David C Novak

Insider

First SEC filing: Oct. 4, 2011 · Latest: Oct. 4, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 26, 2026	VSNT	A	5,119	$36.14	$185,001	163,679 Direct	+3.23%	Acquired	8.7% (price as of 2026-08-20)
Jan. 9, 2026	VSNT	A	2,378	—	—	15,560 Direct	+18.04%	Acquired	(price as of 2026-08-20)
Nov. 20, 2025	CCZ	A	9,013	—	—	390,852 Direct	+2.36%	Acquired	(price as of 2026-08-20)
Sept. 30, 2025	CCZ	A	1,075	—	—	381,018 Direct	+0.28%	Acquired	(price as of 2026-08-20)
June 30, 2025	CCZ	A	946	—	—	379,284 Direct	+0.25%	Acquired	(price as of 2026-08-20)
March 31, 2025	CCZ	A	915	—	—	377,670 Direct	+0.24%	Acquired	(price as of 2026-08-20)
Dec. 31, 2024	CCZ	A	900	—	—	375,728 Direct	+0.24%	Acquired	(price as of 2026-08-20)
Nov. 20, 2024	CCZ	A	5,234	—	—	374,828 Direct	+1.42%	Acquired	(price as of 2026-08-20)
Sept. 30, 2024	CCZ	A	808	—	—	369,594 Direct	+0.22%	Acquired	(price as of 2026-08-20)
June 30, 2024	CCZ	A	862	—	—	372,194 Direct	+0.23%	Acquired	(price as of 2026-08-20)
March 31, 2024	CCZ	A	779	—	—	366,976 Direct	+0.21%	Acquired	(price as of 2026-08-20)
Dec. 31, 2023	CCZ	A	770	—	—	365,814 Direct	+0.21%	Acquired	(price as of 2026-08-20)
Nov. 20, 2023	CCZ	A	5,240	—	—	365,044 Direct	+1.46%	Acquired	(price as of 2026-08-20)
Sept. 30, 2023	CCZ	A	705	—	—	359,454 Direct	+0.20%	Acquired	(price as of 2026-08-20)
June 30, 2023	CCZ	A	752	—	—	358,408 Direct	+0.21%	Acquired	(price as of 2026-08-20)
March 31, 2023	CCZ	A	824	—	—	357,264 Direct	+0.23%	Acquired	(price as of 2026-08-20)
Dec. 31, 2022	CCZ	A	893	—	—	356,115 Direct	+0.25%	Acquired	(price as of 2026-08-20)
Nov. 20, 2022	CCZ	A	5,677	—	—	355,224 Direct	+1.62%	Acquired	(price as of 2026-08-20)
Nov. 20, 2022	CCZ	F	3	$34.35	$103	355,221 Direct	0.00%	Disposed	93.4% (price as of 2026-08-20)
Sept. 30, 2022	CCZ	A	1,065	—	—	349,193 Direct	+0.31%	Acquired	(price as of 2026-08-20)
June 30, 2022	CCZ	A	779	—	—	347,879 Direct	+0.22%	Acquired	(price as of 2026-08-20)
March 31, 2022	CCZ	A	667	—	—	346,863 Direct	+0.19%	Acquired	(price as of 2026-08-20)
Dec. 31, 2021	CCZ	A	621	—	—	345,999 Direct	+0.18%	Acquired	(price as of 2026-08-20)
Nov. 20, 2021	CCZ	A	3,786	—	—	345,398 Direct	+1.11%	Acquired	(price as of 2026-08-20)
Nov. 20, 2021	CCZ	F	20	$51.51	$1,030	345,378 Direct	-0.01%	Disposed	29.0% (price as of 2026-08-20)
Sept. 30, 2021	CCZ	A	559	—	—	341,452 Direct	+0.16%	Acquired	(price as of 2026-08-20)
June 30, 2021	CCZ	A	548	—	—	340,751 Direct	+0.16%	Acquired	(price as of 2026-08-20)
March 31, 2021	CCZ	A	578	—	—	340,054 Direct	+0.17%	Acquired	(price as of 2026-08-20)
Dec. 31, 2020	CCZ	A	596	—	—	339,327 Direct	+0.18%	Acquired	(price as of 2026-08-20)
Nov. 20, 2020	CCZ	A	3,966	—	—	338,731 Direct	+1.18%	Acquired	(price as of 2026-08-20)
Sept. 30, 2020	CCZ	A	676	—	—	334,619 Direct	+0.20%	Acquired	(price as of 2026-08-20)
July 31, 2020	CCZ	I	7,333	$42.80	$313,852	21,175 Direct	+52.98%	Acquired	55.3% (price as of 2026-08-20)
June 30, 2020	CCZ	A	353	—	—	333,943 Direct	+0.11%	Acquired	(price as of 2026-08-20)
March 31, 2020	CCZ	A	400	—	—	333,594 Direct	+0.12%	Acquired	(price as of 2026-08-20)
