David W Kay

CIK 1196166 · View on SEC EDGAR ↗

Insider

First SEC filing: April 5, 2004 · Latest: April 5, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 8, 2008 ROCK D 15,626 $15.11 $236,109 0 Direct -100.00% Disposed 207.0% (price as of 2026-08-20)
May 8, 2008 ROCK D 15,626 $15.11 $236,109 0 Direct -100.00% Disposed 207.0% (price as of 2026-08-20)
March 3, 2008 ROCK D 2,080 4,162 Direct -33.32% Disposed (price as of 2026-08-20)
March 3, 2008 ROCK A 2,080 3,457 Direct +151.05% Acquired (price as of 2026-08-20)
Feb. 15, 2008 ROCK A 3,406 $17.96 $61,172 15,626 Direct +27.87% Acquired 158.3% (price as of 2026-08-20)
Feb. 15, 2008 ROCK A 3,406 $17.96 $61,172 15,626 Direct +27.87% Acquired 158.3% (price as of 2026-08-20)
Jan. 2, 2008 ROCK A 10,011 $18.28 $183,001 10,011 Direct Acquired 153.8% (price as of 2026-08-20)
July 31, 2007 ROCK D 703 $22.80 $16,028 1,377 Direct -33.80% Disposed 103.5% (price as of 2026-08-20)
July 31, 2007 ROCK A 2,080 2,080 Direct Acquired (price as of 2026-08-20)
April 27, 2007 ROCK A 7,767 7,767 Direct Acquired (price as of 2026-08-20)
Feb. 9, 2007 ROCK A 6,249 6,249 Direct Acquired (price as of 2026-08-20)
Feb. 9, 2007 ROCK A 6,249 $24.93 $155,788 6,249 Direct Acquired 86.1% (price as of 2026-08-20)
March 1, 2006 ROCK A 5,972 5,972 Direct Acquired (price as of 2026-08-20)
March 1, 2006 ROCK A 5,972 5,972 Direct Acquired (price as of 2026-08-20)
March 1, 2006 ROCK A 8,322 16,058 Direct +107.57% Acquired (price as of 2026-08-20)
April 6, 2005 ROCK A 7,736 7,736 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 8, 2008 ROCK Restricted Stock Unit (MSPP) [F8] Common Stock (15,626) 15,626 Disposed
May 8, 2008 ROCK Restricted Stock Unit (MSPP Match) [F5] Common Stock (15,626) 15,626 Disposed
Feb. 15, 2008 ROCK Restricted Stock Unit (MSPP) [F6] Common Stock (3,406) 3,406 Acquired
Feb. 15, 2008 ROCK Restricted Stock Unit (MSPP Match) [F4] Common Stock (3,406) 3,406 Acquired
Feb. 9, 2007 ROCK Restricted Stock Unit Common stock (6,249) 6,249 Acquired
Feb. 9, 2007 ROCK Restricted Stock Unit Common stock (6,249) 6,249 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 5, 2004 ROCK NONE 0 Direct
April 5, 2004 ROCK NONE→ NONE (0) 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ROCK

EVP
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2004 $206,250 $229,018 $2,028

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.