Dan H. Arnold
Insider
First SEC filing: March 23, 2010 · Latest: Feb. 21, 2023
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 14, 2024 | LPLA | M 10b5-1 | 10,000 | $39.48 | $394,800 | 148,285 Direct | +7.23% | Acquired | 701.5% (price as of 2026-10-02) |
| June 14, 2024 | LPLA | S 10b5-1 | 5,677 | $277.31 | $1,574,289 | 142,608 Direct | -3.83% | Disposed | 14.1% (price as of 2026-10-02) |
| June 14, 2024 | LPLA | M 10b5-1 | 10,000 | · | · | 47,603 Direct | -17.36% | Disposed | (price as of 2026-10-02) |
| June 5, 2024 | LPLA | G | 3,525 | · | · | 138,285 Direct | -2.49% | Disposed | (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | M 10b5-1 | 2,911 | $39.48 | $114,926 | 176,617 Direct | +1.68% | Acquired | 701.5% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 500 | $262.73 | $131,365 | 176,117 Direct | -0.28% | Disposed | 20.4% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 800 | $263.59 | $210,872 | 175,317 Direct | -0.45% | Disposed | 20.1% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 1,200 | $264.90 | $317,880 | 174,117 Direct | -0.68% | Disposed | 19.5% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 12,390 | $265.99 | $3,295,616 | 161,727 Direct | -7.12% | Disposed | 19.0% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 11,506 | $266.76 | $3,069,341 | 150,221 Direct | -7.11% | Disposed | 18.6% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 8,411 | $267.80 | $2,252,466 | 141,810 Direct | -5.60% | Disposed | 18.2% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | M 10b5-1 | 2,911 | · | · | 57,603 Direct | -4.81% | Disposed | (price as of 2026-10-02) |
| Feb. 25, 2024 | LPLA | A | 68,800 | · | · | 201,969 Direct | +51.66% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2024 | LPLA | F | 41,015 | $263.36 | $10,801,710 | 160,954 Direct | -20.31% | Disposed | 20.2% (price as of 2026-10-02) |
| Feb. 25, 2024 | LPLA | A | 12,752 | · | · | 173,706 Direct | +7.92% | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2024 | LPLA | M 10b5-1 | 7,089 | $39.48 | $279,874 | 140,258 Direct | +5.32% | Acquired | 701.5% (price as of 2026-10-02) |
| Feb. 23, 2024 | LPLA | S 10b5-1 | 5,267 | $265.39 | $1,397,809 | 134,991 Direct | -3.76% | Disposed | 19.2% (price as of 2026-10-02) |
| Feb. 23, 2024 | LPLA | S 10b5-1 | 1,822 | $266.43 | $485,435 | 133,169 Direct | -1.35% | Disposed | 18.8% (price as of 2026-10-02) |
| Feb. 23, 2024 | LPLA | M 10b5-1 | 7,089 | · | · | 60,514 Direct | -10.49% | Disposed | (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | M 10b5-1 | 10,000 | $39.48 | $394,800 | 147,044 Direct | +7.30% | Acquired | 701.5% (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | S 10b5-1 | 2,924 | $255.19 | $746,176 | 144,120 Direct | -1.99% | Disposed | 24.0% (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | S 10b5-1 | 4,172 | $256.19 | $1,068,825 | 139,948 Direct | -2.89% | Disposed | 23.5% (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | S 10b5-1 | 1,504 | $257.11 | $386,693 | 138,444 Direct | -1.07% | Disposed | 23.1% (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | S 10b5-1 | 1,200 | $258.27 | $309,924 | 137,244 Direct | -0.87% | Disposed | 22.5% (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | S 10b5-1 | 200 | $259.47 | $51,894 | 137,044 Direct | -0.15% | Disposed | 22.0% (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | G | 3,875 | · | · | 133,169 Direct | -2.83% | Disposed | (price as of 2026-10-02) |
| Feb. 20, 2024 | LPLA | M 10b5-1 | 10,000 | · | · | 67,603 Direct | -12.89% | Disposed | (price as of 2026-10-02) |