March 31, 2020	CCZ	F	4	$34.38	$138	333,590 Direct	0.00%	Disposed	93.3% (price as of 2026-08-20)
Dec. 31, 2019	CCZ	A	306	—	—	333,198 Direct	+0.09%	Acquired	(price as of 2026-08-20)
Dec. 31, 2019	CCZ	F	4	$44.97	$180	333,194 Direct	0.00%	Disposed	47.8% (price as of 2026-08-20)
Nov. 20, 2019	CCZ	A	4,185	—	—	13,890 Direct	+43.12%	Acquired	(price as of 2026-08-20)
Nov. 20, 2019	CCZ	F	48	$44.22	$2,123	13,842 Direct	-0.35%	Disposed	50.3% (price as of 2026-08-20)
Sept. 30, 2019	CCZ	A	306	—	—	332,897 Direct	+0.09%	Acquired	(price as of 2026-08-20)
Sept. 30, 2019	CCZ	F	5	$45.08	$225	332,892 Direct	0.00%	Disposed	47.4% (price as of 2026-08-20)
June 30, 2019	CCZ	F	3	$42.28	$127	332,591 Direct	0.00%	Disposed	57.2% (price as of 2026-08-20)
June 30, 2019	CCZ	A	326	—	—	332,594 Direct	+0.10%	Acquired	(price as of 2026-08-20)
March 31, 2019	CCZ	A	344	—	—	332,271 Direct	+0.10%	Acquired	(price as of 2026-08-20)
March 31, 2019	CCZ	F	3	$39.98	$120	332,268 Direct	0.00%	Disposed	66.2% (price as of 2026-08-20)
Dec. 31, 2018	CCZ	A	404	—	—	331,931 Direct	+0.12%	Acquired	(price as of 2026-08-20)
Dec. 31, 2018	CCZ	F	4	$34.05	$136	331,927 Direct	0.00%	Disposed	95.2% (price as of 2026-08-20)
Nov. 20, 2018	CCZ	A	5,033	—	—	9,745 Direct	+106.81%	Acquired	(price as of 2026-08-20)
Nov. 20, 2018	CCZ	F	40	$36.76	$1,470	9,705 Direct	-0.41%	Disposed	80.8% (price as of 2026-08-20)
Sept. 30, 2018	CCZ	A	389	—	—	331,532 Direct	+0.12%	Acquired	(price as of 2026-08-20)
Sept. 30, 2018	CCZ	F	5	$35.41	$177	331,527 Direct	0.00%	Disposed	87.7% (price as of 2026-08-20)
June 30, 2018	CCZ	A	420	—	—	331,148 Direct	+0.13%	Acquired	(price as of 2026-08-20)
June 30, 2018	CCZ	F	5	$32.81	$164	331,143 Direct	0.00%	Disposed	102.5% (price as of 2026-08-20)
March 31, 2018	CCZ	A	403	—	—	330,733 Direct	+0.12%	Acquired	(price as of 2026-08-20)
March 31, 2018	CCZ	F	5	$34.17	$171	330,728 Direct	0.00%	Disposed	94.5% (price as of 2026-08-20)
Dec. 31, 2017	CCZ	A	313	—	—	330,332 Direct	+0.09%	Acquired	(price as of 2026-08-20)
Dec. 31, 2017	CCZ	F	2	$40.05	$80	330,330 Direct	0.00%	Disposed	65.9% (price as of 2026-08-20)
Nov. 20, 2017	CCZ	A	4,745	—	—	4,745 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 20, 2017	CCZ	F	33	$35.83	$1,182	4,712 Direct	-0.70%	Disposed	85.5% (price as of 2026-08-20)
Sept. 30, 2017	CCZ	A	325	—	—	330,022 Direct	+0.10%	Acquired	(price as of 2026-08-20)
Sept. 30, 2017	CCZ	F	3	$38.48	$115	330,019 Direct	0.00%	Disposed	72.7% (price as of 2026-08-20)
June 30, 2017	CCZ	A	322	—	—	329,701 Direct	+0.10%	Acquired	(price as of 2026-08-20)
June 30, 2017	CCZ	F	4	$38.92	$156	329,697 Direct	0.00%	Disposed	70.7% (price as of 2026-08-20)
March 31, 2017	CCZ	A	333	—	—	329,383 Direct	+0.10%	Acquired	(price as of 2026-08-20)
March 31, 2017	CCZ	F	4	$37.59	$150	329,379 Direct	0.00%	Disposed	76.8% (price as of 2026-08-20)
Dec. 30, 2016	CCZ	F	3	$69.05	$207	164,525 Direct	0.00%	Disposed	-3.8% (price as of 2026-08-20)
Dec. 30, 2016	CCZ	A	182	—	—	164,528 Direct	+0.11%	Acquired	(price as of 2026-08-20)
Dec. 6, 2016	CCZ	A	2,475	—	—	164,375 Direct	+1.53%	Acquired	(price as of 2026-08-20)
