Claudio Nessi
CIK 1722050 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 15, 2017 · Latest: Nov. 15, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 9 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
9 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 20, 2017 | XFOR | P | 300,000 | $10.00 | $3,000,000 | 867,639 Indirect | +52.85% | Acquired | -99.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 5, 2018 | XFOR | Stock Option (right to buy) | Common Stock (10,000) | $16.99 | June 4, 2028 | 10,000 | Acquired |
| Nov. 20, 2017 | XFOR | Series D Convertible Preferred Stock | Common Stock (279,079) | — | — | 952,497 | Disposed |
| Nov. 20, 2017 | XFOR | Series C Convertible Preferred Stock | Common Stock (41,878) | — | — | 84,040 | Disposed |
| Nov. 20, 2017 | XFOR | Series B Convertible Preferred Stock | Common Stock (246,682) | — | — | 552,487 | Disposed |
| Nov. 15, 2017 | XFOR | Common Stock (right to buy) | Common Stock (25,000) | $10.00 | Nov. 14, 2027 | 25,000 | Acquired |
| Nov. 15, 2017 | XFOR | Stock Option (right to buy) [F1] | Common Stock (7,324) | $10.00 | Nov. 14, 2027 | 7,324 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 15, 2017 | XFOR | Series B Convertible Preferred Stock→ Common Stock (246,682) | 246,682 | Indirect |
| Nov. 15, 2017 | XFOR | Series C Convertible Preferred Stock→ Common Stock (41,878) | 41,878 | Indirect |
| Nov. 15, 2017 | XFOR | Series D Convertible Preferred Stock→ Common Stock (279,079) | 279,079 | Indirect |