Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 27, 2007 SIEB S 4,800 $3.38 $16,224 0 Direct -100.00% Disposed -34.9% (price as of 2026-10-02)
Nov. 17, 2006 SIEB S 36,000 $4.00 $144,000 0 Direct -100.00% Disposed -45.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 12, 2007 SIEB Option to purchase Common Stock, $01 par value per share Common Stock, $.01 par value per share (4,800) $2.69 Jan. 9, 2008 4,800 Acquired
Nov. 17, 2006 SIEB Employee Stock Option (Right to Buy) Common Stock (36,000) $2.31 May 16, 2007 36,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2010 $120,000 · · · · · · $120,000
2009 $120,000 · · · · · · $120,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.