Dennis Shields
CIK 1124022 · View on SEC EDGAR ↗
First SEC filing: June 26, 2017 · Latest: June 26, 2017
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 23, 2018 | ESQ | A | 15,000 | — | — | 113,048 Direct | +15.30% | Acquired | (price as of 2026-08-20) |
| June 27, 2017 | ESQ | M | 13,500 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 27, 2017 | ESQ | F | 8,852 | $15.25 | $134,993 | 98,048 Direct | -8.28% | Disposed | 669.5% (price as of 2026-08-20) |
| June 27, 2017 | ESQ | M | 13,500 | $10.00 | $135,000 | 106,900 Direct | +14.45% | Acquired | 1073.6% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 27, 2017 | ESQ | Stock Options | Common Stock | $10.00 | June 28, 2017 | 13,500 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 26, 2017 | ESQ | Common Stock | 93,400 | Direct |
| June 26, 2017 | ESQ | Common Stock | 12,000 | Indirect |
| June 26, 2017 | ESQ | Common Stock | 5,000 | Indirect |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $445,096 | $100,000 | — | $366,415 | — | — | $6,580 | $918,091 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.