| Dec. 12, 2023 | LPLA | G | 4,400 | · | · | 137,044 Direct | -3.11% | Disposed | (price as of 2026-10-02) |
| Nov. 9, 2023 | LPLA | G | 4,440 | · | · | 141,444 Direct | -3.04% | Disposed | (price as of 2026-10-02) |
| Sept. 20, 2023 | LPLA | M 10b5-1 | 353 | $39.48 | $13,936 | 146,237 Direct | +0.24% | Acquired | 701.5% (price as of 2026-10-02) |
| Sept. 20, 2023 | LPLA | S 10b5-1 | 353 | $250.03 | $88,261 | 145,884 Direct | -0.24% | Disposed | 26.6% (price as of 2026-10-02) |
| Sept. 20, 2023 | LPLA | M 10b5-1 | 353 | · | · | 77,603 Direct | -0.45% | Disposed | (price as of 2026-10-02) |
| Sept. 19, 2023 | LPLA | M 10b5-1 | 175 | $39.48 | $6,909 | 146,059 Direct | +0.12% | Acquired | 701.5% (price as of 2026-10-02) |
| Sept. 19, 2023 | LPLA | S 10b5-1 | 175 | $250.00 | $43,750 | 145,884 Direct | -0.12% | Disposed | 26.6% (price as of 2026-10-02) |
| Sept. 19, 2023 | LPLA | M 10b5-1 | 175 | · | · | 77,956 Direct | -0.22% | Disposed | (price as of 2026-10-02) |
| July 10, 2023 | LPLA | G | 9,000 | · | · | 145,884 Direct | -5.81% | Disposed | (price as of 2026-10-02) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 1,160 | $244.82 | $283,991 | 192,168 Direct | -0.60% | Disposed | 29.3% (price as of 2026-10-02) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 18,908 | $245.70 | $4,645,696 | 173,260 Direct | -9.84% | Disposed | 28.8% (price as of 2026-10-02) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 16,316 | $246.71 | $4,025,320 | 156,944 Direct | -9.42% | Disposed | 28.3% (price as of 2026-10-02) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 2,060 | $247.44 | $509,726 | 154,884 Direct | -1.31% | Disposed | 27.9% (price as of 2026-10-02) |
| Feb. 25, 2023 | LPLA | A | 67,888 | · | · | 221,201 Direct | +44.28% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2023 | LPLA | F | 39,519 | $247.30 | $9,773,049 | 181,682 Direct | -17.87% | Disposed | 28.0% (price as of 2026-10-02) |
| Feb. 25, 2023 | LPLA | A | 11,646 | · | · | 193,328 Direct | +6.41% | Acquired | (price as of 2026-10-02) |
| Oct. 5, 2022 | LPLA | M 10b5-1 | 20,000 | $39.48 | $789,600 | 177,823 Direct | +12.67% | Acquired | 701.5% (price as of 2026-10-02) |
| Oct. 5, 2022 | LPLA | S 10b5-1 | 20,000 | $240.27 | $4,805,400 | 157,823 Direct | -11.25% | Disposed | 31.7% (price as of 2026-10-02) |
| Oct. 5, 2022 | LPLA | M 10b5-1 | 20,000 | · | · | 78,131 Direct | -20.38% | Disposed | (price as of 2026-10-02) |
| Sept. 14, 2022 | LPLA | G | 4,785 | · | · | 157,823 Direct | -2.94% | Disposed | (price as of 2026-10-02) |
| Aug. 17, 2022 | LPLA | M 10b5-1 | 11,391 | $39.48 | $449,717 | 173,999 Direct | +7.01% | Acquired | 701.5% (price as of 2026-10-02) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 8,760 | $230.28 | $2,017,253 | 165,239 Direct | -5.03% | Disposed | 37.4% (price as of 2026-10-02) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 2,531 | $231.77 | $586,610 | 162,708 Direct | -1.53% | Disposed | 36.5% (price as of 2026-10-02) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 100 | $232.05 | $23,205 | 162,608 Direct | -0.06% | Disposed | 36.4% (price as of 2026-10-02) |
| Aug. 17, 2022 | LPLA | M 10b5-1 | 11,391 | · | · | 98,131 Direct | -10.40% | Disposed | (price as of 2026-10-02) |
| Aug. 16, 2022 | LPLA | M 10b5-1 | 3,609 | $39.48 | $142,483 | 166,217 Direct | +2.22% | Acquired | 701.5% (price as of 2026-10-02) |
| Aug. 16, 2022 | LPLA | S 10b5-1 | 3,609 | $230.18 | $830,720 | 162,608 Direct | -2.17% | Disposed | 37.5% (price as of 2026-10-02) |
