CVF, LLC

CIK 1112278 · View on SEC EDGAR ↗

Insider

First SEC filing: July 19, 2017 · Latest: July 19, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 5, 2017 RNTX P 180,000 $15.00 $2,700,000 716,180 Direct +33.57% Acquired -99.7% (price as of 2026-08-20)
April 7, 2015 DARE P 333,333 $6.00 $1,999,998 2,592,577 Direct +14.75% Acquired -99.9% (price as of 2026-08-20)
April 15, 2014 DARE P 827,456 $7.00 $5,792,192 2,259,244 Direct +57.79% Acquired -99.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 5, 2017 RNTX Series F Preferred Stock Common Stock (92,207) — — 916,262 Disposed
July 5, 2017 RNTX Series E-3 Preferred Stock Common Stock (443,973) — — 4,411,765 Disposed
April 15, 2014 DARE 7% Convertible Promissory Note Common Stock $5.43 — 828,747 Disposed
April 15, 2014 DARE 7% Convertible Promissory Note Common Stock $7.00 — 3,139,808 Disposed
April 15, 2014 DARE Series D Convertible Preferred Common Stock — — 12,048,192 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 19, 2017 KALA Series A Preferred Stock→ Common Stock (480,003) 480,003 Direct
July 19, 2017 KALA Series B Preferred Stock→ Common Stock (176,057) 176,057 Direct
July 19, 2017 KALA Series C Preferred Stock→ Common Stock (361,116) 361,116 Direct
July 19, 2017 KALA Series B Preferred Stock Warrant (right to buy)→ Series B Preferred Stock — Direct
June 28, 2017 RNTX Series E-3 Preferred Stock→ Common Stock (443,973) 443,973 Direct
June 28, 2017 RNTX Series F Preferred Stock→ Common Stock (92,207) 92,207 Direct
April 10, 2014 DARE Series D Convertible Preferred Stock→ Common Stock — Direct
April 10, 2014 DARE 7% Convertible Promissory Notes→ Common Stock — Direct
April 10, 2014 DARE 7% Convertible Promissory Notes→ Common Stock — Direct