Darby E Shupp
Insider
First SEC filing: May 14, 2015 · Latest: May 14, 2015
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 18, 2016 | RKDA | A | 24,149 | · | · | 24,149 Direct | · | Acquired | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | C | 9,345,794 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | C | 15,391,006 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | C | 60,681,805 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | C | 2,336,448 | · | · | 22,515,364 Indirect | +11.58% | Acquired | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | C | 3,847,751 | · | · | 20,178,916 Indirect | +23.56% | Acquired | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | C | 15,170,451 | · | · | 16,331,165 Indirect | +1306.99% | Acquired | (price as of 2026-10-05) |
| May 20, 2015 | RKDA | P | 1,000,000 | $8.00 | $8,000,000 | 1,160,714 Indirect | +622.22% | Acquired | -100.0% (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 18, 2016 | RKDA | Stock Option (right to buy) | Common Stock | $2.14 | Aug. 17, 2026 | 24,149 | Acquired |
| May 20, 2015 | RKDA | Series C Convertible Preferred Stock | Common Stock | · | · | 9,345,794 | Disposed |
| May 20, 2015 | RKDA | Series B Convertible Preferred Stock | Common Stock | · | · | 15,391,006 | Disposed |
| May 20, 2015 | RKDA | Series A Convertible Preferred Stock | Common Stock | · | · | 60,681,805 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 14, 2015 | RKDA | Common Stock | 160,714 | Indirect |
| May 14, 2015 | RKDA | Series A Convertible Preferred Stock | 60,681,805 | Indirect |
| May 14, 2015 | RKDA | Series B Convertible Preferred Stock | 15,391,006 | Indirect |
| May 14, 2015 | RKDA | Series C Convertible Preferred Stock | 9,345,794 | Indirect |