David L. Lewis

CIK 1595838 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 6, 2014 · Latest: Jan. 6, 2014

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 5, 2015 ARWR S 10b5-1 15,000 $8.01 $120,150 0 Direct -100.00% Disposed 989.9% (price as of 2026-08-20)
Sept. 30, 2014 ARWR S 10b5-1 15,000 $15.02 $225,300 0 Direct -100.00% Disposed 481.2% (price as of 2026-08-20)
Jan. 2, 2014 ARWR S 15,000 $10.29 $154,350 0 Direct -100.00% Disposed 748.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 1, 2016 ARWR Stock Option Common Stock (85,000) $6.15 Jan. 1, 2026 85,000 Acquired
March 6, 2015 ARWR Stock Option Common Stock (100,000) $7.75 March 6, 2025 100,000 Acquired
Jan. 5, 2015 ARWR Stock Option (right to buy) Common Stock (15,000) $2.01 May 6, 2023 15,000 Disposed
Sept. 30, 2014 ARWR Stock Option (right to buy) Common Stock (15,000) $2.01 May 6, 2023 15,000 Disposed
Feb. 6, 2014 ARWR Stock Options Common Stock (120,000) $14.54 Feb. 6, 2024 120,000 Acquired
Jan. 2, 2014 ARWR Stock Option Common Stock (2,500) $2.62 Sept. 28, 2022 2,500 Disposed
Jan. 2, 2014 ARWR Stock Option Common Stock (2,500) $5.19 Feb. 16, 2022 2,500 Disposed
Jan. 2, 2014 ARWR Stock Option Common Stock (10,000) $4.60 Oct. 21, 2021 10,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 6, 2014 ARWR Stock Option dated 10/21/2011→ Common Stock (27,500) 27,500 Direct
Jan. 6, 2014 ARWR Stock Option dated 02/16/2012→ Common Stock (27,000) 27,000 Direct
Jan. 6, 2014 ARWR Stock Option dated 09/28/2012→ Common Stock (25,000) 25,000 Direct
Jan. 6, 2014 ARWR Stock Option dated 05/06/2013→ Common Stock (105,000) 105,000 Direct
Jan. 6, 2014 ARWR Stock Option dated 09/21/2013→ Common Stock (28,000) 28,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $270,144 $11,294 $673,253
2015 $245,169 $87,360 $10,665 $863,439
2014 $226,358 $86,000 $9,199 $1,428,917

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.