic) | 37,954,364 | 37,954,364 | -69,466,440 | 35,721,635 | 35,156,663 | 34,077,720 | -63,817,714 | 33,380,480 | 32,245,714 | 30,776,758 | 26,618,973 | 25,028,268 | 24,803,951 | 24,437,400 | 24,437,400 | |
| Shares (Diluted) | 37,954,364 | 37,954,364 | -69,466,440 | 35,721,635 | 35,156,663 | 34,077,720 | -63,817,714 | 33,380,480 | 32,245,714 | 30,776,758 | 26,618,973 | 25,028,268 | 24,803,951 | 24,437,400 | 24,437,400 |
Balance Sheet 10
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $38M | $50M | $70M | $62M | $91M | $67M | $57M | $54M | $48M | $27M | $80M | $38M | $36M | $40M | · | |
| Total Assets | $1.50B | $1.44B | $1.43B | $1.28B | $1.26B | $1.24B | $1.16B | $1.16B | $1.15B | $1.09B | $1.02B | $982M | $949M | $910M | · | |
| Total Liabilities | $763M | $702M | $685M | $567M | $565M | $564M | $508M | $502M | $499M | $484M | $474M | $499M | $464M | $435M | · | |
| Long-term Debt | $740M | $682M | $658M | $544M | $540M | $546M | · | $479M | $473M | $463M | $454M | $479M | $447M | $400M | · | |
| Common Stock | $38.0K | $38.0K | $38.0K | $36.0K | $35.0K | $35.0K | $34.0K | $34.0K | $34.0K | $32.0K | $28.0K | $25.0K | $25.0K | $24.0K | · | |
| Paid-in Capital | $641M | $641M | $641M | $617M | $597M | $589M | $567M | $572M | $557M | $523M | $468M | $406M | $401M | $362M | · | |
| Retained Earnings | $97M | $101M | $100M | $94M | $96M | $89M | $88M | $87M | $89M | $85M | $81M | $77M | $84M | $113M | · | |
| Stockholders' Equity | $738M | $742M | $742M | $711M | $692M | $678M | $656M | $659M | $647M | $608M | $549M | $483M | $485M | $474M | · | |
| Liabilities + Equity | $1.50B | $1.44B | $1.43B | $1.28B | $1.26B | $1.24B | $1.16B | $1.16B | $1.15B | $1.09B | $1.02B | $982M | $949M | $910M | · | |
| Shares Outstanding | 37,954,364 | 37,954,364 | 37,954,364 | 36,347,868 | 35,379,900 | 34,970,709 | 33,914,652 | 33,914,652 | 33,161,240 | 31,426,149 | 28,453,469 | 25,265,808 | 24,988,398 | 24,437,400 | · |
Cash Flow 4
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-42M | $-33M | $-105M | $-32M | $40M | $-50M | $21M | $5M | $-3M | $-78M | $25M | $-17M | $-41M | $-24M | $-2M | |
| Financing Cash Flow | $31M | $3M | $122M | $3M | $-16M | $61M | $-18M | $1M | $24M | $-14M | $17M | $18M | $15M | $-8M | $-11M | |
| Net Change in Cash | $-11M | $-29M | $17M | $-29M | $24M | $10M | $3M | $6M | $21M | $-92M | $42M | $2M | $-26M | $-32M | $-14M | |
| Taxes Paid | $1M | $2M | $640.0K | $399.0K | $147.0K | $3M | $616.0K | $2M | $213.0K | $874.0K | $907.0K | $501.0K | $10M | $17.0K | $2M |
Profitability 2
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 1.5% | 1.5% | · | 1.6% | 2.1% | 1.7% | · | 1.5% | 2.3% | 2.0% | 0.79% | -1.2% | 3.3% | · | · | |
| ROE | 2.8% | 2.8% | · | 2.8% | 3.8% | 3.1% | · | 2.7% | 4.3% | 3.7% | 1.5% | -2.4% | 6.4% | · | · |
Valuation (TTM) 7
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $84M | $84M | · | $81M | $86M | $80M | · | $85M | $79M | $71M | $49M | $22M | $23M | · | · | |
