Darby E Shupp

CIK 1516392 · View on SEC EDGAR ↗

Insider

First SEC filing: May 14, 2015 · Latest: May 14, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 20, 2015 RKDA P 1,000,000 $8.00 $8,000,000 1,160,714 Indirect +622.22% Acquired -100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 18, 2016 RKDA Stock Option (right to buy) Common Stock (24,149) $2.14 Aug. 17, 2026 24,149 Acquired
May 20, 2015 RKDA Series C Convertible Preferred Stock Common Stock (2,336,448) — — 9,345,794 Disposed
May 20, 2015 RKDA Series B Convertible Preferred Stock Common Stock (3,847,751) — — 15,391,006 Disposed
May 20, 2015 RKDA Series A Convertible Preferred Stock Common Stock (15,170,451) — — 60,681,805 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 14, 2015 RKDA Common Stock 160,714 Indirect
May 14, 2015 RKDA Series A Convertible Preferred Stock→ Common Stock (60,681,805) 60,681,805 Indirect
May 14, 2015 RKDA Series B Convertible Preferred Stock→ Common Stock (15,391,006) 15,391,006 Indirect
May 14, 2015 RKDA Series C Convertible Preferred Stock→ Common Stock (9,345,794) 9,345,794 Indirect