Clayton Stuart Rose — SEC Insider Profile, Roles & Companies

Insider at

BAC LXRX buying June 26, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 4, 2026	BAC	A	5,365	·	·	74,303 Direct	+7.78%	Acquired	(price as of 2026-10-05)
April 22, 2025	BAC	A	7,307	·	·	67,454 Direct	+12.15%	Acquired	(price as of 2026-10-05)
April 24, 2024	BAC	A	7,046	·	·	58,678 Direct	+13.65%	Acquired	(price as of 2026-10-05)
April 25, 2023	BAC	A	9,362	·	·	50,118 Direct	+22.97%	Acquired	(price as of 2026-10-05)
April 26, 2022	BAC	A	6,859	·	·	39,629 Direct	+20.93%	Acquired	(price as of 2026-10-05)
April 20, 2021	BAC	A	6,565	·	·	32,161 Direct	+25.65%	Acquired	(price as of 2026-10-05)
April 22, 2020	BAC	A	11,468	·	·	24,938 Direct	+85.14%	Acquired	(price as of 2026-10-05)
April 24, 2019	BAC	A	8,328	·	·	13,143 Direct	+172.96%	Acquired	(price as of 2026-10-05)
Oct. 24, 2018	BAC	A	4,759	·	·	4,759 Direct	·	Acquired	(price as of 2026-10-05)
May 7, 2014	BAC	A	10,811	·	·	10,811 Direct	·	Acquired	(price as of 2026-10-05)
Aug. 1, 2013	BAC	A	8,415	$14.95	$125,804	25,515 Direct	+49.21%	Acquired	261.2% (price as of 2026-10-05)
June 26, 2007	LXRX	P	15,000	$3.19	$47,850	25,000 Direct	+150.00%	Acquired	-92.2% (price as of 2026-10-05)
April 26, 2007	LXRX	A	10,000	·	·	10,000 Direct	·	Acquired	(price as of 2026-10-05)
March 2, 2007	64908	D	6,862	·	·	0 Direct	-100.00%	Disposed
March 2, 2007	64908	D	1,650	·	·	0 Direct	-100.00%	Disposed
Dec. 29, 2006	64908	A	906	$46.79	$42,392	6,822 Direct	+15.31%	Acquired
Sept. 30, 2006	64908	A	45	$36.27	$1,632	5,915 Direct	+0.77%	Acquired
June 30, 2006	64908	A	46	$35.67	$1,641	5,870 Direct	-0.78%	Disposed
April 27, 2006	LXRX	A	10,000	·	·	10,000 Direct	·	Acquired	(price as of 2026-10-05)
March 31, 2006	64908	A	39	$38.45	$1,500	5,824 Direct	+0.67%	Acquired
March 31, 2006	64908	A	21	$38.45	$807	3,117 Direct	+0.68%	Acquired
Jan. 1, 2006	64908	A	500	·	·	3,233 Direct	+18.29%	Acquired
Dec. 31, 2005	64908	A	19	$53.88	$1,024	2,733 Direct	+0.70%	Acquired
Sept. 30, 2005	64908	A	19	$53.88	$1,024	2,714 Direct	+0.71%	Acquired
June 30, 2005	64908	A	20	$51.53	$1,031	2,695 Direct	+0.75%	Acquired
June 1, 2005	64908	A	500	·	·	1,100 Direct	+83.33%	Acquired
April 28, 2005	LXRX	A	10,000	·	·	10,000 Direct	·	Acquired	(price as of 2026-10-05)
March 31, 2005	64908	A	18	$50.86	$915	2,675 Direct	+0.68%	Acquired
Dec. 31, 2004	64908	A	458	$52.20	$23,908	2,657 Direct	+20.83%	Acquired
Sept. 30, 2004	64908	A	117	$47.96	$5,611	2,199 Direct	+5.62%	Acquired
Aug. 4, 2004	LXRX	P	500	$5.79	$2,895	500 Direct	·	Acquired	-95.7% (price as of 2026-10-05)
Aug. 4, 2004	LXRX	P	6,984	$5.80	$40,507	7,484 Direct	+1396.80%	Acquired	-95.7% (price as of 2026-10-05)
Aug. 4, 2004	LXRX	P	2,516	$6.01	$15,121	10,000 Direct	+33.62%	Acquired	-95.9% (price as of 2026-10-05)
June 30, 2004	64908	A	124	$46.82	$5,806	2,081 Direct	+6.34%	Acquired
March 31, 2004	64908	A	115	$42.93	$4,937	1,957 Direct	+6.24%	Acquired
