Catherine P Bessant

Insider

First SEC filing: Aug. 3, 2015 · Latest: Jan. 27, 2022

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 96 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

96 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 28, 2026	TFC	A	2,338	—	—	2,338 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2021	BAC	M	67,481	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2021	BAC	M	21,523	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2021	BAC	F	30,369	$35.79	$1,086,907	418,431 Indirect	-6.77%	Disposed	75.7% (price as of 2026-08-20)
March 1, 2021	BAC	M	67,481	—	—	448,800 Indirect	+17.70%	Acquired	(price as of 2026-08-20)
March 1, 2021	BAC	F	9,690	$35.79	$346,805	381,319 Indirect	-2.48%	Disposed	75.7% (price as of 2026-08-20)
March 1, 2021	BAC	M	21,523	—	—	391,009 Indirect	+5.83%	Acquired	(price as of 2026-08-20)
Feb. 15, 2021	BAC	M	23,208	—	—	46,418 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 15, 2021	BAC	M	27,953	—	—	27,953 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2021	BAC	M	22,494	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2021	BAC	F	10,374	$33.37	$346,180	369,486 Indirect	-2.73%	Disposed	88.5% (price as of 2026-08-20)
Feb. 15, 2021	BAC	M	23,208	—	—	379,860 Indirect	+6.51%	Acquired	(price as of 2026-08-20)
Feb. 15, 2021	BAC	F	12,563	$33.37	$419,227	356,652 Indirect	-3.40%	Disposed	88.5% (price as of 2026-08-20)
Feb. 15, 2021	BAC	M	27,953	—	—	369,215 Indirect	+8.19%	Acquired	(price as of 2026-08-20)
Feb. 15, 2021	BAC	F	10,124	$33.37	$337,838	341,262 Indirect	-2.88%	Disposed	88.5% (price as of 2026-08-20)
Feb. 15, 2021	BAC	M	22,494	—	—	351,386 Indirect	+6.84%	Acquired	(price as of 2026-08-20)
Feb. 12, 2021	BAC	A	70,190	—	—	70,190 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 12, 2021	BAC	A	70,190	—	—	70,190 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2020	BAC	M	1,851	—	—	330,743 Indirect	+0.56%	Acquired	(price as of 2026-08-20)
March 1, 2020	BAC	M	1,851	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2020	BAC	M	82,439	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2020	BAC	D	1,851	$28.50	$52,754	328,892 Indirect	-0.56%	Disposed	120.7% (price as of 2026-08-20)
March 1, 2020	BAC	F	37,191	$28.50	$1,059,944	328,892 Indirect	-10.16%	Disposed	120.7% (price as of 2026-08-20)
March 1, 2020	BAC	M	82,439	—	—	366,083 Indirect	+29.06%	Acquired	(price as of 2026-08-20)
Feb. 15, 2020	BAC	M	27,952	—	—	55,906 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 15, 2020	BAC	M	22,494	—	—	22,494 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2020	BAC	M	27,480	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2020	BAC	F	12,631	$34.85	$440,190	496,526 Direct	-2.48%	Disposed	80.5% (price as of 2026-08-20)
Feb. 15, 2020	BAC	M	27,952	—	—	509,157 Direct	+5.81%	Acquired	(price as of 2026-08-20)
Feb. 15, 2020	BAC	F	10,159	$34.85	$354,041	481,205 Direct	-2.07%	Disposed	80.5% (price as of 2026-08-20)
Feb. 15, 2020	BAC	M	22,494	—	—	491,364 Direct	+4.80%	Acquired	(price as of 2026-08-20)
Feb. 15, 2020	BAC	F	12,399	$34.85	$432,105	468,870 Direct	-2.58%	Disposed	80.5% (price as of 2026-08-20)
Feb. 15, 2020	BAC	M	27,480	—	—	481,269 Direct	+6.06%	Acquired	(price as of 2026-08-20)
Feb. 14, 2020	BAC	A	69,626	—	—	69,626 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2020	BAC	A	69,626	—	—	69,626 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2019	BAC	A	21,523	—	—	21,523 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2019	BAC	M	134,524	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2019	BAC	F	60,626	$29.31	$1,776,948	240,907 Indirect	-20.11%	Disposed	114.6% (price as of 2026-08-20)