| Aug. 16, 2022 | LPLA | M 10b5-1 | 3,609 | · | · | 109,522 Direct | -3.19% | Disposed | (price as of 2026-10-02) |
| Aug. 15, 2022 | LPLA | M 10b5-1 | 10,000 | $39.48 | $394,800 | 172,608 Direct | +6.15% | Acquired | 701.5% (price as of 2026-10-02) |
| Aug. 15, 2022 | LPLA | S 10b5-1 | 1,708 | $224.02 | $382,626 | 170,900 Direct | -0.99% | Disposed | 41.3% (price as of 2026-10-02) |
| Aug. 15, 2022 | LPLA | S 10b5-1 | 3,753 | $225.29 | $845,513 | 167,147 Direct | -2.20% | Disposed | 40.5% (price as of 2026-10-02) |
| Aug. 15, 2022 | LPLA | S 10b5-1 | 3,408 | $226.16 | $770,753 | 163,739 Direct | -2.04% | Disposed | 39.9% (price as of 2026-10-02) |
| Aug. 15, 2022 | LPLA | S 10b5-1 | 1,131 | $226.94 | $256,669 | 162,608 Direct | -0.69% | Disposed | 39.4% (price as of 2026-10-02) |
| Aug. 15, 2022 | LPLA | M 10b5-1 | 10,000 | · | · | 113,131 Direct | -8.12% | Disposed | (price as of 2026-10-02) |
| July 29, 2022 | LPLA | M 10b5-1 | 39,015 | $19.85 | $774,448 | 201,623 Direct | +23.99% | Acquired | 1494.2% (price as of 2026-10-02) |
| July 29, 2022 | LPLA | S 10b5-1 | 39,015 | $210.33 | $8,206,025 | 162,608 Direct | -19.35% | Disposed | 50.4% (price as of 2026-10-02) |
| July 29, 2022 | LPLA | M 10b5-1 | 39,015 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 27, 2022 | LPLA | M 10b5-1 | 19,508 | $19.85 | $387,234 | 182,116 Direct | +12.00% | Acquired | 1494.2% (price as of 2026-10-02) |
| May 27, 2022 | LPLA | S 10b5-1 | 19,508 | $200.36 | $3,908,623 | 162,608 Direct | -10.71% | Disposed | 57.9% (price as of 2026-10-02) |
| May 27, 2022 | LPLA | M 10b5-1 | 19,508 | · | · | 39,015 Direct | -33.33% | Disposed | (price as of 2026-10-02) |
| May 26, 2022 | LPLA | M 10b5-1 | 19,508 | $19.85 | $387,234 | 182,116 Direct | +12.00% | Acquired | 1494.2% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | S 10b5-1 | 69 | $190.00 | $13,110 | 182,047 Direct | -0.04% | Disposed | 66.5% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | S 10b5-1 | 1,300 | $191.89 | $249,457 | 180,747 Direct | -0.71% | Disposed | 64.9% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | S 10b5-1 | 2,037 | $192.93 | $392,998 | 178,710 Direct | -1.13% | Disposed | 64.0% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | S 10b5-1 | 4,772 | $193.73 | $924,480 | 173,938 Direct | -2.67% | Disposed | 63.3% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | S 10b5-1 | 9,994 | $194.84 | $1,947,231 | 163,944 Direct | -5.75% | Disposed | 62.4% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | S 10b5-1 | 1,336 | $195.70 | $261,455 | 162,608 Direct | -0.81% | Disposed | 61.7% (price as of 2026-10-02) |
| May 26, 2022 | LPLA | M 10b5-1 | 19,508 | · | · | 58,523 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| March 18, 2022 | LPLA | G | 16,667 | · | · | 162,608 Direct | -9.30% | Disposed | (price as of 2026-10-02) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 698 | $178.07 | $124,293 | 201,696 Direct | -0.34% | Disposed | 77.7% (price as of 2026-10-02) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 3,599 | $179.48 | $645,949 | 198,097 Direct | -1.78% | Disposed | 76.3% (price as of 2026-10-02) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 7,447 | $180.24 | $1,342,247 | 190,650 Direct | -3.76% | Disposed | 75.6% (price as of 2026-10-02) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 7,275 | $181.47 | $1,320,194 | 183,375 Direct | -3.82% | Disposed | 74.4% (price as of 2026-10-02) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 4,100 | $182.10 | $746,610 | 179,275 Direct | -2.24% | Disposed | 73.8% (price as of 2026-10-02) |
