Derek Bruton
CIK 1548542 · View on SEC EDGAR ↗
First SEC filing: May 8, 2012 · Latest: May 8, 2012
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 14, 2014 | LPLA | S | 16,000 | $53.21 | $851,360 | 7,869 Direct | -67.03% | Disposed | 598.0% (price as of 2026-08-19) |
| Feb. 11, 2013 | LPLA | S | 22,348 | $32.71 | $731,003 | 0 Direct | -100.00% | Disposed | 1035.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock (12,139) | $54.81 | Feb. 24, 2024 | 12,139 | Acquired |
| Feb. 14, 2014 | LPLA | Option to purchase common stock | Common Stock (16,000) | $22.08 | Sept. 14, 2019 | 16,000 | Disposed |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock (28,689) | $31.60 | Feb. 22, 2023 | 28,689 | Acquired |
| Feb. 11, 2013 | LPLA | Option to Purchase Common Stock | Common Stock (22,348) | $19.74 | June 12, 2019 | 22,348 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 8, 2012 | LPLA | Option to purchase Common Stock→ Common Stock (15,000) | 15,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock→ Common Stock (20,000) | 20,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock→ Common Stock (55,000) | 55,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock→ Common Stock (40,000) | 40,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock→ Common Stock (35,750) | 35,750 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock→ Common Stock (27,686) | 27,686 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $398,423 | — | — | — | $440,000 | — | $30,041 | $1,448,287 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.