March 1, 2019	BAC	M	134,524	—	—	301,533 Indirect	+80.55%	Acquired	(price as of 2026-08-20)
Feb. 15, 2019	BAC	M	22,493	—	—	44,988 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 15, 2019	BAC	M	27,480	—	—	27,480 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2019	BAC	M	44,842	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2019	BAC	F	10,152	$29.11	$295,525	167,009 Indirect	-5.73%	Disposed	116.1% (price as of 2026-08-20)
Feb. 15, 2019	BAC	M	22,493	—	—	177,161 Indirect	+14.54%	Acquired	(price as of 2026-08-20)
Feb. 15, 2019	BAC	F	12,390	$29.11	$360,673	154,668 Indirect	-7.42%	Disposed	116.1% (price as of 2026-08-20)
Feb. 15, 2019	BAC	M	27,480	—	—	167,058 Indirect	+19.69%	Acquired	(price as of 2026-08-20)
Feb. 15, 2019	BAC	F	20,212	$29.11	$588,371	139,578 Indirect	-12.65%	Disposed	116.1% (price as of 2026-08-20)
Feb. 15, 2019	BAC	M	44,842	—	—	159,790 Indirect	+39.01%	Acquired	(price as of 2026-08-20)
Feb. 15, 2019	BAC	A	83,858	—	—	83,858 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2019	BAC	A	83,858	—	—	83,858 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 9, 2018	BAC	S	15,820	$31.61	$500,070	483,680 Direct	-3.17%	Disposed	99.0% (price as of 2026-08-20)
March 1, 2018	BAC	M	92,593	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2018	BAC	A	1,851	—	—	1,851 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2018	BAC	D	92,593	$31.48	$2,914,828	499,500 Direct	-15.64%	Disposed	99.8% (price as of 2026-08-20)
March 1, 2018	BAC	M	92,593	—	—	592,093 Direct	+18.54%	Acquired	(price as of 2026-08-20)
Feb. 15, 2018	BAC	M	27,479	—	—	54,960 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 15, 2018	BAC	M	44,841	—	—	44,842 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2018	BAC	F	12,439	$32.21	$400,660	114,948 Indirect	-9.76%	Disposed	95.3% (price as of 2026-08-20)
Feb. 15, 2018	BAC	M	27,479	—	—	127,387 Indirect	+27.50%	Acquired	(price as of 2026-08-20)
Feb. 15, 2018	BAC	F	20,300	$32.21	$653,863	99,908 Indirect	-16.89%	Disposed	95.3% (price as of 2026-08-20)
Feb. 15, 2018	BAC	M	44,841	—	—	120,208 Indirect	+59.50%	Acquired	(price as of 2026-08-20)
Feb. 15, 2018	BAC	A	67,481	—	—	67,481 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2018	BAC	A	67,481	—	—	67,481 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 13, 2018	BAC	M	30,865	—	—	89,344 Indirect	+52.78%	Acquired	(price as of 2026-08-20)
Feb. 13, 2018	BAC	M	30,865	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2018	BAC	F	13,977	$31.18	$435,803	75,367 Indirect	-15.64%	Disposed	101.7% (price as of 2026-08-20)
March 1, 2017	BAC	M	61,280	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2017	BAC	D	61,280	$25.50	$1,562,640	571,979 Direct	-9.68%	Disposed	146.6% (price as of 2026-08-20)
March 1, 2017	BAC	M	61,280	—	—	633,259 Direct	+10.71%	Acquired	(price as of 2026-08-20)
Feb. 15, 2017	BAC	A	82,439	—	—	82,439 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2017	BAC	A	82,439	—	—	82,439 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2017	BAC	M	44,841	—	—	89,683 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 15, 2017	BAC	F	21,468	$24.58	$527,683	571,979 Direct	-3.62%	Disposed	155.9% (price as of 2026-08-20)
Feb. 15, 2017	BAC	M	44,841	—	—	593,447 Direct	+8.17%	Acquired	(price as of 2026-08-20)
Feb. 14, 2017	BAC	M	30,950	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2017	BAC	F	14,788	$24.06	$355,799	548,606 Direct	-2.62%	Disposed	161.4% (price as of 2026-08-20)
