Daryl Faulkner
CIK 1203763 · View on SEC EDGAR ↗
First SEC filing: Jan. 27, 2009 · Latest: Jan. 27, 2009
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 19, 2009 | RIOT | P | 10,000 | $1.55 | $15,500 | 10,000 Indirect | — | Acquired | 1314.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 9, 2016 | RIOT | Stock Option (Right to Buy) | Common Stock (14,000) | $2.89 | May 9, 2026 | 14,000 | Acquired |
| Jan. 12, 2015 | RIOT | Stock Option (Right to Buy) | Common Stock (53,000) | $1.89 | Jan. 12, 2025 | 53,000 | Acquired |
| Jan. 6, 2014 | RIOT | Stock Option (Right to Buy) | Common Stock (34,000) | $2.27 | Jan. 6, 2024 | 34,000 | Acquired |
| Jan. 23, 2013 | RIOT | Stock Option (Right to Buy) | Common Stock (26,000) | $2.04 | Jan. 23, 2023 | 26,000 | Acquired |
| Dec. 11, 2012 | RIOT | Stock Option (Right to Buy) | Common Stock (45,004) | $2.10 | Dec. 11, 2022 | 45,004 | Acquired |
| April 2, 2012 | RIOT | Stock Option (Right to Buy) | Common Stock (10,000) | $0.71 | April 2, 2022 | 10,000 | Acquired |
| Jan. 5, 2011 | RIOT | Stock Option (Right to Buy) | Common Stock (50,000) | $0.59 | Jan. 5, 2021 | 50,000 | Acquired |
| Jan. 19, 2010 | RIOT | Option - Right to Buy | Common Stock (125,000) | $2.20 | Jan. 19, 2020 | 125,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 27, 2009 | RIOT | Stock Options [F1]→ Common Stock (500,000) | 500,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2010 | $192,308 | — | — | $220,750 | — | — | $37,903 | $450,961 |
| 2009 | $233,974 | — | — | $696,000 | — | — | $61,284 | $991,258 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.