Dec. 6, 2016	CCZ	F	29	$68.70	$1,992	164,346 Direct	-0.02%	Disposed	-3.3% (price as of 2026-08-20)
Feb. 5, 2016	YUM	J	1,413	—	—	215,713 Direct	+0.66%	Acquired	(price as of 2026-08-20)
Feb. 5, 2016	YUM	A	7,597	—	—	7,597 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 5, 2016	YUM	A	157,895	—	—	157,895 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 6, 2015	YUM	J	1,375	—	—	214,300 Direct	+0.65%	Acquired	(price as of 2026-08-20)
Aug. 25, 2015	YUM	P	8,170	$77.97	$637,015	303,834 Direct	+2.76%	Acquired	162.7% (price as of 2026-08-20)
Aug. 7, 2015	YUM	J	992	—	—	212,925 Direct	+0.47%	Acquired	(price as of 2026-08-20)
May 1, 2015	YUM	J	941	—	—	211,934 Direct	+0.45%	Acquired	(price as of 2026-08-20)
Feb. 6, 2015	YUM	J	1,164	—	—	210,992 Direct	+0.55%	Acquired	(price as of 2026-08-20)
Feb. 6, 2015	YUM	A	136,034	—	—	136,034 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2014	YUM	M	517,978	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2014	YUM	S	175,321	$70.94	$12,437,272	295,664 Direct	-37.22%	Disposed	188.8% (price as of 2026-08-20)
Dec. 15, 2014	YUM	D	342,657	$71.21	$24,400,605	470,985 Direct	-42.11%	Disposed	187.7% (price as of 2026-08-20)
Dec. 15, 2014	YUM	M	517,978	$24.47	$12,674,922	813,642 Direct	+175.19%	Acquired	737.2% (price as of 2026-08-20)
Nov. 7, 2014	YUM	J	1,174	—	—	209,829 Direct	+0.56%	Acquired	(price as of 2026-08-20)
Aug. 1, 2014	YUM	J	1,090	—	—	208,655 Direct	+0.53%	Acquired	(price as of 2026-08-20)
May 2, 2014	YUM	J	1,003	—	—	207,565 Direct	+0.49%	Acquired	(price as of 2026-08-20)
Feb. 7, 2014	YUM	J	1,060	—	—	206,562 Direct	+0.52%	Acquired	(price as of 2026-08-20)
Feb. 5, 2014	YUM	A	299,607	—	—	299,607 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2013	YUM	M	334,272	$22.53	$7,531,148	616,436 Direct	+118.47%	Acquired	809.3% (price as of 2026-08-20)
Dec. 6, 2013	YUM	S	320,772	$74.33	$23,842,983	295,664 Direct	-52.04%	Disposed	175.6% (price as of 2026-08-20)
Dec. 6, 2013	YUM	M	334,272	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 6, 2013	YUM	A	360,956	—	—	360,956 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 1, 2013	YUM	J	1,035	$65.93	$68,238	204,682 Direct	+0.51%	Acquired	210.7% (price as of 2026-08-20)
Jan. 24, 2013	YUM	F	2,568	$66.39	$170,490	38,570 Direct	-6.24%	Disposed	208.6% (price as of 2026-08-20)
Jan. 24, 2013	YUM	A	41,138	—	—	41,138 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2013	YUM	F	1,374	$66.39	$91,220	39,290 Direct	-3.38%	Disposed	208.6% (price as of 2026-08-20)
Jan. 24, 2013	YUM	A	40,664	—	—	40,664 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 10, 2012	YUM	M	585,934	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 2, 2012	YUM	J	942	—	—	203,648 Direct	+0.46%	Acquired	(price as of 2026-08-20)
Jan. 26, 2012	YUM	A	47,675	—	—	47,675 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2012	YUM	F	2,025	$62.48	$126,522	45,650 Direct	-4.25%	Disposed	227.9% (price as of 2026-08-20)

Showing latest 100 of 1298 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 31, 2020	CCZ	Phantom Stock	Class A Common Stock (7,333)	—	—	7,333	Acquired
Nov. 20, 2019	CCZ	Phantom Stock	Class A Common Stock (4,185)	—	—	4,185	Acquired
