David A Steyn

Insider

First SEC filing: Jan. 8, 2009 · Latest: Jan. 8, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

AB selling May 25, 2005

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 20, 2012	AB	A	46,192	$14.90	$688,261	231,219 Indirect	+24.97%	Acquired	144.2% (price as of 2026-08-20)
Dec. 1, 2011	AB	F	38,403	$13.26	$509,224	62,921 Indirect	-37.90%	Disposed	174.4% (price as of 2026-08-20)
Dec. 10, 2010	AB	A	149,315	$23.72	$3,541,752	258,877 Indirect	+136.28%	Acquired	53.4% (price as of 2026-08-20)
Dec. 1, 2010	AB	F	18,626	$23.17	$431,564	109,562 Indirect	-14.53%	Disposed	57.0% (price as of 2026-08-20)
Dec. 7, 2009	AB	A	146,083	$26.73	$3,904,799	146,083 Indirect	—	Acquired	36.1% (price as of 2026-08-20)
Dec. 19, 2008	AB	J	8,160,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 19, 2008	1109448	J	8,160,000	$18.35	$149,736,000	0 Indirect	-100.00%	Disposed
Dec. 19, 2008	AB	J	8,160,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 19, 2008	1109448	J	8,160,000	—	—	0 Indirect	-100.00%	Disposed
Oct. 2, 2007	AB	F	2,220	$90.88	$201,754	9,579 Direct	-18.82%	Disposed	-60.0% (price as of 2026-08-20)
Feb. 8, 2007	1109448	J	8,160,000	$91.38	$745,660,800	8,160,000 Indirect	-50.00%	Disposed
Feb. 8, 2007	AB	J	8,160,000	$91.38	$745,660,800	8,160,000 Indirect	-50.00%	Disposed	-60.2% (price as of 2026-08-20)
Feb. 8, 2007	AB	J	8,160,000	—	—	8,160,000 Indirect	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 8, 2007	1109448	J	8,160,000	—	—	8,160,000 Indirect	-50.00%	Disposed
Oct. 2, 2006	AB	F	2,220	$68.99	$153,158	6,386 Direct	-25.80%	Disposed	-47.3% (price as of 2026-08-20)
Oct. 5, 2005	AB	F	2,220	$47.85	$106,227	3,193 Direct	-41.01%	Disposed	-24.0% (price as of 2026-08-20)
May 25, 2005	AB	S	4,796	$45.02	$215,916	0 Direct	-100.00%	Disposed	-19.2% (price as of 2026-08-20)
Dec. 7, 2004	AB	J	8,160,000	$40.08	$327,052,800	16,320,000 Indirect	-33.33%	Disposed	-9.2% (price as of 2026-08-20)
Dec. 7, 2004	1109448	J	8,160,000	$40.08	$327,052,800	16,320,000 Indirect	-33.33%	Disposed
Dec. 7, 2004	AB	J	8,160,000	—	—	16,320,000 Indirect	-33.33%	Disposed	(price as of 2026-08-20)
Dec. 7, 2004	1109448	J	8,160,000	—	—	16,320,000 Indirect	-33.33%	Disposed
Oct. 4, 2004	AB	F	2,196	$35.80	$78,617	3,159 Direct	-41.01%	Disposed	1.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 19, 2008	AB	Units [F2]	Holding Units [F1]	—	—	8,160,000	Disposed
Dec. 19, 2008	AB	Units [F2]	Holding Units [F1]	—	—	8,160,000	Disposed
Feb. 8, 2007	AB	Units	Holding Units (8,160,000)	—	—	8,160,000	Disposed
Feb. 8, 2007	AB	Units	Holding Units (8,160,000)	—	—	8,160,000	Disposed
Dec. 7, 2004	AB	Units of L.P. Interest in Alliance Capital Management L.P.	Units rep. assign. of beneficial ownership of l.p. interests (8,160,000)	—	—	8,160,000	Disposed
Dec. 7, 2004	AB	Units of L.P. Interest in Alliance Capital Management L.P.	Units rep. assign. of beneficial ownership of l.p. interests (8,160,000)	—	—	8,160,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 21, 2003	AB	Units rep. assign. of beneficial ownership of l.p. interests [F1]	—	Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AB

COO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2009	$176,048	$1,672,503	$3,904,799	—	—	—	$16,569	$5,769,919

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.