| Market Cap | $724M | $661M | · | $736M | $715M | $713M | · | $665M | $646M | $620M | $546M | $495M | $477M | $420M | · | |
| P/E | 8.8 | 7.9 | · | 9.6 | 9.0 | 9.1 | · | 8.4 | 8.4 | 8.1 | 8.0 | 8.6 | 9.2 | 11.5 | 14.8 | |
| P/B | 1.0 | 0.9 | · | 1.0 | 1.0 | 1.1 | · | 1.0 | 1.0 | 1.0 | 1.0 | 1.0 | 1.0 | 0.9 | · | |
| P / Tangible Book | 1.0 | 0.9 | · | 1.0 | 1.0 | 1.1 | · | 1.0 | 1.0 | 1.0 | 1.0 | 1.0 | 1.0 | 0.9 | · | |
| P / Cash Flow | · | -20.3 | · | · | · | -14.2 | · | · | · | -8.0 | · | · | -11.6 | · | · | |
| Earnings Yield | 11.3% | 12.6% | · | 10.4% | 11.1% | 11.0% | · | 11.8% | 11.9% | 12.4% | 12.5% | 11.7% | 10.8% | 8.7% | 6.8% |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $82M | $78M | $77M | $36M | $36M |
| Diluted EPS | $2.08 | $2.29 | $2.47 | $1.90 | $1.03 |
Trading Signals Recent buy/sell signals with entry price and risk/reward ratio
My Metrics Your personal watchlist — selected rows from Full Fundamentals
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Institutional owners (13F) 145 filers · $145.5M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 15 (-6 vs prior Q) | 21 (0 vs prior Q) | 52 (+3 vs prior Q) | 33 (-3 vs prior Q) | -840K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $14,615,286 | 766,402 | 10.04% | Shares |
| RAYMOND JAMES FINANCIAL INC | $10,436,727 | 547,285 | 7.17% | Shares |
| Baird Financial Group, Inc. | $7,940,562 | 416,390 | 5.46% | Shares |
| Muzinich & Co., Inc. | $7,023,443 | 368,298 | 4.83% | Shares |
| Legal & General Group Plc | $5,920,849 | 310,317 | 4.07% | Shares |
| Qube Research & Technologies Ltd | $4,390,009 | 230,205 | 3.02% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $4,388,160 | 230,108 | 3.02% | Shares |
| Advisors Asset Management, Inc. | $4,342,669 | 206,597 | 2.98% | Shares |
| FRANKLIN RESOURCES INC | $4,290,330 | 224,978 | 2.95% | Shares |
| NOVARE CAPITAL MANAGEMENT LLC | $4,177,646 | 219,069 | 2.87% | Shares |
| PFG Advisors | $3,911,031 | 205,088 | 2.69% | Shares |
| TWO SIGMA INVESTMENTS, LP | $3,716,743 | 194,900 | 2.55% | Shares |
| BlackRock, Inc. | $2,632,671 | 138,053 | 1.81% | Shares |
| Ethos Financial Group, LLC | $2,498,151 | 130,999 | 1.72% | Shares |
| Plan Group Financial, LLC | $2,393,667 | 125,520 | 1.65% | Shares |
| RIVERBRIDGE PARTNERS LLC | $2,114,273 | 110,869 | 1.45% | Shares |
| Capital Investment Advisory Services, LLC | $2,039,989 | 106,974 | 1.40% | Shares |
| IHT Wealth Management, LLC | $1,989,226 | 104,311 | 1.37% | Shares |
| Schonfeld Strategic Advisors LLC | $1,720,990 | 90,246 | 1.18% | Shares |
| HighTower Advisors, LLC | $1,718,258 | 90,103 | 1.18% | Shares |
| Legacy Capital Wealth Partners, LLC | $1,639,829 | 85,990 | 1.13% | Shares |
| LPL Financial LLC | $1,532,314 | 80,352 | 1.05% | Shares |
| Sound Income Strategies, LLC | $1,390,270 | 72,904 | 0.96% | Shares |
| TWO SIGMA ADVISERS, LP | $1,389,851 | 72,013 | 0.96% | Shares |
| Creative Planning | $1,370,360 | 71,859 | 0.94% | Shares |