Nov. 20, 2019	CCZ	Phantom Stock	Class A Common Stock (48)	—	—	48	Disposed
Nov. 20, 2018	CCZ	Phantom Stock	Class A Common Stock (5,033)	—	—	5,033	Acquired
Nov. 20, 2018	CCZ	Phantom Stock	Class A Common Stock (40)	—	—	40	Disposed
Nov. 20, 2017	CCZ	Phantom Stock	Class A Common Stock (4,745)	—	—	4,745	Acquired
Nov. 20, 2017	CCZ	Phantom Stock	Class A Common Stock (33)	—	—	33	Disposed
Feb. 5, 2016	YUM	Restricted Stock Units	Common Stock (1,413)	$0.00	—	1,413	Acquired
Feb. 5, 2016	YUM	Phantom Stock	Common Stock (7,597)	—	—	7,597	Acquired
Feb. 5, 2016	YUM	Stock Appreciation Right	Common Stock (157,895)	$69.76	Feb. 5, 2026	157,895	Acquired
Nov. 6, 2015	YUM	Restricted Stock Units	Common Stock (1,375)	$0.00	—	1,375	Acquired
Aug. 7, 2015	YUM	Restricted Stock Units	Common Stock (992)	$0.00	—	992	Acquired
May 1, 2015	YUM	Restricted Stock Units	Common Stock (941)	$0.00	—	941	Acquired
Feb. 6, 2015	YUM	Restricted Stock Units	Common Stock (1,164)	$0.00	—	1,164	Acquired
Feb. 6, 2015	YUM	Stock Appreciation Right	Common Stock (136,034)	$73.93	Feb. 5, 2025	136,034	Acquired
Dec. 15, 2014	YUM	Stock Appreciation Right	Common Stock (517,978)	$24.47	Jan. 26, 2016	517,978	Disposed
Nov. 7, 2014	YUM	Restricted Stock Units	Common Stock (1,174)	$0.00	—	1,174	Acquired
Aug. 1, 2014	YUM	Restricted Stock Units	Common Stock (1,090)	$0.00	—	1,090	Acquired
May 2, 2014	YUM	Restricted Stock Units	Common Stock (1,003)	$0.00	—	1,003	Acquired
Feb. 7, 2014	YUM	Restricted Stock Units	Common Stock (1,060)	$0.00	—	1,060	Acquired
Feb. 5, 2014	YUM	Stock Appreciation Right	Common Stock (299,607)	$70.54	Feb. 5, 2024	299,607	Acquired
Dec. 6, 2013	YUM	Employee Stock Option (Right to Buy)	Common Stock (334,272)	$22.53	Jan. 28, 2015	334,272	Disposed
Feb. 6, 2013	YUM	Stock Appreciation Right	Common Stock (360,956)	$62.93	Feb. 6, 2023	360,956	Acquired
Feb. 1, 2013	YUM	Restricted Stock Units	Common Stock (1,035)	$0.00	—	1,035	Acquired
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (2,568)	—	—	2,568	Disposed
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (41,138)	—	—	41,138	Acquired
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (1,374)	—	—	1,374	Disposed
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (40,664)	—	—	40,664	Acquired
Dec. 10, 2012	YUM	Employee Stock Option (Right to Buy)	Common Stock (585,934)	$17.23	Jan. 27, 2014	585,934	Disposed
Nov. 2, 2012	YUM	Restricted Stock Units	Common Stock (942)	$0.00	—	942	Acquired
Aug. 3, 2012	YUM	Restricted Stock Units	Common Stock (852)	$0.00	—	852	Acquired
May 4, 2012	YUM	Restricted Stock Units	Common Stock (805)	$0.00	—	805	Acquired
Feb. 13, 2012	JPM	Stock Option (Right to Buy)	Common Stock (2,640)	$31.22	April 16, 2012	2,640	Disposed
Feb. 8, 2012	YUM	Stock Appreciation Right	Common Stock (377,328)	$64.44	Feb. 8, 2021	377,328	Acquired
Feb. 3, 2012	YUM	Restricted Stock Units	Common Stock (894)	$0.00	—	894	Acquired
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (47,675)	—	—	47,675	Acquired
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (2,025)	—	—	2,025	Disposed
