Derek A Small
CIK 1613260 · View on SEC EDGAR ↗
First SEC filing: May 1, 2024 · Latest: May 1, 2024
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 19, 2018 | ASMB | P | 1,200 | $41.77 | $50,124 | 669,291 Direct | +0.18% | Acquired | -93.4% (price as of 2026-08-19) |
| July 19, 2018 | ASMB | P | 1,200 | $41.19 | $49,428 | 668,091 Direct | +0.18% | Acquired | -93.4% (price as of 2026-08-19) |
| Feb. 11, 2016 | ASMB | P | 1,555 | $5.56 | $8,646 | 634,391 Direct | +0.25% | Acquired | -50.7% (price as of 2026-08-19) |
| Feb. 10, 2016 | ASMB | P | 8,445 | $5.52 | $46,616 | 632,836 Direct | +1.35% | Acquired | -50.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 4, 2026 | INVA | Non-statutory Stock Option | Common Stock (10,000) | $22.99 | May 3, 2036 | 10,000 | Acquired |
| May 19, 2025 | INVA | Non-statutory Stock Option | Common Stock (10,000) | $18.63 | May 18, 2035 | 10,000 | Acquired |
| June 17, 2024 | INVA | Non-statutory Stock Option | Common Stock (10,000) | $16.16 | June 16, 2034 | 10,000 | Acquired |
| March 29, 2019 | ASMB | Stock Option (right to buy) | Common Stock (65,000) | $19.69 | March 29, 2029 | 65,000 | Acquired |
| March 29, 2018 | ASMB | Stock Option (right to buy) | Common Stock (65,000) | $49.14 | March 29, 2028 | 65,000 | Acquired |
| March 29, 2017 | ASMB | Stock Option (right to buy) | Common Stock (40,000) | $25.34 | March 29, 2027 | 40,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 1, 2024 | INVA | Restricted Stock Units→ Common Stock (8,043) | 8,043 | Direct |
| May 1, 2024 | INVA | Restricted Stock Units→ Common Stock (1,206) | 1,206 | Direct |
| May 1, 2024 | INVA | Stock Options→ Common Stock (833) | 833 | Direct |
| April 15, 2015 | ASMB | Stock Option (right to buy)→ CommonStock, $0.001 par value per share | — | Direct |
| July 15, 2014 | ASMB | Stock Option (right to buy)→ CommonStock, $0.001 par value per share | — | Direct |
| July 14, 2014 | ASMB | Common Stock | — | Direct |
| July 14, 2014 | ASMB | Stock Option (right to buy)→ CommonStock, $0.001 par value per share | — | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2019 | $557,375 | — | $639,925 | $932,831 | $325,000 | — | $579,200 | $3,034,331 |
| 2017 | $470,833 | — | — | $717,892 | $250,000 | — | — | $1,438,725 |
| 2016 | $445,400 | — | — | — | $213,750 | — | — | $659,150 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.