Curtis Lockshin
CIK 1383556 · View on SEC EDGAR ↗
First SEC filing: Jan. 6, 2017 · Latest: Jan. 6, 2017
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 29, 2013 | PHIO | P | 1,000 | $3.70 | $3,700 | 1,000 Direct | — | Acquired | -100.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 1, 2017 | PHIO | Stock option (right to buy) | Common Stock (2,000) | $0.63 | Feb. 1, 2027 | 2,000 | Acquired |
| Feb. 10, 2016 | PHIO | Stock option (right to buy) | Common stock (16,666) | $0.29 | Feb. 10, 2026 | 16,666 | Acquired |
| June 2, 2015 | PHIO | Common stock warrant | Common stock (6,000) | $0.52 | June 2, 2020 | 6,000 | Acquired |
| June 2, 2015 | PHIO | Overallotment purchase right | Common stock (6,000) | $0.46 | July 2, 2016 | 6,000 | Acquired |
| June 1, 2015 | PHIO | Stock option (right to buy) | Common stock (16,666) | $0.38 | June 1, 2025 | 16,666 | Acquired |
| June 2, 2014 | PHIO | Stock Option (right to buy) | Common stock (16,666) | $2.85 | June 2, 2024 | 16,666 | Acquired |
| April 18, 2013 | PHIO | Stock Option (right to buy) | Common stock (1,000,000) | $0.24 | April 18, 2023 | 1,000,000 | Acquired |
| April 18, 2013 | PHIO | Stock Option (right to buy) | Common stock (1,000,000) | $0.24 | April 18, 2023 | 1,000,000 | Acquired |
| Dec. 21, 2012 | NAGE | Employee Stock Options (right to buy) | Common Stock (67,500) | $1.54 | May 10, 2021 | 67,500 | Disposed |
| Dec. 21, 2012 | NAGE | Employee Stock Options (right to buy) | Common Stock (45,651) | $0.94 | Sept. 15, 2022 | 45,651 | Acquired |
| Aug. 28, 2012 | NAGE | Employee Stock Options (right to buy) | Common Stock (67,500) | $0.64 | Aug. 28, 2022 | 67,500 | Acquired |
| May 10, 2011 | NAGE | Employee Stock Options (right to buy) | Common Stock (67,500) | $1.54 | May 10, 2021 | 67,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (4,849) | 4,849 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (4,849) | 4,849 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (4,848) | 4,848 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (5,051) | 5,051 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (5,050) | 5,050 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (5,050) | 5,050 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (58,334) | 58,334 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (58,333) | 58,333 | Direct |
| Jan. 6, 2017 | XBIO | Stock Option→ Common Stock (58,333) | 58,333 | Direct |
| Aug. 27, 2008 | BCDA | Common Stock, par value $0.001 per share | 90,960 | Direct |
| Nov. 13, 2007 | BCDA | Common Stock, par value $0.001 per share | 90,960 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $166,992 | — | — | — | — | — | $387,091 | $554,083 |
| 2023 | $329,175 | — | — | $33,932 | $33,411 | — | $39,298 | $435,816 |
| 2022 | $329,175 | — | — | $49,441 | $56,455 | — | $35,300 | $470,371 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.