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (47,675)	—	—	47,675	Acquired
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (1,195)	—	—	1,195	Disposed
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (719)	—	—	719	Disposed
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (49,582)	—	—	49,582	Acquired
Jan. 24, 2012	YUM	Restricted Stock Units	Common Stock (2,945)	$0.00	—	2,945	Disposed
Dec. 9, 2011	YUM	Employee Stock Option (Right to Buy)	Common Stock (744,274)	$12.16	Jan. 23, 2013	744,274	Disposed
Dec. 8, 2011	YUM	Employee Stock Option (Right to Buy)	Common Stock (80,300)	$12.16	Jan. 23, 2013	80,300	Disposed
Nov. 4, 2011	YUM	Restricted Stock Units	Common Stock (1,067)	$0.00	—	1,067	Acquired
Aug. 5, 2011	YUM	Restricted Stock Units	Common Stock (991)	$0.00	—	991	Acquired
Aug. 3, 2011	YUM	Employee Stock Option (Right to Buy)	Common Stock (121,000)	$22.53	Jan. 28, 2015	121,000	Disposed
May 6, 2011	YUM	Restricted Stock Units	Common Stock (933)	$0.00	—	933	Acquired
Feb. 4, 2011	YUM	Restricted Stock Units	Common Stock (1,010)	$0.00	—	1,010	Acquired
Feb. 4, 2011	YUM	Stock Appreciation Right	Common Stock (496,254)	$49.30	Feb. 4, 2021	496,254	Acquired
Jan. 21, 2011	JPM	Stock Option (Right to Buy)	Common Stock (6,600)	$27.84	May 15, 2011	6,600	Disposed
Nov. 5, 2010	YUM	Restricted Stock Units	Common Stock (965)	$0.00	—	965	Acquired
Aug. 6, 2010	YUM	Restricted Stock Units	Common Stock (977)	$0.00	—	977	Acquired
July 22, 2010	YUM	Employee Stock Option (Right to Buy)	Common Stock (37,100)	$12.20	Dec. 31, 2011	37,100	Disposed
July 22, 2010	YUM	Employee Stock Option (Right to Buy)	Common Stock (425,600)	$12.20	Dec. 31, 2011	425,600	Disposed
July 21, 2010	YUM	Employee Stock Option (Right to Buy)	Common Stock (339,996)	$12.20	Dec. 31, 2011	339,996	Disposed
May 7, 2010	YUM	Restricted Stock Units	Common Stock (1,040)	$0.00	—	1,040	Acquired
Feb. 8, 2010	YUM	Phantom Stock	Common Stock (537)	—	—	537	Disposed
Feb. 5, 2010	YUM	Stock Appreciation Right	Common Stock (632,925)	$32.98	Feb. 5, 2020	632,925	Acquired
Feb. 5, 2010	YUM	Restricted Stock Units	Common Stock (5,700)	$0.00	—	5,700	Acquired
Dec. 15, 2009	YUM	Phantom Stock	Common Stock (3,884)	—	—	3,884	Disposed
April 30, 2009	YUM	Employee Stock Option (right to buy)	Common Stock (590,504)	$8.39	Jan. 25, 2011	590,504	Disposed
April 29, 2009	YUM	Employee Stock Option (right to buy)	Common Stock (422,456)	$8.39	Jan. 25, 2011	422,456	Disposed
April 29, 2009	YUM	Employee Stock Option (right to buy)	Common Stock (252,544)	$8.62	Jan. 25, 2011	252,544	Disposed
April 28, 2009	YUM	Employee Stock Option (right to buy)	Common Stock (987,312)	$8.62	Jan. 25, 2011	987,312	Disposed
April 28, 2009	YUM	Employee Stock Option (right to buy)	Common Stock (309,964)	$5.70	Jan. 25, 2011	309,964	Disposed
Feb. 5, 2009	YUM	YUM Stock Appreciation Right	Common Stock (575,102)	$29.29	Feb. 5, 2019	575,102	Acquired
Feb. 5, 2009	YUM	Phantom Stock	Common Stock (180,982)	—	—	180,982	Acquired
Feb. 5, 2009	YUM	Phantom Stock	Common Stock (182,277)	—	—	182,277	Acquired
Feb. 5, 2009	YUM	YUM Stock Appreciation Right	Common Stock (575,102)	$29.29	Feb. 5, 2019	575,102	Acquired
