Dan H. Arnold

CIK 1487487 · View on SEC EDGAR ↗

Insider

First SEC filing: March 23, 2010 · Latest: Feb. 21, 2023

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 51 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

51 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 14, 2024 LPLA S 10b5-1 5,677 $277.31 $1,574,289 142,608 Direct -3.83% Disposed 33.9% (price as of 2026-08-19)
Feb. 26, 2024 LPLA S 10b5-1 500 $262.73 $131,365 176,117 Direct -0.28% Disposed 41.4% (price as of 2026-08-19)
Feb. 26, 2024 LPLA S 10b5-1 800 $263.59 $210,872 175,317 Direct -0.45% Disposed 40.9% (price as of 2026-08-19)
Feb. 26, 2024 LPLA S 10b5-1 1,200 $264.90 $317,880 174,117 Direct -0.68% Disposed 40.2% (price as of 2026-08-19)
Feb. 26, 2024 LPLA S 10b5-1 12,390 $265.99 $3,295,616 161,727 Direct -7.12% Disposed 39.6% (price as of 2026-08-19)
Feb. 26, 2024 LPLA S 10b5-1 11,506 $266.76 $3,069,341 150,221 Direct -7.11% Disposed 39.2% (price as of 2026-08-19)
Feb. 26, 2024 LPLA S 10b5-1 8,411 $267.80 $2,252,466 141,810 Direct -5.60% Disposed 38.7% (price as of 2026-08-19)
Feb. 23, 2024 LPLA S 10b5-1 5,267 $265.39 $1,397,809 134,991 Direct -3.76% Disposed 39.9% (price as of 2026-08-19)
Feb. 23, 2024 LPLA S 10b5-1 1,822 $266.43 $485,435 133,169 Direct -1.35% Disposed 39.4% (price as of 2026-08-19)
Feb. 20, 2024 LPLA S 10b5-1 2,924 $255.19 $746,176 144,120 Direct -1.99% Disposed 45.5% (price as of 2026-08-19)
Feb. 20, 2024 LPLA S 10b5-1 4,172 $256.19 $1,068,825 139,948 Direct -2.89% Disposed 45.0% (price as of 2026-08-19)
Feb. 20, 2024 LPLA S 10b5-1 1,504 $257.11 $386,693 138,444 Direct -1.07% Disposed 44.4% (price as of 2026-08-19)
Feb. 20, 2024 LPLA S 10b5-1 1,200 $258.27 $309,924 137,244 Direct -0.87% Disposed 43.8% (price as of 2026-08-19)
Feb. 20, 2024 LPLA S 10b5-1 200 $259.47 $51,894 137,044 Direct -0.15% Disposed 43.1% (price as of 2026-08-19)
Sept. 20, 2023 LPLA S 10b5-1 353 $250.03 $88,261 145,884 Direct -0.24% Disposed 48.5% (price as of 2026-08-19)
Sept. 19, 2023 LPLA S 10b5-1 175 $250.00 $43,750 145,884 Direct -0.12% Disposed 48.6% (price as of 2026-08-19)
Feb. 27, 2023 LPLA S 10b5-1 1,160 $244.82 $283,991 192,168 Direct -0.60% Disposed 51.7% (price as of 2026-08-19)
Feb. 27, 2023 LPLA S 10b5-1 18,908 $245.70 $4,645,696 173,260 Direct -9.84% Disposed 51.2% (price as of 2026-08-19)
Feb. 27, 2023 LPLA S 10b5-1 16,316 $246.71 $4,025,320 156,944 Direct -9.42% Disposed 50.5% (price as of 2026-08-19)
Feb. 27, 2023 LPLA S 10b5-1 2,060 $247.44 $509,726 154,884 Direct -1.31% Disposed 50.1% (price as of 2026-08-19)
Oct. 5, 2022 LPLA S 10b5-1 20,000 $240.27 $4,805,400 157,823 Direct -11.25% Disposed 54.6% (price as of 2026-08-19)
Aug. 17, 2022 LPLA S 10b5-1 8,760 $230.28 $2,017,253 165,239 Direct -5.03% Disposed 61.3% (price as of 2026-08-19)
Aug. 17, 2022 LPLA S 10b5-1 2,531 $231.77 $586,610 162,708 Direct -1.53% Disposed 60.2% (price as of 2026-08-19)
