Derek Bruton
First SEC filing: May 8, 2012 · Latest: May 8, 2012
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 24, 2014 | LPLA | A | 1,970 | · | · | 9,402 Direct | +26.51% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 12,139 | · | · | 12,139 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2014 | LPLA | F | 437 | $54.25 | $23,707 | 7,432 Direct | -5.55% | Disposed | 483.3% (price as of 2026-10-02) |
| Feb. 14, 2014 | LPLA | M | 16,000 | $22.08 | $353,280 | 23,869 Direct | +203.33% | Acquired | 1333.2% (price as of 2026-10-02) |
| Feb. 14, 2014 | LPLA | S | 16,000 | $53.21 | $851,360 | 7,869 Direct | -67.03% | Disposed | 494.7% (price as of 2026-10-02) |
| Feb. 14, 2014 | LPLA | M | 16,000 | · | · | 24,000 Direct | -40.00% | Disposed | (price as of 2026-10-02) |
| Feb. 25, 2013 | LPLA | A | 3,224 | · | · | 7,869 Direct | +69.41% | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 28,689 | · | · | 28,689 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 4,645 | · | · | 4,645 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 11, 2013 | LPLA | M | 22,348 | $19.74 | $441,150 | 22,348 Direct | · | Acquired | 1503.0% (price as of 2026-10-02) |
| Feb. 11, 2013 | LPLA | S | 22,348 | $32.71 | $731,003 | 0 Direct | -100.00% | Disposed | 867.4% (price as of 2026-10-02) |
| Feb. 11, 2013 | LPLA | M | 22,348 | · | · | 32,652 Direct | -40.63% | Disposed | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock | $54.81 | Feb. 24, 2024 | 12,139 | Acquired |
| Feb. 14, 2014 | LPLA | Option to purchase common stock | Common Stock | $22.08 | Sept. 14, 2019 | 16,000 | Disposed |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31.60 | Feb. 22, 2023 | 28,689 | Acquired |
| Feb. 11, 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $19.74 | June 12, 2019 | 22,348 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 8, 2012 | LPLA | Option to purchase Common Stock | 15,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock | 20,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock | 55,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock | 40,000 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock | 35,750 | Direct |
| May 8, 2012 | LPLA | Option to purchase Common Stock | 27,686 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $398,423 | · | · | · | $440,000 | · | $30,041 | $1,448,287 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.