David A Herndon III

Insider

First SEC filing: Dec. 21, 2010 · Latest: Dec. 21, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

HFBL buying Dec. 15, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 24, 2015	HFBL	M	1,000	—	—	4,044 Direct	-19.83%	Disposed	(price as of 2026-08-21)
Nov. 24, 2015	HFBL	M	1,000	$14.70	$14,700	31,494 Direct	+3.28%	Acquired	265.0% (price as of 2026-08-21)
Oct. 26, 2015	HFBL	A	4,500	—	—	4,500 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 26, 2015	HFBL	A	1,000	—	—	30,494 Direct	+3.39%	Acquired	(price as of 2026-08-21)
Oct. 26, 2015	HFBL	A	4,500	—	—	4,500 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Oct. 26, 2015	HFBL	A	1,000	—	—	30,494 Direct	+3.39%	Acquired	(price as of 2026-08-21)
June 29, 2015	HFBL	M	500	—	—	5,044 Direct	-9.02%	Disposed	(price as of 2026-08-21)
June 29, 2015	HFBL	M	500	$14.70	$7,350	29,494 Direct	+1.72%	Acquired	265.0% (price as of 2026-08-21)
May 19, 2014	HFBL	J	10,381	—	—	28,994 Direct	+55.77%	Acquired	(price as of 2026-08-21)
Sept. 13, 2013	HFBL	M	2,807	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 13, 2013	HFBL	M	2,807	$10.82	$30,372	18,613 Direct	+17.76%	Acquired	395.9% (price as of 2026-08-21)
Aug. 1, 2013	HFBL	M	1,000	—	—	2,807 Direct	-26.27%	Disposed	(price as of 2026-08-21)
Aug. 1, 2013	HFBL	M	1,000	$10.82	$10,820	15,806 Direct	+6.75%	Acquired	395.9% (price as of 2026-08-21)
Feb. 15, 2013	HFBL	M	1,000	—	—	3,807 Direct	-20.80%	Disposed	(price as of 2026-08-21)
Feb. 15, 2013	HFBL	M	1,000	$10.82	$10,820	14,806 Direct	+7.24%	Acquired	395.9% (price as of 2026-08-21)
Aug. 28, 2012	HFBL	M	1,000	—	—	4,807 Direct	-17.22%	Disposed	(price as of 2026-08-21)
Aug. 28, 2012	HFBL	M	1,000	$10.82	$10,820	13,806 Direct	+7.81%	Acquired	395.9% (price as of 2026-08-21)
April 5, 2012	HFBL	M	1,000	—	—	5,807 Direct	-14.69%	Disposed	(price as of 2026-08-21)
April 5, 2012	HFBL	M	1,000	$10.82	$10,820	12,806 Direct	+8.47%	Acquired	395.9% (price as of 2026-08-21)
Jan. 31, 2012	HFBL	A	5,544	—	—	5,544 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 31, 2012	HFBL	A	2,218	—	—	11,806 Direct	+23.13%	Acquired	(price as of 2026-08-21)
Dec. 15, 2011	HFBL	P	300	$13.75	$4,125	20,761 Indirect	+1.47%	Acquired	290.3% (price as of 2026-08-21)
Aug. 19, 2011	HFBL	P	400	$13.50	$5,400	9,588 Direct	+4.35%	Acquired	297.5% (price as of 2026-08-21)
Dec. 22, 2010	HFBL	P	1,000	$10.00	$10,000	9,188 Direct	+12.21%	Acquired	436.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 24, 2015	HFBL	Stock Option (Right to Buy)	Common Stock (1,000)	$14.70	Jan. 31, 2022	1,000	Disposed
Oct. 26, 2015	HFBL	Stock Option (Right to Buy)	Common Stock (4,500)	$23.00	Oct. 26, 2025	4,500	Acquired
Oct. 26, 2015	HFBL	Stock Option (Right to Buy)	Common Stock (4,500)	$23.00	Oct. 26, 2025	4,500	Disposed
June 29, 2015	HFBL	Stock Option (Right to Buy)	Common Stock (500)	$14.70	Jan. 31, 2022	500	Disposed
Sept. 13, 2013	HFBL	Stock Option (Right to Buy)	Common Stock (2,807)	$10.82	Aug. 18, 2015	2,807	Disposed
Aug. 1, 2013	HFBL	Stock Option (Right to Buy)	Common Stock (1,000)	$10.82	Aug. 18, 2015	1,000	Disposed
Feb. 15, 2013	HFBL	Stock Option (Right to Buy)	Common Stock (1,000)	$10.82	Aug. 18, 2015	1,000	Disposed
Aug. 28, 2012	HFBL	Stock Option (Right to Buy)	Common Stock (1,000)	$10.82	Aug. 18, 2015	1,000	Disposed
April 5, 2012	HFBL	Stock Option (Right to Buy)	Common Stock (1,000)	$10.82	Aug. 18, 2015	1,000	Disposed
Jan. 31, 2012	HFBL	Stock Option (Right to Buy)	Common Stock (5,544)	$14.70	Jan. 31, 2022	5,544	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 21, 2010	HFBL	Common Stock	0	Direct