David Michael Lund — SEC Insider Profile, Roles & Companies

Insider at

04

HTGC buying Feb. 19, 2009 TRNZ buying Dec. 9, 2022

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 15, 2023	TRNZ	F	6,591	$15.22	$100,315	98,646 Direct	-6.26%	Disposed	64.7% (price as of 2026-10-02)
Sept. 15, 2023	TRNZ	F	6,198	$14.78	$91,606	105,237 Direct	-5.56%	Disposed	69.6% (price as of 2026-10-02)
March 15, 2023	TRNZ	A	48,560	·	·	111,435 Direct	+77.23%	Acquired	(price as of 2026-10-02)
March 15, 2023	TRNZ	F	2,498	$12.85	$32,099	62,875 Direct	-3.82%	Disposed	95.0% (price as of 2026-10-02)
Dec. 9, 2022	TRNZ	P	2,700	$10.48	$28,296	6,200 Indirect	+77.14%	Acquired	139.1% (price as of 2026-10-02)
Dec. 9, 2022	TRNZ	P	900	$10.57	$9,513	69,153 Direct	+1.32%	Acquired	137.1% (price as of 2026-10-02)
May 12, 2022	TRNZ	P	3,200	$15.29	$48,928	68,253 Direct	+4.92%	Acquired	63.9% (price as of 2026-10-02)
March 15, 2022	TRNZ	A	57,803	·	·	65,053 Direct	+797.28%	Acquired	(price as of 2026-10-02)
Aug. 23, 2021	TRNZ	P	3,500	$14.99	$52,465	3,500 Indirect	·	Acquired	67.2% (price as of 2026-10-02)
Jan. 29, 2021	TRNZ	P	7,250	$14.00	$101,500	7,250 Direct	·	Acquired	79.0% (price as of 2026-10-02)
May 17, 2011	HTGC	F	192	$10.37	$1,991	73,438 Direct	-0.26%	Disposed	61.4% (price as of 2026-10-02)
May 16, 2011	HTGC	F	39	$10.35	$404	73,630 Direct	-0.05%	Disposed	61.7% (price as of 2026-10-02)
May 10, 2011	HTGC	M	45,139	·	·	175,678 Direct	-20.44%	Disposed	(price as of 2026-10-02)
May 10, 2011	HTGC	F	24,263	$10.60	$257,188	73,669 Direct	-24.78%	Disposed	57.9% (price as of 2026-10-02)
May 10, 2011	HTGC	M	45,139	$4.21	$190,035	97,932 Direct	+85.50%	Acquired	297.6% (price as of 2026-10-02)
April 17, 2011	HTGC	F	192	$10.33	$1,983	52,793 Direct	-0.36%	Disposed	62.1% (price as of 2026-10-02)
April 16, 2011	HTGC	F	39	$10.33	$403	52,985 Direct	-0.07%	Disposed	62.1% (price as of 2026-10-02)
Dec. 17, 2010	HTGC	F	192	$10.10	$1,939	53,024 Direct	-0.36%	Disposed	65.7% (price as of 2026-10-02)
Nov. 17, 2010	HTGC	F	192	$10.19	$1,956	53,216 Direct	-0.36%	Disposed	64.3% (price as of 2026-10-02)
March 16, 2010	HTGC	A	5,000	·	·	53,408 Direct	+10.33%	Acquired	(price as of 2026-10-02)
March 17, 2009	HTGC	A	65,000	·	·	220,817 Direct	+41.72%	Acquired	(price as of 2026-10-02)
March 17, 2009	HTGC	A	25,000	·	·	47,111 Direct	+113.07%	Acquired	(price as of 2026-10-02)
Feb. 19, 2009	HTGC	P	2,000	$4.26	$8,520	22,111 Direct	+9.94%	Acquired	293.0% (price as of 2026-10-02)
Feb. 19, 2009	HTGC	P	2,000	$4.26	$8,520	62,251 Direct	+3.32%	Acquired	293.0% (price as of 2026-10-02)
Feb. 25, 2008	HTGC	A	35,817	·	·	155,817 Direct	+29.85%	Acquired	(price as of 2026-10-02)
Feb. 25, 2008	HTGC	A	16,000	·	·	19,580 Direct	+446.93%	Acquired	(price as of 2026-10-02)
Jan. 25, 2007	HTGC	A	35,000	·	·	120,000 Direct	+41.18%	Acquired	(price as of 2026-10-02)
June 16, 2006	HTGC	A	45,000	·	·	45,000 Direct	·	Acquired	(price as of 2026-10-02)
April 26, 2006	HTGC	X	315	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
April 26, 2006	HTGC	X	315	$10.55	$3,323	3,053 Direct	+11.50%	Acquired	58.7% (price as of 2026-10-02)
April 13, 2006	HTGC	X	685	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
April 13, 2006	HTGC	X	685	$10.55	$7,227	2,738 Direct	+33.37%	Acquired	58.7% (price as of 2026-10-02)
Nov. 9, 2005	HTGC	P	2,000	$10.90	$21,800	2,000 Direct	·	Acquired	53.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 10, 2011	HTGC	Option to Purchase Common Stock	Common Stock (45,139)	$4.21	March 17, 2016	45,139	Disposed
March 17, 2009	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (65,000)	$4.21	March 17, 2016	65,000	Acquired
Feb. 25, 2008	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (35,817)	$12.20	Feb. 25, 2015	35,817	Acquired
Jan. 25, 2007	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (35,000)	$14.02	Jan. 25, 2014	35,000	Acquired
June 16, 2006	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (45,000)	$12.14	June 16, 2013	45,000	Acquired
April 26, 2006	HTGC	Subscription Rights	Common Stock (315)	$10.55	April 13, 2006	315	Disposed
April 13, 2006	HTGC	Subscription Rights	Common Stock (685)	$10.55	April 13, 2006	685	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 22, 2005	HTGC	Option to Purchase Common Stock→ Common Stock, $0.001 par value (40,000)	40,000	Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HTGC

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$431,942	·	·	·	·	·	·	$431,942
2018	$578,500	·	·	·	·	·	·	$578,500
2017	$49,854	·	·	·	·	·	·	$49,854

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.