Aug. 17, 2022 LPLA S 10b5-1 100 $232.05 $23,205 162,608 Direct -0.06% Disposed 60.0% (price as of 2026-08-19)
Aug. 16, 2022 LPLA S 10b5-1 3,609 $230.18 $830,720 162,608 Direct -2.17% Disposed 61.3% (price as of 2026-08-19)
Aug. 15, 2022 LPLA S 10b5-1 1,708 $224.02 $382,626 170,900 Direct -0.99% Disposed 65.8% (price as of 2026-08-19)
Aug. 15, 2022 LPLA S 10b5-1 3,753 $225.29 $845,513 167,147 Direct -2.20% Disposed 64.8% (price as of 2026-08-19)
Aug. 15, 2022 LPLA S 10b5-1 3,408 $226.16 $770,753 163,739 Direct -2.04% Disposed 64.2% (price as of 2026-08-19)
Aug. 15, 2022 LPLA S 10b5-1 1,131 $226.94 $256,669 162,608 Direct -0.69% Disposed 63.6% (price as of 2026-08-19)
July 29, 2022 LPLA S 10b5-1 39,015 $210.33 $8,206,025 162,608 Direct -19.35% Disposed 76.6% (price as of 2026-08-19)
May 27, 2022 LPLA S 10b5-1 19,508 $200.36 $3,908,623 162,608 Direct -10.71% Disposed 85.4% (price as of 2026-08-19)
May 26, 2022 LPLA S 10b5-1 69 $190.00 $13,110 182,047 Direct -0.04% Disposed 95.5% (price as of 2026-08-19)
May 26, 2022 LPLA S 10b5-1 1,300 $191.89 $249,457 180,747 Direct -0.71% Disposed 93.5% (price as of 2026-08-19)
May 26, 2022 LPLA S 10b5-1 2,037 $192.93 $392,998 178,710 Direct -1.13% Disposed 92.5% (price as of 2026-08-19)
May 26, 2022 LPLA S 10b5-1 4,772 $193.73 $924,480 173,938 Direct -2.67% Disposed 91.7% (price as of 2026-08-19)
May 26, 2022 LPLA S 10b5-1 9,994 $194.84 $1,947,231 163,944 Direct -5.75% Disposed 90.6% (price as of 2026-08-19)
May 26, 2022 LPLA S 10b5-1 1,336 $195.70 $261,455 162,608 Direct -0.81% Disposed 89.8% (price as of 2026-08-19)
Feb. 28, 2022 LPLA S 10b5-1 698 $178.07 $124,293 201,696 Direct -0.34% Disposed 108.6% (price as of 2026-08-19)
Feb. 28, 2022 LPLA S 10b5-1 3,599 $179.48 $645,949 198,097 Direct -1.78% Disposed 106.9% (price as of 2026-08-19)
Feb. 28, 2022 LPLA S 10b5-1 7,447 $180.24 $1,342,247 190,650 Direct -3.76% Disposed 106.1% (price as of 2026-08-19)
Feb. 28, 2022 LPLA S 10b5-1 7,275 $181.47 $1,320,194 183,375 Direct -3.82% Disposed 104.7% (price as of 2026-08-19)
Feb. 28, 2022 LPLA S 10b5-1 4,100 $182.10 $746,610 179,275 Direct -2.24% Disposed 103.9% (price as of 2026-08-19)
May 10, 2021 LPLA S 10b5-1 2,981 $152.72 $455,258 216,628 Direct -1.36% Disposed 143.2% (price as of 2026-08-19)
May 10, 2021 LPLA S 10b5-1 2,555 $153.59 $392,422 214,073 Direct -1.18% Disposed 141.8% (price as of 2026-08-19)
May 10, 2021 LPLA S 10b5-1 7,851 $154.78 $1,215,178 206,222 Direct -3.67% Disposed 139.9% (price as of 2026-08-19)
May 10, 2021 LPLA S 10b5-1 700 $155.81 $109,067 205,522 Direct -0.34% Disposed 138.4% (price as of 2026-08-19)
May 10, 2021 LPLA S 10b5-1 1,507 $156.56 $235,936 204,015 Direct -0.73% Disposed 137.2% (price as of 2026-08-19)
Feb. 26, 2021 LPLA S 10b5-1 2,558 $130.23 $333,128 204,015 Direct -1.24% Disposed 185.2% (price as of 2026-08-19)
Feb. 24, 2021 LPLA S 10b5-1 1,923 $134.33 $258,317 217,492 Direct -0.88% Disposed 176.5% (price as of 2026-08-19)