Dec. 31, 2003	64908	A	525	$45.58	$23,930	1,842 Direct	-22.18%	Disposed
Sept. 30, 2003	64908	A	44	$40.00	$1,760	1,315 Direct	-3.24%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 4, 2026	BAC	Phantom Stock	Common Stock (5,365)	·	·	5,365	Acquired
April 22, 2025	BAC	Phantom Stock	Common Stock (7,307)	·	·	7,307	Acquired
April 24, 2024	BAC	Phantom Stock	Common Stock (7,046)	·	·	7,046	Acquired
April 25, 2023	BAC	Phantom Stock	Common Stock (9,362)	·	·	9,362	Acquired
April 26, 2022	BAC	Phantom Stock	Common Stock (6,859)	·	·	6,859	Acquired
April 20, 2021	BAC	Phantom Stock	Common Stock (6,565)	·	·	6,565	Acquired
April 22, 2020	BAC	Phantom Stock	Common Stock (11,468)	·	·	11,468	Acquired
April 24, 2019	BAC	Phantom Stock	Common Stock (8,328)	·	·	8,328	Acquired
Oct. 24, 2018	BAC	Phantom Stock	Common Stock (4,759)	·	·	4,759	Acquired
May 7, 2014	BAC	Phantom Stock	Common Stock (10,811)	·	·	10,811	Acquired
April 26, 2007	LXRX	Stock Option (right to buy)	Common Stock (10,000)	$3.77	April 26, 2017	10,000	Acquired
March 2, 2007	64908	Phantom Stock Units	Common Stock (6,862)	·	March 2, 2007	6,862	Disposed
Dec. 29, 2006	64908	Phantom Stock Units	Common Stock (906)	·	·	906	Acquired
Sept. 30, 2006	64908	Phantom Stock Units	Common Stock (45)	·	·	45	Acquired
June 30, 2006	64908	Phantom Stock Units	Common Stock (46)	·	·	46	Disposed
April 27, 2006	LXRX	Stock Option (right to buy)	Common Stock (10,000)	$5.10	April 27, 2016	10,000	Acquired
March 31, 2006	64908	Phantom Stock Units	Common Stock (39)	·	·	39	Acquired
March 31, 2006	64908	Phantom Stock Units	Common Stock (21)	·	·	21	Acquired
Jan. 1, 2006	64908	Phantom Stock Units	Common Stock (500)	·	·	500	Acquired
Dec. 31, 2005	64908	Phantom Stock Units	Common Stock (19)	·	·	19	Acquired
Sept. 30, 2005	64908	Phantom Stock Units	Common Stock (19)	·	·	19	Acquired
June 30, 2005	64908	Phantom Stock Units	Common Stock (20)	·	·	20	Acquired
April 28, 2005	LXRX	Stock Option (right to buy)	Common Stock (10,000)	$4.40	April 28, 2015	10,000	Acquired
March 31, 2005	64908	Phantom Stock Units	Common Stock (18)	·	·	18	Acquired
Dec. 31, 2004	64908	Phantom Stock Units	Common Stock (458)	·	·	458	Acquired
Sept. 30, 2004	64908	Phantom Stock Units	Common Stock (117)	·	·	117	Acquired
June 30, 2004	64908	Phantom Stock Units	Common Stock (124)	·	·	124	Acquired
March 31, 2004	64908	Phantom Stock Units	Common Stock (0)	·	Aug. 8, 1988	115	Acquired
Dec. 31, 2003	64908	Phantom Stock Units	Common Stock (0)	·	Aug. 8, 1988	525	Disposed
Sept. 30, 2003	64908	Phantom Stock Units	C ommon Stock (0)	·	Aug. 8, 1988	44	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 26, 2018	BAC	Common Stock	25,515	Direct
Aug. 2, 2013	BAC	Common Stock	17,100	Direct
Aug. 2, 2013	BAC	Series M Non-Cumulative Preferred Stock	100,000	Direct
Aug. 3, 2004	LXRX	Stock Option (right to buy)→ Common Stock (30,000)	30,000	Direct