Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 19, 2007 OPK A 20,000 · · 20,000 Direct · Acquired (price as of 2026-10-02)
May 3, 2007 OPK A 20,000 · · 20,000 Direct · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 155,682 · · 155,682 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 103,788 · · 103,788 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 25,947 · · 25,947 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 309,737 · · 309,737 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 309,737 · · 309,737 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 309,737 · · 309,737 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 1,135,188 · · 1,135,188 Indirect · Acquired (price as of 2026-10-02)
March 27, 2007 OPK J 90,815 · · 90,815 Indirect · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 19, 2007 OPK Stock Option Common Stock (20,000) $4.15 Sept. 19, 2014 20,000 Acquired
May 3, 2007 OPK Stock Option (Right to Buy) Common Stock (20,000) $4.88 May 3, 2014 20,000 Acquired
March 27, 2007 OPK Stock Option (Right to Buy) Common Stock (155,682) $0.05 Feb. 28, 2016 155,682 Acquired
March 27, 2007 OPK Stock Option (Right to Buy) Common Stock (103,788) $0.04 Feb. 15, 2015 103,788 Acquired
March 27, 2007 OPK Stock Option (Right to Buy) Common Stock (25,947) $0.04 Nov. 8, 2014 25,947 Acquired
March 27, 2007 OPK Warrant (Right to Buy) Common Stock (309,737) $1.05 March 27, 2017 309,737 Acquired
March 27, 2007 OPK Warrant (Right to Buy) Common Stock (309,737) $0.85 March 27, 2017 309,737 Acquired
March 27, 2007 OPK Warrant(Right to Buy) Common Stock (309,737) $0.67 March 27, 2017 309,737 Acquired
March 27, 2007 OPK Warrant (Right to Buy) Common Stock (1,135,188) $0.00 March 27, 2017 1,135,188 Acquired
March 27, 2007 OPK Series C Convertible Preferred Stock Common Stock (9,081,500) $0.00 · 90,815 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 29, 2007 OPK Series C Convertible Preferred Stock→ Common Stock (9,081,500) 9,081,500 Indirect
March 29, 2007 OPK Warrant (Right to Buy)→ Common Stock (1,135,188) 1,135,188 Indirect
March 29, 2007 OPK WArrant (Right to Buy)→ Common Stock (309,737) 309,737 Indirect
March 29, 2007 OPK Warrant (Right to Buy)→ Common Stock (309,737) 309,737 Indirect
March 29, 2007 OPK Warrant (Right to Buy)→ Common Stock (309,737) 309,737 Indirect
March 29, 2007 OPK Stock Option (Right to Buy)→ Common Stock (25,947) 25,947 Indirect
March 29, 2007 OPK Stock Option (Right to Buy)→ Common Stock (103,788) 103,788 Indirect
March 29, 2007 OPK Stock Option (Right to Buy)→ Common Stock (155,682) 155,682 Indirect