Denise M. Abood
CIK 1487488 · View on SEC EDGAR ↗
Insider
First SEC filing: March 23, 2010 · Latest: March 23, 2010
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 22, 2010 | LPLA | P | 37,600 | — | — | 37,600 Direct | — | Acquired | (price as of 2026-08-20) |
| Nov. 17, 2010 | LPLA | S | 6,906 | $30.00 | $207,180 | 39,134 Direct | -15.00% | Disposed | 1091.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common (37,600) | $34.61 | Dec. 22, 2020 | 37,600 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.