Showing latest 100 of 214 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2024 LPLA Option to purchase Common Stock Common Stock (10,000) $39.48 March 13, 2027 10,000 Disposed
Feb. 26, 2024 LPLA Option to purchase Common Stock Common Stock (2,911) $39.48 March 13, 2027 2,911 Disposed
Feb. 23, 2024 LPLA Option to purchase Common Stock Common Stock (7,089) $39.48 March 13, 2027 7,089 Disposed
Feb. 20, 2024 LPLA Option to purchase Common Stock Common Stock (10,000) $39.48 March 13, 2027 10,000 Disposed
Sept. 20, 2023 LPLA Option to purchase Common Stock Common Stock (353) $39.48 March 13, 2027 353 Disposed
Sept. 19, 2023 LPLA Option to purchase Common Stock Common Stock (175) $39.48 March 13, 2027 175 Disposed
Oct. 5, 2022 LPLA Option to purchase Common Stock Common Stock (20,000) $39.48 March 13, 2027 20,000 Disposed
Aug. 17, 2022 LPLA Option to purchase Common Stock Common Stock (11,391) $39.48 March 13, 2027 11,391 Disposed
Aug. 16, 2022 LPLA Option to purchase Common Stock Common Stock (3,609) $39.48 March 13, 2027 3,609 Disposed
Aug. 15, 2022 LPLA Option to purchase Common Stock Common Stock (10,000) $39.48 March 13, 2027 10,000 Disposed
July 29, 2022 LPLA Option to purchase Common Stock Common Stock (39,015) $19.85 Feb. 25, 2026 39,015 Disposed
May 27, 2022 LPLA Option to purchase Common Stock Common Stock (19,508) $19.85 Feb. 25, 2026 19,508 Disposed
May 26, 2022 LPLA Option to purchase Common Stock Common Stock (19,508) $19.85 Feb. 25, 2026 19,508 Disposed
May 10, 2021 LPLA Option to purchase Common Stock Common Stock (15,594) $54.81 Feb. 24, 2024 15,594 Disposed
Dec. 22, 2020 LPLA Option to Purchase Common Stock Common (40,000) $34.61 Dec. 22, 2020 40,000 Acquired
Nov. 9, 2020 LPLA Option to purchase Common Stock Common Stock (10,653) $45.55 March 6, 2025 10,653 Disposed
Nov. 9, 2020 LPLA Option to purchase Common Stock Common Stock (2,239) $54.81 Feb. 24, 2024 2,239 Disposed
Sept. 4, 2020 LPLA Option to purchase Common Stock Common Stock (800) $45.55 March 6, 2025 800 Disposed
Sept. 4, 2020 LPLA Option to purchase Common Stock Common Stock (200) $54.81 Feb. 24, 2024 200 Disposed
Sept. 3, 2020 LPLA Option to purchase Common Stock Common Stock (756) $45.55 March 6, 2025 756 Disposed
Sept. 3, 2020 LPLA Option to purchase Common Stock Common Stock (200) $54.81 Feb. 24, 2024 200 Disposed
Aug. 13, 2020 LPLA Option to purchase Common Stock Common Stock (400) $45.55 March 6, 2025 400 Disposed
Aug. 11, 2020 LPLA Option to purchase Common Stock Common Stock (12,753) $45.55 March 6, 2025 12,753 Disposed
Aug. 11, 2020 LPLA Option to purchase Common Stock Common Stock (1,999) $54.81 Feb. 24, 2024 1,999 Disposed
June 9, 2020 LPLA Option to purchase Common Stock Common Stock (20,000) $19.85 Feb. 25, 2026 20,000 Disposed
