Daniel Iesu
CIK 1238980 · View on SEC EDGAR ↗
First SEC filing: Nov. 28, 2007 · Latest: Nov. 28, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 27, 2007 | SIEB | S | 4,800 | $3.38 | $16,224 | 0 Direct | -100.00% | Disposed | -41.1% (price as of 2026-08-19) |
| Nov. 17, 2006 | SIEB | S | 36,000 | $4.00 | $144,000 | 0 Direct | -100.00% | Disposed | -50.2% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 12, 2007 | SIEB | Option to purchase Common Stock, $01 par value per share | Common Stock, $.01 par value per share (4,800) | $2.69 | Jan. 9, 2008 | 4,800 | Acquired |
| Nov. 17, 2006 | SIEB | Employee Stock Option (Right to Buy) | Common Stock (36,000) | $2.31 | May 16, 2007 | 36,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2010 | $120,000 | — | — | — | — | — | — | $120,000 |
| 2009 | $120,000 | — | — | — | — | — | — | $120,000 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.