CVF, LLC
Insider
First SEC filing: July 19, 2017 · Latest: July 19, 2017
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 5, 2017 | RNTX | C | 916,262 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 5, 2017 | RNTX | C | 4,411,765 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 5, 2017 | RNTX | P | 180,000 | $15.00 | $2,700,000 | 716,180 Direct | +33.57% | Acquired | -99.7% (price as of 2026-10-02) |
| July 5, 2017 | RNTX | C | 536,180 | · | · | 536,180 Direct | · | Acquired | (price as of 2026-10-02) |
| April 7, 2015 | DARE | P | 333,333 | $6.00 | $1,999,998 | 2,592,577 Direct | +14.75% | Acquired | -99.9% (price as of 2026-10-02) |
| April 15, 2014 | DARE | C | 152,764 | · | · | 1,431,788 Direct | +11.94% | Acquired | (price as of 2026-10-02) |
| April 15, 2014 | DARE | C | 828,747 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 15, 2014 | DARE | C | 3,139,808 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 15, 2014 | DARE | C | 12,048,192 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 15, 2014 | DARE | P | 827,456 | $7.00 | $5,792,192 | 2,259,244 Direct | +57.79% | Acquired | -99.9% (price as of 2026-10-02) |
| April 15, 2014 | DARE | C | 448,544 | · | · | 1,279,024 Direct | +54.01% | Acquired | (price as of 2026-10-02) |
| April 15, 2014 | DARE | C | 830,480 | · | · | 830,480 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 5, 2017 | RNTX | Series F Preferred Stock | Common Stock | · | · | 916,262 | Disposed |
| July 5, 2017 | RNTX | Series E-3 Preferred Stock | Common Stock | · | · | 4,411,765 | Disposed |
| April 15, 2014 | DARE | 7% Convertible Promissory Note | Common Stock | $5.43 | · | 828,747 | Disposed |
| April 15, 2014 | DARE | 7% Convertible Promissory Note | Common Stock | $7.00 | · | 3,139,808 | Disposed |
| April 15, 2014 | DARE | Series D Convertible Preferred | Common Stock | · | · | 12,048,192 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 19, 2017 | KALA | Series A Preferred Stock | 480,003 | Direct |
| July 19, 2017 | KALA | Series B Preferred Stock | 176,057 | Direct |
| July 19, 2017 | KALA | Series C Preferred Stock | 361,116 | Direct |
| July 19, 2017 | KALA | Series B Preferred Stock Warrant (right to buy) | · | Direct |
| June 28, 2017 | RNTX | Series E-3 Preferred Stock | 443,973 | Direct |
| June 28, 2017 | RNTX | Series F Preferred Stock | 92,207 | Direct |
| April 10, 2014 | DARE | Series D Convertible Preferred Stock | · | Direct |
| April 10, 2014 | DARE | 7% Convertible Promissory Notes | · | Direct |
| April 10, 2014 | DARE | 7% Convertible Promissory Notes | · | Direct |