Feb. 14, 2017	BAC	M	30,950	—	—	563,394 Direct	+5.81%	Acquired	(price as of 2026-08-20)
Feb. 13, 2017	BAC	M	30,864	—	—	30,865 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2017	BAC	F	14,782	$23.40	$345,899	532,444 Direct	-2.70%	Disposed	168.8% (price as of 2026-08-20)
Feb. 13, 2017	BAC	M	30,864	—	—	547,226 Direct	+5.98%	Acquired	(price as of 2026-08-20)
March 1, 2016	BAC	M	88,148	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2016	BAC	M	46,471	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2016	BAC	F	42,211	$13.19	$556,763	516,362 Direct	-7.56%	Disposed	376.8% (price as of 2026-08-20)
March 1, 2016	BAC	M	88,148	—	—	558,573 Direct	+18.74%	Acquired	(price as of 2026-08-20)
March 1, 2016	BAC	D	46,471	$13.19	$612,952	470,425 Direct	-8.99%	Disposed	376.8% (price as of 2026-08-20)
March 1, 2016	BAC	M	46,471	—	—	516,896 Direct	+9.88%	Acquired	(price as of 2026-08-20)
Feb. 15, 2016	BAC	M	36,882	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2016	BAC	F	17,671	$11.95	$211,168	470,425 Direct	-3.62%	Disposed	426.3% (price as of 2026-08-20)
Feb. 15, 2016	BAC	M	36,882	—	—	488,096 Direct	+8.17%	Acquired	(price as of 2026-08-20)
Feb. 14, 2016	BAC	M	30,950	—	—	30,950 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2016	BAC	F	14,847	$11.95	$177,422	451,214 Direct	-3.19%	Disposed	426.3% (price as of 2026-08-20)
Feb. 14, 2016	BAC	M	30,950	—	—	466,061 Direct	+7.11%	Acquired	(price as of 2026-08-20)
Feb. 13, 2016	BAC	M	30,864	—	—	61,729 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 13, 2016	BAC	F	14,857	$11.95	$177,541	435,111 Direct	-3.30%	Disposed	426.3% (price as of 2026-08-20)
Feb. 13, 2016	BAC	M	30,864	—	—	449,968 Direct	+7.36%	Acquired	(price as of 2026-08-20)
Feb. 12, 2016	BAC	A	134,524	—	—	134,524 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 12, 2016	BAC	A	134,524	—	—	134,524 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 1, 2021	BAC	2018 Performance Restricted Stock Units	Common Stock (67,481)	—	—	67,481	Disposed
March 1, 2021	BAC	2016 Performance Restricted Stock Units	Common Stock (21,523)	—	—	21,523	Disposed
Feb. 15, 2021	BAC	2020 Restricted Stock Units	Common Stock (23,208)	—	Feb. 15, 2023	23,208	Disposed
Feb. 15, 2021	BAC	2019 Restricted Stock Units	Common Stock (27,953)	—	Feb. 15, 2022	27,953	Disposed
Feb. 15, 2021	BAC	2018 Restricted Stock Units	Common Stock (22,494)	—	Feb. 15, 2021	22,494	Disposed
Feb. 12, 2021	BAC	2021 Restricted Stock Units	Common Stock (70,190)	—	Feb. 15, 2025	70,190	Acquired
Feb. 12, 2021	BAC	2021 Performance Restricted Stock Units	Common Stock (70,190)	—	—	70,190	Acquired
March 1, 2020	BAC	2015 Performance Restricted Stock Units	Common Stock (1,851)	—	—	1,851	Disposed
March 1, 2020	BAC	2017 Performance Restricted Stock Units	Common Stock (82,439)	—	—	82,439	Disposed
Feb. 15, 2020	BAC	2019 Restricted Stock Units	Common Stock (27,952)	—	Feb. 15, 2022	27,952	Disposed
Feb. 15, 2020	BAC	2018 Restricted Stock Units	Common Stock (22,494)	—	Feb. 15, 2021	22,494	Disposed
Feb. 15, 2020	BAC	2017 Restricted Stock Units	Common Stock (27,480)	—	Feb. 15, 2020	27,480	Disposed
Feb. 14, 2020	BAC	2020 Restricted Stock Units	Common Stock (69,626)	—	Feb. 15, 2023	69,626	Acquired
Feb. 14, 2020	BAC	2020 Performance Restricted Stock Units	Common Stock (69,626)	—	—	69,626	Acquired
March 1, 2019	BAC	2016 Performance Restricted Stock Units	Common Stock (21,523)	—	—	21,523	Acquired
March 1, 2019	BAC	2016 Performance Restricted Stock Units	Common Stock (134,524)	—	—	134,524	Disposed
