Constance Ames

CIK 1658296 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 19, 2015 · Latest: Nov. 19, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 15, 2017 AXSM A 25,000 25,000 Direct Acquired (price as of 2026-08-18)
May 27, 2016 AXSM A 25,000 25,000 Direct Acquired (price as of 2026-08-18)
Nov. 24, 2015 AXSM A 4,358 0 Direct Acquired (price as of 2026-08-18)
Nov. 24, 2015 AXSM C 4,358 $5.94 $25,887 4,358 Direct Acquired 3589.9% (price as of 2026-08-18)
Nov. 19, 2015 AXSM A 40,673 40,673 Direct Acquired (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 15, 2017 AXSM Employee Stock Option (Right to Buy) Common Stock (25,000) $4.95 March 14, 2027 25,000 Acquired
May 27, 2016 AXSM Employee Stock Option (Right to Buy) Common Stock (25,000) $8.02 May 26, 2026 25,000 Acquired
Nov. 24, 2015 AXSM 8% Convertible Note Common Stock $5.94 June 16, 2015 4,358 Acquired
Nov. 19, 2015 AXSM Employee Stock Option (Right to Buy) Common Stock (40,673) $6.47 Sept. 14, 2025 40,673 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 19, 2015 AXSM 8% Convertible Note→ Common Stock Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (38,925) 38,925 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $179,690 $81,922 $261,612
2016 $225,000 $53,325 $131,444 $409,769
2015 $175,000 $52,438 $161,647 $389,085

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.