| Davis Investment Partners, LLC | $1,349,594 | 70,771 | 0.93% | Shares |
| Palogic Value Management, L.P. | $1,347,238 | 70,647 | 0.93% | Shares |
| Greenland Capital Management LP | $1,277,690 | 67,000 | 0.88% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,245,271 | 65,300 | 0.86% | Call option |
| Significant Wealth Partners LLC | $1,236,327 | 64,831 | 0.85% | Shares |
| D.A. DAVIDSON & CO. | $1,216,932 | 63,813 | 0.84% | Shares |
| MGB Wealth Management, LLC | $1,192,614 | 61,793 | 0.82% | Shares |
| NewEdge Advisors, LLC | $1,150,249 | 60,317 | 0.79% | Shares |
| Enterprise Bank & Trust Co | $1,129,422 | 55,912 | 0.78% | Shares |
| ROCKLAND TRUST CO | $1,066,242 | 55,912 | 0.73% | Shares |
| Cetera Investment Advisers | $1,053,640 | 55,251 | 0.72% | Shares |
| Trexquant Investment LP | $987,426 | 51,779 | 0.68% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $986,205 | 51,715 | 0.68% | Shares |
| WT Wealth Management | $974,725 | 51,113 | 0.67% | Shares |
| Haven Private, LLC | $954,797 | 50,068 | 0.66% | Shares |
| CITADEL ADVISORS LLC | $951,593 | 49,900 | 0.65% | Call option |
| MARSHALL WACE, LLP | $917,095 | 48,091 | 0.63% | Shares |
| D. E. Shaw & Co., Inc. | $876,305 | 45,952 | 0.60% | Shares |
| VARCOV Co. | $859,428 | 45,067 | 0.59% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $749,702 | 39,313 | 0.52% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $691,968 | 36,286 | 0.48% | Shares |
| UBS Group AG | $687,245 | 36,038 | 0.47% | Shares |
| Y-Intercept (Hong Kong) Ltd | $685,013 | 35,921 | 0.47% | Shares |
| Beacon Pointe Advisors, LLC | $679,433 | 39,003 | 0.47% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $656,008 | 34,400 | 0.45% | Put option |
| MORGAN STANLEY | $645,615 | 33,855 | 0.44% | Shares |
| Campbell & CO Investment Adviser LLC | $645,615 | 33,855 | 0.44% | Shares |
| VestGen Advisors, LLC | $637,224 | 33,415 | 0.44% | Shares |
| Adams Asset Advisors, LLC | $627,765 | 32,919 | 0.43% | Shares |
| Global Retirement Partners, LLC | $621,465 | 32,589 | 0.43% | Shares |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $595,518 | 31,228 | 0.41% | Shares |
| Stratos Wealth Partners, LTD. | $591,971 | 31,042 | 0.41% | Shares |
| Cornerstone Wealth Management, LLC | $569,461 | 29,862 | 0.39% | Shares |
| Clearstead Advisors, LLC | $538,535 | 28,240 | 0.37% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $536,504 | 28,133 | 0.37% | Shares |
| Quantbot Technologies LP | $517,293 | 27,126 | 0.36% | Shares |
| Apollon Wealth Management, LLC | $515,100 | 27,011 | 0.35% | Shares |
| Monument Capital Management | $504,592 | 26,460 | 0.35% | Shares |
| Steward Partners Investment Advisory, LLC | $501,411 | 26,293 | 0.34% | Shares |
| DAVENPORT & Co LLC | $496,926 | 26,058 | 0.34% | Shares |
| CITADEL ADVISORS LLC | $495,458 | 25,981 | 0.34% | Shares |
| UMB Bank, n.a. | $477,704 | 25,050 | 0.33% | Shares |
| STIFEL FINANCIAL CORP | $459,044 | 24,072 | 0.32% | Shares |
| Secure Asset Management, LLC | $452,485 | 23,728 | 0.31% | Shares |