Sept. 10, 2019 LPLA Option to purchase Common Stock Common Stock (48,159) $31.60 Feb. 22, 2023 48,159 Disposed
Aug. 22, 2019 LPLA Option to purchase Common Stock Common Stock (19,747) $32.26 Feb. 9, 2022 19,747 Disposed
May 3, 2019 LPLA Option to purchase Common Stock Common Stock (1,222) $32.26 Feb. 9, 2022 1,222 Disposed
Feb. 26, 2019 LPLA Option to purchase Common Stock Common Stock (6,198) $32.26 Feb. 9, 2022 6,198 Disposed
Feb. 25, 2019 LPLA Option to purchase Common Stock Common Stock (68,820) $77.53 Feb. 25, 2029 68,820 Acquired
Jan. 16, 2019 LPLA Option to purchase Common Stock Common Stock (36,774) $34.61 Dec. 22, 2020 36,774 Disposed
Aug. 1, 2018 LPLA Option to purchase Common Stock Common Stock (10,000) $22.08 Sept. 14, 2019 10,000 Disposed
Aug. 1, 2018 LPLA Option to purchase Common Stock Common Stock (3,226) $34.61 Dec. 22, 2020 3,226 Disposed
March 7, 2018 LPLA Option to purchase Common Stock Common Stock (10,000) $22.08 Sept. 14, 2019 10,000 Disposed
Feb. 23, 2018 LPLA Option to purchase Common Stock Common Stock (77,606) $65.50 Feb. 23, 2028 77,606 Acquired
Nov. 15, 2017 LPLA Option to purchase Common Stock Common Stock (3,742) $27.80 Feb. 5, 2018 3,742 Disposed
Aug. 23, 2017 LPLA Option to purchase Common Stock Common Stock (17,985) $27.80 Feb. 5, 2018 17,985 Disposed
March 13, 2017 LPLA Option to purchase Common Stock Common Stock (123,131) $39.48 March 13, 2027 123,131 Acquired
Feb. 25, 2016 LPLA Option to purchase Common Stock Common Stock (98,031) $19.85 Feb. 25, 2026 98,031 Acquired
June 10, 2015 LPLA Option to purchase Common Stock Common Stock (4,273) $27.80 Feb. 5, 2018 4,273 Acquired
March 6, 2015 LPLA Option to purchase Common Stock Common Stock (25,362) $45.55 March 6, 2025 25,362 Acquired
Feb. 24, 2015 LPLA Option to purchase Common Stock Common Stock (5,458) $27.80 Feb. 5, 2018 5,458 Disposed
Feb. 19, 2015 LPLA Option to purchase Common Stock Common Stock (18,542) $27.80 Feb. 5, 2018 18,542 Disposed
Feb. 24, 2014 LPLA Option to purchase common stock Common Stock (20,232) $54.81 Feb. 24, 2024 20,232 Acquired
Feb. 22, 2013 LPLA Option to Purchase Common Stock Common Stock (48,159) $31.60 Feb. 22, 2023 48,159 Acquired
Feb. 9, 2012 LPLA Option to Purchase Common Stock Common Stock (27,167) $32.26 Feb. 9, 2022 27,167 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 23, 2010 LPLA Common Stock 389,040 Direct
March 23, 2010 LPLA Option Award→ Common Stock (50,000) 50,000 Direct
March 23, 2010 LPLA Option Award→ Common Stock (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LPLA

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2013 $481,534 — — — $750,000 — $142,150 $2,093,600
2012 $421,858 — — — $292,000 $33,253 $174,777 $1,329,890
2011 $400,000 — — — $394,000 — $5,362 $799,362

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.