Feb. 4, 2009	YUM	Phantom Stock	Common Stock (14)	—	—	14	Disposed
Feb. 4, 2009	YUM	Phantom Stock	Common Stock (344)	—	—	344	Disposed
Dec. 26, 2008	YUM	Phantom Stock	Common Stock (63)	—	—	63	Disposed
Dec. 26, 2008	YUM	Phantom Stock	Common Stock (2,154)	—	—	2,154	Disposed
Dec. 18, 2008	YUM	Phantom Stock	Common Stock (29)	—	—	29	Disposed
Dec. 18, 2008	YUM	Restricted Stock Units	Common Stock (3,020)	—	—	3,020	Acquired
Dec. 18, 2008	YUM	Phantom Stock	Common Stock (1,011)	—	—	1,011	Disposed
Oct. 20, 2008	JPM	Stock Option (Right to Buy)	Common Stock (2,640)	$27.92	April 15, 2009	2,640	Disposed
Feb. 4, 2008	YUM	Phantom Stock	Common Stock (4,953)	—	—	4,953	Acquired
Jan. 24, 2008	YUM	Restricted Stock Units	Common Stock (187,398)	—	—	187,398	Acquired
Jan. 24, 2008	YUM	Phantom Stock	Common Stock (163,962)	—	—	163,962	Acquired
Jan. 24, 2008	YUM	YUM Stock Appreciation Right	Common Stock (428,339)	$37.30	Jan. 24, 2018	428,339	Acquired
Dec. 17, 2007	YUM	Employee Stock Option (right to buy)	Common Stock (495,372)	$7.57	Jan. 27, 2010	495,372	Disposed
Dec. 14, 2007	YUM	Employee Stock Option (right to buy)	Common Stock (697,800)	$7.57	Jan. 27, 2010	697,800	Disposed
Dec. 12, 2007	YUM	Phantom Stock	Common Stock (138)	—	—	138	Disposed
Dec. 12, 2007	YUM	Phantom Stock	Common Stock (3,028)	—	—	3,028	Disposed
Dec. 12, 2007	YUM	Phantom Stock	Common Stock (3,563)	—	—	3,563	Disposed
Sept. 30, 2007	JPM	Common Stock Equivalents	Common Stock (16,407)	—	—	16,407	Disposed
June 30, 2007	JPM	Common Stock Equivalents	Common Stock (462)	—	—	462	Acquired
March 31, 2007	JPM	Common Stock Equivalents	Common Stock (464)	—	—	464	Acquired
Jan. 29, 2007	YUM	Phantom Stock	Common Stock (1,161)	—	—	1,161	Disposed
Jan. 26, 2007	YUM	Phantom Stock	Common Stock (3,246)	—	—	3,246	Acquired
Jan. 26, 2007	YUM	Phantom Stock	Common Stock (4,869)	—	—	4,869	Acquired
Jan. 19, 2007	YUM	Phantom Stock	Common Stock (70,768)	—	—	70,768	Acquired
Jan. 19, 2007	YUM	Stock Appreciation Right	Common Stock (245,480)	$29.61	Jan. 19, 2017	245,480	Acquired
Jan. 19, 2007	YUM	Phantom Stock	Common Stock (72,142)	—	—	72,142	Acquired
Jan. 19, 2007	YUM	Stock Appreciation Right	Common Stock (245,480)	$59.22	Jan. 19, 2017	245,480	Acquired
Dec. 31, 2006	JPM	Common Stock Equivalents	Common Stock (463)	—	—	463	Acquired
Sept. 30, 2006	JPM	Common Stock Equivalents	Common Stock (477)	—	—	477	Acquired
July 3, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (75,000)	$15.14	Jan. 27, 2010	75,000	Disposed

Showing latest 100 of 195 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 8, 2016	CCZ	Class A Common Stock	161,900	Direct
Dec. 8, 2016	CCZ	Class A Common Stock	250	Indirect
Dec. 8, 2016	CCZ	Class A Common Stock	835	Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

YUM

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$1,450,000	—	$1,925,037	—	$512,720	$202,360	$689,028	$10,007,287
2013	$1,450,000	—	—	—	$939,600	$17,351	$776,268	$10,007,393
2011	$1,474,038	—	$773,024	—	$4,541,400	$7,507,185	$309,177	$20,411,852

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.