David E Raven

CIK 1204714 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 17, 2015 · Latest: Feb. 17, 2015

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NBTB selling Dec. 31, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 15, 2015	NBTB	F	284	$23.95	$6,802	34,536 Direct	-0.82%	Disposed	120.8% (price as of 2026-08-19)
Jan. 15, 2015	NBTB	F	253	$23.95	$6,059	34,283 Direct	-0.73%	Disposed	120.8% (price as of 2026-08-19)
Jan. 15, 2015	NBTB	F	284	$23.95	$6,802	33,999 Direct	-0.83%	Disposed	120.8% (price as of 2026-08-19)
Jan. 15, 2015	NBTB	F	449	$23.95	$10,754	33,550 Direct	-1.32%	Disposed	120.8% (price as of 2026-08-19)
Jan. 21, 2009	NBTB	A	5,850	—	—	23,355 Direct	+33.42%	Acquired	(price as of 2026-08-19)
Jan. 15, 2009	NBTB	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 1, 2009	NBTB	F	1,529	$28.00	$42,812	17,505 Direct	-8.03%	Disposed	88.9% (price as of 2026-08-19)
Dec. 31, 2008	NBTB	M	18,450	$17.54	$323,613	37,484 Direct	+96.93%	Acquired	201.5% (price as of 2026-08-19)
Dec. 31, 2008	NBTB	S	18,450	$28.00	$516,600	19,034 Direct	-49.22%	Disposed	88.9% (price as of 2026-08-19)
Dec. 31, 2008	NBTB	M	1,543	$23.11	$35,659	20,577 Direct	+8.11%	Acquired	128.9% (price as of 2026-08-19)
Dec. 31, 2008	NBTB	S	1,543	$28.00	$43,204	19,034 Direct	-7.50%	Disposed	88.9% (price as of 2026-08-19)
Dec. 31, 2008	NBTB	M	18,450	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 31, 2008	NBTB	M	1,543	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 12, 2008	NBTB	S	2,731	$25.05	$68,412	19,034 Direct	-12.55%	Disposed	111.1% (price as of 2026-08-19)
Aug. 12, 2008	NBTB	M	17,400	$16.06	$279,444	39,165 Direct	+79.94%	Acquired	229.3% (price as of 2026-08-19)
Aug. 12, 2008	NBTB	S	17,400	$26.50	$461,100	21,765 Direct	-44.43%	Disposed	99.6% (price as of 2026-08-19)
Aug. 12, 2008	NBTB	M	17,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
May 31, 2008	NBTB	A	6,500	—	—	21,765 Direct	+42.58%	Acquired	(price as of 2026-08-19)
May 13, 2008	NBTB	M	5,145	$20.60	$105,987	20,410 Direct	+33.70%	Acquired	156.7% (price as of 2026-08-19)
May 13, 2008	NBTB	S	5,145	$24.95	$128,368	15,265 Direct	-25.21%	Disposed	112.0% (price as of 2026-08-19)
May 13, 2008	NBTB	M	2,315	$19.49	$45,119	17,580 Direct	+15.17%	Acquired	171.4% (price as of 2026-08-19)
May 13, 2008	NBTB	S	2,315	$24.95	$57,759	15,265 Direct	-13.17%	Disposed	112.0% (price as of 2026-08-19)
May 13, 2008	NBTB	M	2,315	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
May 13, 2008	NBTB	M	5,145	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 31, 2008	NBTB	S	1,000	$22.05	$22,050	15,265 Direct	-6.15%	Disposed	139.9% (price as of 2026-08-19)
Jan. 30, 2008	NBTB	S	1,000	$22.00	$22,000	16,265 Direct	-5.79%	Disposed	140.4% (price as of 2026-08-19)
Jan. 15, 2008	NBTB	A	17,000	—	—	17,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 2, 2008	NBTB	F	1,537	$22.82	$35,074	17,265 Direct	-8.17%	Disposed	131.8% (price as of 2026-08-19)
July 26, 2007	NBTB	I	5,379	$18.50	$99,512	11,820 Indirect	+83.51%	Acquired	185.9% (price as of 2026-08-19)
Jan. 17, 2007	NBTB	A	3,850	—	—	18,802 Direct	+25.75%	Acquired	(price as of 2026-08-19)
Jan. 1, 2007	NBTB	A	19,000	—	—	19,000 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 27, 2006	NBTB	M	3,969	$18.16	$72,077	18,921 Direct	+26.54%	Acquired	191.2% (price as of 2026-08-19)
Oct. 27, 2006	NBTB	S	3,969	$24.74	$98,193	14,952 Direct	-20.98%	Disposed	113.8% (price as of 2026-08-19)
Oct. 27, 2006	NBTB	M	3,969	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 25, 2006	NBTB	M	8,400	$14.88	$124,992	23,352 Direct	+56.18%	Acquired	255.4% (price as of 2026-08-19)
Oct. 25, 2006	NBTB	S	8,400	$24.49	$205,716	14,952 Direct	-35.97%	Disposed	116.0% (price as of 2026-08-19)