Feb. 15, 2019	BAC	2018 Restricted Stock Units	Common Stock (22,493)	—	Feb. 15, 2021	22,493	Disposed
Feb. 15, 2019	BAC	2017 Restricted Stock Units	Common Stock (27,480)	—	Feb. 15, 2020	27,480	Disposed
Feb. 15, 2019	BAC	2016 Restricted Stock Units	Common Stock (44,842)	—	Feb. 15, 2019	44,842	Disposed
Feb. 15, 2019	BAC	2019 Restricted Stock Units	Common Stock (83,858)	—	Feb. 15, 2022	83,858	Acquired
Feb. 15, 2019	BAC	2019 Performance Restricted Stock Units	Common Stock (83,858)	—	—	83,858	Acquired
March 1, 2018	BAC	2015 Performance Restricted Stock Units	Common Stock (92,593)	—	—	92,593	Disposed
March 1, 2018	BAC	2015 Performance Restricted Stock Units	Common Stock (1,851)	—	—	1,851	Acquired
Feb. 15, 2018	BAC	2017 Restricted Stock Units	Common Stock (27,479)	—	Feb. 15, 2020	27,479	Disposed
Feb. 15, 2018	BAC	2016 Restricted Stock Units	Common Stock (44,841)	—	Feb. 15, 2019	44,841	Disposed
Feb. 15, 2018	BAC	2018 Restricted Stock Units	Common Stock (67,481)	—	Feb. 15, 2021	67,481	Acquired
Feb. 15, 2018	BAC	2018 Performance Restricted Stock Units	Common Stock (67,481)	—	—	67,481	Acquired
Feb. 13, 2018	BAC	2015 Restricted Stock Units	Common Stock (30,865)	—	Feb. 13, 2018	30,865	Disposed
March 1, 2017	BAC	2014 Performance Restricted Stock Units	Common Stock (61,280)	—	—	61,280	Disposed
Feb. 15, 2017	BAC	2017 Restricted Stock Units	Common Stock (82,439)	—	Feb. 15, 2020	82,439	Acquired
Feb. 15, 2017	BAC	2017 Performance Restricted Stock Units	Common Stock (82,439)	—	—	82,439	Acquired
Feb. 15, 2017	BAC	2016 Restricted Stock Units	Common Stock (44,841)	—	Feb. 15, 2019	44,841	Disposed
Feb. 14, 2017	BAC	2014 Restricted Stock Units	Common Stock (30,950)	—	Feb. 14, 2017	30,950	Disposed
Feb. 13, 2017	BAC	2015 Restricted Stock Units	Common Stock (30,864)	—	Feb. 13, 2018	30,864	Disposed
March 1, 2016	BAC	2011 Performance Restricted Stock Units	Common Stock (88,148)	—	—	88,148	Disposed
March 1, 2016	BAC	2013 Performance Restricted Stock Units	Common Stock (46,471)	—	—	46,471	Disposed
Feb. 15, 2016	BAC	2013 Restricted Stock Units	Common Stock (36,882)	—	Feb. 15, 2016	36,882	Disposed
Feb. 14, 2016	BAC	2014 Restricted Stock Units	Common Stock (30,950)	—	Feb. 14, 2017	30,950	Disposed
Feb. 13, 2016	BAC	2015 Restricted Stock Units	Common Stock (30,864)	—	Feb. 13, 2018	30,864	Disposed
Feb. 12, 2016	BAC	2016 Restricted Stock Units	Common Stock (134,524)	—	Feb. 15, 2019	134,524	Acquired
Feb. 12, 2016	BAC	2016 Performance Restricted Stock Units	Common Stock (134,524)	—	—	134,524	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 3, 2015	BAC	Common Stock	419,104	Direct
Aug. 3, 2015	BAC	Common Stock	7,897	Indirect
Aug. 3, 2015	BAC	Common Stock	1,250	Indirect
Aug. 3, 2015	BAC	Common Stock	1,250	Indirect
Aug. 3, 2015	BAC	2011 Performance Restricted Stock Units→ Common Stock (103,704)	103,704	Direct
Aug. 3, 2015	BAC	2013 Performance Restricted Stock Units→ Common Stock (110,646)	110,646	Direct
Aug. 3, 2015	BAC	2013 Restricted Stock Units→ Common Stock (36,882)	36,882	Direct
Aug. 3, 2015	BAC	2014 Performance Restricted Stock Units→ Common Stock (92,849)	92,849	Direct
Aug. 3, 2015	BAC	2014 Restricted Stock Units→ Common Stock (61,900)	61,900	Direct
Aug. 3, 2015	BAC	2015 Performance Restricted Stock Units→ Common Stock (92,593)	92,593	Direct
Aug. 3, 2015	BAC	2015 Restricted Stock Units→ Common Stock (92,593)	92,593	Direct
Aug. 3, 2015	BAC	Option, Right to Buy→ Common Stock (52,500)	52,500	Direct
Aug. 3, 2015	BAC	Option, Right to Buy→ Common Stock (105,000)	105,000	Direct
Aug. 3, 2015	BAC	Option, Right to Buy→ Common Stock (70,000)	70,000	Direct