| Feb. 25, 2022 | LPLA | A | 45,856 | · | · | 217,988 Direct | +26.64% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2022 | LPLA | F | 27,349 | $182.73 | $4,997,483 | 190,639 Direct | -12.55% | Disposed | 73.2% (price as of 2026-10-02) |
| Feb. 25, 2022 | LPLA | A | 11,755 | · | · | 202,394 Direct | +6.17% | Acquired | (price as of 2026-10-02) |
| Feb. 13, 2022 | LPLA | F | 5,312 | $187.08 | $993,769 | 172,132 Direct | -2.99% | Disposed | 69.1% (price as of 2026-10-02) |
| Nov. 16, 2021 | LPLA | G | 3,571 | · | · | 177,444 Direct | -1.97% | Disposed | (price as of 2026-10-02) |
| Aug. 20, 2021 | LPLA | G | 23,000 | · | · | 181,015 Direct | -11.27% | Disposed | (price as of 2026-10-02) |
| May 10, 2021 | LPLA | M 10b5-1 | 15,594 | $54.81 | $854,707 | 219,609 Direct | +7.64% | Acquired | 477.3% (price as of 2026-10-02) |
| May 10, 2021 | LPLA | S 10b5-1 | 2,981 | $152.72 | $455,258 | 216,628 Direct | -1.36% | Disposed | 107.2% (price as of 2026-10-02) |
| May 10, 2021 | LPLA | S 10b5-1 | 2,555 | $153.59 | $392,422 | 214,073 Direct | -1.18% | Disposed | 106.0% (price as of 2026-10-02) |
| May 10, 2021 | LPLA | S 10b5-1 | 7,851 | $154.78 | $1,215,178 | 206,222 Direct | -3.67% | Disposed | 104.4% (price as of 2026-10-02) |
| May 10, 2021 | LPLA | S 10b5-1 | 700 | $155.81 | $109,067 | 205,522 Direct | -0.34% | Disposed | 103.1% (price as of 2026-10-02) |
| May 10, 2021 | LPLA | S 10b5-1 | 1,507 | $156.56 | $235,936 | 204,015 Direct | -0.73% | Disposed | 102.1% (price as of 2026-10-02) |
| May 10, 2021 | LPLA | M 10b5-1 | 15,594 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 2,558 | $130.23 | $333,128 | 204,015 Direct | -1.24% | Disposed | 143.0% (price as of 2026-10-02) |
| Feb. 25, 2021 | LPLA | F | 2,291 | $132.10 | $302,641 | 191,830 Direct | -1.18% | Disposed | 139.5% (price as of 2026-10-02) |
| Feb. 25, 2021 | LPLA | A | 14,743 | · | · | 206,573 Direct | +7.69% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2021 | LPLA | S 10b5-1 | 1,923 | $134.33 | $258,317 | 217,492 Direct | -0.88% | Disposed | 135.6% (price as of 2026-10-02) |
| Feb. 23, 2021 | LPLA | A | 50,170 | · | · | 244,291 Direct | +25.84% | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2021 | LPLA | F | 24,876 | $135.41 | $3,368,459 | 219,415 Direct | -10.18% | Disposed | 133.7% (price as of 2026-10-02) |
Showing latest 100 of 214 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 14, 2024 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 10,000 | Disposed |
| Feb. 26, 2024 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 2,911 | Disposed |
| Feb. 23, 2024 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 7,089 | Disposed |
| Feb. 20, 2024 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 10,000 | Disposed |
| Sept. 20, 2023 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 353 | Disposed |
| Sept. 19, 2023 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 175 | Disposed |
| Oct. 5, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 20,000 | Disposed |
| Aug. 17, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 11,391 | Disposed |
| Aug. 16, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 3,609 | Disposed |
| Aug. 15, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 10,000 | Disposed |
| July 29, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 39,015 | Disposed |
| May 27, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 19,508 | Disposed |
| May 26, 2022 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 19,508 | Disposed |