| Summit Trail Advisors, LLC | $445,796 | 23,377 | 0.31% | Shares |
| OpenArc Corporate Advisory, LLC | $431,249 | 22,614 | 0.30% | Shares |
| Virtus Investment Advisers, LLC | $419,597 | 22,003 | 0.29% | Shares |
| OPTIMUM INVESTMENT ADVISORS | $417,923 | 20,628 | 0.29% | Shares |
| BANK OF AMERICA CORP /DE/ | $414,582 | 21,740 | 0.28% | Shares |
| OPPENHEIMER & CO INC | $395,378 | 20,733 | 0.27% | Shares |
| EAGLE GLOBAL ADVISORS LLC | $389,314 | 20,415 | 0.27% | Shares |
| Accredited Investors Inc. | $381,849 | 20,024 | 0.26% | Shares |
| Prospera Financial Services Inc | $380,752 | 19,966 | 0.26% | Shares |
| Cordgrass Capital Advisors, LLC | $342,898 | 17,981 | 0.24% | Shares |
| Kingstone Capital Partners Texas, LLC | $319,257 | 16,741 | 0.22% | Shares |
| JT Stratford LLC | $286,927 | 15,046 | 0.20% | Shares |
| nVerses Capital, LLC | $281,854 | 14,780 | 0.19% | Shares |
| JANE STREET GROUP, LLC | $274,799 | 14,410 | 0.19% | Shares |
| Sage Investment Counsel LLC | $268,317 | 14,070 | 0.18% | Shares |
| HB Wealth Management, LLC | $254,756 | 13,359 | 0.18% | Shares |
| Morey & Quinn Wealth Partners, LLC | $253,211 | 13,278 | 0.17% | Shares |
| CWM, LLC | $252,938 | 14,520 | 0.17% | Shares |
| MACKENZIE FINANCIAL CORP | $252,487 | 13,240 | 0.17% | Shares |
| Bragg Financial Advisors, Inc | $248,120 | 13,011 | 0.17% | Shares |
| TRUIST FINANCIAL CORP | $243,568 | 12,772 | 0.17% | Shares |
| Fiduciary Alliance LLC | $234,580 | 12,301 | 0.16% | Shares |
| Caprock Group, LLC | $228,840 | 12,000 | 0.16% | Shares |
| XTX Topco Ltd | $225,026 | 11,800 | 0.15% | Shares |
| Private Advisor Group, LLC | $218,069 | 11,435 | 0.15% | Shares |
| Annex Advisory Services, LLC | $217,663 | 12,495 | 0.15% | Shares |
| Atria Wealth Solutions, Inc. | $203,798 | 10,089 | 0.14% | Shares |
| Kestra Advisory Services, LLC | $195,035 | 10,227 | 0.13% | Shares |
| WNY Asset Management, LLC | $192,607 | 10,100 | 0.13% | Shares |
| Mariner, LLC | $192,199 | 10,079 | 0.13% | Shares |
| Integrated Wealth Concepts LLC | $187,721 | 9,844 | 0.13% | Shares |
Company insiders 8 insiders · 3 officers · 6 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Edward H Ross | Chairman of the Board and Chief Executive Officer | March 12, 2020 P | 177,455 | 0 | 0 | $0 |
| Shelby E Sherard | Chief Financial Officer, Chief Compliance Officer and Corporate Secretary | March 12, 2020 P | 31,660 | 0 | 0 | $0 |
| Thomas Charles Lauer | President | March 11, 2020 P | 81,600 | 0 | 0 | $0 |
| HYMAN CHARLES D | Director | March 13, 2020 P | 25,200 | 0 | 0 | $0 |
| Edward X. Tune | Director | March 12, 2020 P | 6,000 | 0 | 0 | $0 |
| Raymond L. Anstiss Jr. | Director | March 12, 2020 P | 10,500 | 0 | 0 | $0 |
| John A. Mazzarino | Director | Nov. 24, 2014 P | 10,000 | 0 | 0 | $0 |
| Cary L Schaefer | — | Aug. 16, 2013 P | 25,755 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 2 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.