Christopher Feeney
CIK 1487484 · View on SEC EDGAR ↗
First SEC filing: March 23, 2010 · Latest: March 23, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 6, 2012 | LPLA | S | 9,000 | $28.07 | $252,630 | 0 Direct | -100.00% | Disposed | 1223.1% (price as of 2026-08-19) |
| March 9, 2012 | LPLA | S | 4,300 | $36.00 | $154,800 | 0 Direct | -100.00% | Disposed | 931.6% (price as of 2026-08-19) |
| Dec. 22, 2010 | LPLA | P | 38,400 | — | — | 38,400 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 6, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (9,000) | $18.04 | Feb. 12, 2019 | 9,000 | Disposed |
| March 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (4,300) | $18.04 | Feb. 12, 2019 | 4,300 | Disposed |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (25,569) | $32.26 | Feb. 9, 2022 | 25,569 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common (38,400) | $34.61 | Dec. 22, 2020 | 38,400 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 23, 2010 | LPLA | Option Award→ Common Stock (30,000) | 30,000 | Direct |
| March 23, 2010 | LPLA | Option Award→ Common Stock (30,000) | 30,000 | Direct |
| March 23, 2010 | LPLA | Option Award→ Common Stock (40,000) | 40,000 | Direct |
| March 23, 2010 | LPLA | Option Award→ Common Stock (50,000) | 50,000 | Direct |