| May 10, 2021 | LPLA | Option to purchase Common Stock | Common Stock | $54.81 | Feb. 24, 2024 | 15,594 | Disposed |
| Dec. 22, 2020 | LPLA | Option to Purchase Common Stock | Common | $34.61 | Dec. 22, 2020 | 40,000 | Acquired |
| Nov. 9, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 10,653 | Disposed |
| Nov. 9, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $54.81 | Feb. 24, 2024 | 2,239 | Disposed |
| Sept. 4, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 800 | Disposed |
| Sept. 4, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $54.81 | Feb. 24, 2024 | 200 | Disposed |
| Sept. 3, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 756 | Disposed |
| Sept. 3, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $54.81 | Feb. 24, 2024 | 200 | Disposed |
| Aug. 13, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 400 | Disposed |
| Aug. 11, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 12,753 | Disposed |
| Aug. 11, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $54.81 | Feb. 24, 2024 | 1,999 | Disposed |
| June 9, 2020 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 20,000 | Disposed |
| Sept. 10, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $31.60 | Feb. 22, 2023 | 48,159 | Disposed |
| Aug. 22, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 19,747 | Disposed |
| May 3, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 1,222 | Disposed |
| Feb. 26, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 6,198 | Disposed |
| Feb. 25, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $77.53 | Feb. 25, 2029 | 68,820 | Acquired |
| Jan. 16, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $34.61 | Dec. 22, 2020 | 36,774 | Disposed |
| Aug. 1, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 10,000 | Disposed |
| Aug. 1, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $34.61 | Dec. 22, 2020 | 3,226 | Disposed |
| March 7, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 10,000 | Disposed |
| Feb. 23, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $65.50 | Feb. 23, 2028 | 77,606 | Acquired |
| Nov. 15, 2017 | LPLA | Option to purchase Common Stock | Common Stock | $27.80 | Feb. 5, 2018 | 3,742 | Disposed |
| Aug. 23, 2017 | LPLA | Option to purchase Common Stock | Common Stock | $27.80 | Feb. 5, 2018 | 17,985 | Disposed |
| March 13, 2017 | LPLA | Option to purchase Common Stock | Common Stock | $39.48 | March 13, 2027 | 123,131 | Acquired |
| Feb. 25, 2016 | LPLA | Option to purchase Common Stock | Common Stock | $19.85 | Feb. 25, 2026 | 98,031 | Acquired |
| June 10, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $27.80 | Feb. 5, 2018 | 4,273 | Acquired |
| March 6, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 25,362 | Acquired |
| Feb. 24, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $27.80 | Feb. 5, 2018 | 5,458 | Disposed |
| Feb. 19, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $27.80 | Feb. 5, 2018 | 18,542 | Disposed |
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock | $54.81 | Feb. 24, 2024 | 20,232 | Acquired |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31.60 | Feb. 22, 2023 | 48,159 | Acquired |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 27,167 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $481,534 | · | · | · | $750,000 | · | $142,150 | $2,093,600 |
| 2012 | $421,858 | · | · | · | $292,000 | $33,253 | $174,777 | $1,329,890 |
| 2011 | $400,000 | · | · | · | $394,000 | · | $5,362 | $799,362 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.