Oct. 25, 2006	NBTB	M	5,000	$16.06	$80,300	19,952 Direct	+33.44%	Acquired	229.3% (price as of 2026-08-19)
Oct. 25, 2006	NBTB	S	5,000	$24.49	$122,450	14,952 Direct	-25.06%	Disposed	116.0% (price as of 2026-08-19)
Oct. 25, 2006	NBTB	M	27,900	$14.35	$400,365	42,852 Direct	+186.60%	Acquired	268.6% (price as of 2026-08-19)
Oct. 25, 2006	NBTB	S	27,900	$24.49	$683,271	14,952 Direct	-65.11%	Disposed	116.0% (price as of 2026-08-19)
Oct. 25, 2006	NBTB	M	27,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 25, 2006	NBTB	M	8,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 25, 2006	NBTB	M	5,000	—	—	17,400 Direct	-22.32%	Disposed	(price as of 2026-08-19)
Jan. 20, 2006	NBTB	A	3,675	—	—	14,952 Direct	+32.59%	Acquired	(price as of 2026-08-19)
Jan. 20, 2006	NBTB	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 26, 2005	NBTB	A	1,543	—	—	1,543 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 26, 2005	NBTB	M	1,543	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 26, 2005	NBTB	M	1,543	$11.64	$17,961	11,277 Direct	+15.85%	Acquired	354.4% (price as of 2026-08-19)
Jan. 24, 2005	NBTB	A	16,289	—	—	16,289 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 24, 2005	NBTB	A	3,675	—	—	9,734 Direct	+60.65%	Acquired	(price as of 2026-08-19)
Nov. 9, 2004	NBTB	S	361	$24.00	$8,664	6,059 Direct	-5.62%	Disposed	120.4% (price as of 2026-08-19)
Nov. 9, 2004	NBTB	S	1,939	$23.97	$46,478	6,420 Direct	-23.20%	Disposed	120.7% (price as of 2026-08-19)
Jan. 26, 2004	NBTB	A	15,831	—	—	15,831 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 15, 2009	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (18,000)	$25.38	Jan. 15, 2019	18,000	Acquired
Dec. 31, 2008	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (18,450)	$17.54	Jan. 1, 2013	18,450	Disposed
Dec. 31, 2008	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (1,543)	$23.11	Jan. 26, 2015	1,543	Disposed
Aug. 12, 2008	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (17,400)	$16.06	Jan. 22, 2011	17,400	Disposed
May 13, 2008	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (2,315)	$19.49	July 7, 2009	2,315	Disposed
May 13, 2008	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (5,145)	$20.60	Jan. 26, 2009	5,145	Disposed
Jan. 15, 2008	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (17,000)	$20.36	Jan. 15, 2018	17,000	Acquired
Jan. 1, 2007	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (19,000)	$25.76	Jan. 1, 2017	19,000	Acquired
Oct. 27, 2006	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (3,969)	$18.16	Jan. 27, 2008	3,969	Disposed
Oct. 25, 2006	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (27,900)	$14.35	Jan. 28, 2012	27,900	Disposed
Oct. 25, 2006	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (8,400)	$14.88	Jan. 24, 2010	8,400	Disposed
Oct. 25, 2006	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (5,000)	$16.06	Jan. 22, 2011	5,000	Disposed
Jan. 20, 2006	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (20,000)	$22.35	Jan. 1, 2016	20,000	Acquired
Jan. 26, 2005	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (1,543)	$23.11	Jan. 26, 2015	1,543	Acquired
Jan. 26, 2005	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (1,543)	$11.64	Jan. 28, 2007	1,543	Disposed
Jan. 24, 2005	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (16,289)	$23.27	Jan. 20, 2015	16,289	Acquired
Jan. 26, 2004	NBTB	Non-Qualified Stock Option (right to buy)	NBT Bancorp Inc. Common Stock (15,831)	$22.17	Jan. 1, 2014	15,831	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NBTB

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$421,400	—	$169,542	—	$160,427	$16,374	$13,635	$781,378
2014	$413,100	—	$208,323	—	$205,456	$425,977	$22,807	$1,275,663
2013	$404,940	—	$175,109	—	$159,870	—	$26,542	$766,461

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.